Archive for September, 2007

Grant v. State

Friday, September 28th, 2007

EARL L. GRANT, JR., Appellant, v. STATE OF FLORIDA, Appellee.

Case No. 2D07-846

COURT OF APPEAL OF FLORIDA, SECOND DISTRICT

September 28, 2007, Opinion Filed

NOTICE:  

NOT FINAL UNTIL TIME EXPIRES TO FILE REHEARING MOTION AND, IF FILED, DETERMINED

PRIOR HISTORY:    [*1]

Appeal pursuant to Fla. R. App. P. 9.141(b)(2) from the Circuit Court for Pinellas County; Dee Anna Farnell, Judge.

JUDGES:   CASANUEVA, Judge. SALCINES and STRINGER, JJ., Concur.

OPINION BY:   CASANUEVA

OPINION  

CASANUEVA, Judge.

Earl L. Grant, Jr., appeals the summary denial of his motion for postconviction relief filed pursuant to Florida Rule of Criminal Procedure 3.800(a). Because the postconviction court failed to attach portions of the record conclusively refuting Mr. Grant’s claim, we reverse.

Mr. Grant alleges that he did not receive all jail credit for the time he was in the Pinellas County jail. Specifically, he alleges that he did not receive jail credit from December 2005 through June 2006, in case 06-12442. The postconviction court, relying on Whitehurst v. State, 654 So. 2d 607 (Fla. 2d DCA 1995), correctly found that Mr. Grant was only entitled to credit against each sentence for time spent in jail on those charges. However, the postconviction court failed to attach portions of the record to conclusively refute Mr. Grant’s allegations. “The burden is on the postconviction court to attach portions of the record refuting the rule 3.800(a) claim.” Spears v. State, 920 So. 2d 187 (Fla. 2d DCA 2006). Therefore,  [*2]  we reverse the order denying the rule 3.800(a) motion and remand for further proceedings. If the postconviction court again denies Mr. Grant’s motion, it shall attach those portions of the record that conclusively refute the claim.

Reversed and remanded.

SALCINES and STRINGER, JJ., Concur.

Riviere v. State

Friday, September 28th, 2007

BRIAN THOMAS RIVIERE, Appellant, v. STATE OF FLORIDA, Appellee.

Case No. 2D05-3441

COURT OF APPEAL OF FLORIDA, SECOND DISTRICT

September 28, 2007, Opinion Filed

NOTICE:  

NOT FINAL UNTIL TIME EXPIRES TO FILE REHEARING MOTION AND, IF FILED, DETERMINED

PRIOR HISTORY:    [*1]

Appeal pursuant to Fla. R. App. P. 9.141(b)(2) from the Circuit Court for Pasco County; Joseph A. Bulone, Judge.
Riviere v. State, 941 So. 2d 379, 2006 Fla. App. LEXIS 20418 (Fla. Dist. Ct. App. 2d Dist., 2006)

JUDGES:   KELLY, Judge. WHATLEY and VILLANTI, JJ., Concur.

OPINION BY:   KELLY

OPINION  

KELLY, Judge.

Brian Thomas Riviere appeals the summary denial of his motion to correct illegal sentence filed pursuant to Florida Rule of Criminal Procedure 3.800(a). We reverse the postconviction court’s order and remand for reconsideration of the claim as if it were filed under rule 3.850.

Riviere’s motion raised the single claim that the statute of limitations expired before the State filed charges against him. The postconviction court correctly found that Riviere’s allegation should have been raised in a rule 3.850 motion. See Fla. R. Crim. P. 3.850(a)(1); Morgan v. State, 888 So. 2d 128 (Fla. 3d DCA 2004) (holding that the defendant’s claim that the statute of limitations had expired on several counts before the State filed its information was an attack on both his conviction and sentence and should be raised pursuant to rule 3.850). Nevertheless, because Riviere’s motion was properly sworn and otherwise met the requirements of rule 3.850, the postconviction court should not have denied it but rather should have treated  [*2]  it as a motion filed pursuant to that rule. See Snell v. State, 890 So. 2d 1292 (Fla. 2d DCA 2005); Rinderer v. State, 857 So. 2d 955 (Fla. 4th DCA 2003). Accordingly, we reverse the postconviction court’s order and remand for reconsideration pursuant to rule 3.850. If the court again denies the motion, it shall attach portions of the record that conclusively refute Riviere’s claim.

Reversed and remanded.

WHATLEY and VILLANTI, JJ., Concur.

Flowers v. State

Friday, September 28th, 2007

MICHAEL FLOWERS, Petitioner, v. STATE OF FLORIDA, Respondent.

CASE NO. 1D07-3328

COURT OF APPEAL OF FLORIDA, FIRST DISTRICT

September 28, 2007, Opinion Filed

NOTICE:  

NOT FINAL UNTIL TIME EXPIRES TO FILE MOTION FOR REHEARING AND DISPOSITION THEREOF IF FILED.

PRIOR HISTORY:   Flowers v. State, 951 So. 2d 833, 2007 Fla. App. LEXIS 3675 (Fla. Dist. Ct. App. 1st Dist., 2007)

COUNSEL:    [*1]  Michael Flowers, Pro se, Petitioner.

Bill McCollum, Attorney General, and Alan R. Dakan, Assistant Attorney General, Tallahassee, for Respondent.

JUDGES:   BROWNING, C.J., ALLEN and THOMAS, JJ., CONCUR.

OPINION  

Petition Alleging Ineffective Assistance of Appellate Counsel — Original Jurisdiction.

PER CURIAM.

Michael Flowers petitions this court for relief on a theory of ineffective assistance of appellate counsel. His direct appeal to this court from judgment and sentence of the Circuit Court for Duval County resulted in an affirmance. Flowers v. State, 951 So. 2d 833 (Fla. 1st DCA 2007). For the reasons set forth below, we grant the petition in part, deny it in part, and order commencement of a new appellate proceeding.

Petitioner first claims that his sentence was illegal under the holding of Yasin v. State, 896 So. 2d 875 (Fla. 5th DCA 2005). Appellate counsel, according to petitioner, should have preserved the issue by filing a motion in the trial court pursuant to Florida Rule of Criminal Procedure 3.800(b)(2) and, if that motion was denied, raised the issue on appeal. This theory of ineffective assistance of appellate counsel has been recognized by this court. Evans v. State, 904 So. 2d 638 (Fla. 1st DCA 2005).  [*2]  Although we refrain from here concluding that the sentence was illegal because the issue must be first addressed by the trial court, there does appear to be a reasonable probability that petitioner’s Yasin challenge will ultimately result in a more favorable sentence.

Petitioner’s second claim is that a hearing conducted pursuant to Nelson v. State, 274 So. 2d 256 (Fla. 4th DCA 1973) was legally insufficient and that he was prejudiced because he eventually represented himself at trial when he should have been appointed alternate counsel. He argues that his appellate counsel was ineffective in failing to order a transcript of the Nelson hearing. This, too, is a recognized theory which may result in relief in some circumstances. Martone v. State, 867 So. 2d 510 (Fla. 4th DCA 2004).

We find petitioner’s other two claims to be without merit and deny the petition as to them without discussion.

The petition is granted in part and we order commencement of a new appellate proceeding. Shabazz v. State, 955 So. 2d 57 (Fla. 1st DCA 2007). A copy of this opinion will be provided to the clerk of the circuit court upon issuance of mandate, who shall treat it as a timely notice of appeal. If petitioner  [*3]  qualifies for appointed counsel, the trial court shall appoint counsel to represent him on appeal. The resulting new appellate proceeding before this court shall be limited to the two issues described above.

PETITION GRANTED IN PART AND DENIED IN PART.

BROWNING, C.J., ALLEN and THOMAS, JJ., CONCUR.

Sargent v. State

Friday, September 28th, 2007

DONALD E. SARGENT, Petitioner, v. STATE OF FLORIDA, Respondent.

Case No. 5D07-1993

COURT OF APPEAL OF FLORIDA, FIFTH DISTRICT

September 28, 2007, Opinion Filed

COUNSEL:    [*1]  Donald E. Sargent, Cross City, Pro se.

Bill McCollum, Attorney General, Tallahassee, and Kellie A. Nielan, Assistant Attorney General, Daytona Beach, for Respondent.

JUDGES:   PALMER, C.J., SAWAYA and TORPY, JJ., concur.

OPINION  

Petition for Belated Appeal, A Case of Original Jurisdiction.

PER CURIAM.

Donald Sargent has filed a petition in this court seeking a writ of habeas corpus requesting a belated appeal. We deny the petition without prejudice to refile a legally sufficient petition. The instant petition, although executed with proper legal formality, fails to allege that Sargent requested his attorney to file an appeal on his behalf in a timely manner. If he failed to make a timely request for an appeal, n1 he is not entitled to receive a belated appeal.

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See Fla. R. App. P. 9.141(c)(3)(F). See also Moore v. State, 910 So. 2d 947 (Fla. 5th DCA 2005).
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Petition for Writ of Habeas Corpus DENIED without prejudice.

PALMER, C.J., SAWAYA and TORPY, JJ., concur.

Polite v. State

Thursday, September 27th, 2007

GARY LAMAR POLITE, Petitioner, vs. STATE OF FLORIDA, Respondent.

No. SC06-1401

SUPREME COURT OF FLORIDA

September 27, 2007, Decided

NOTICE:  

NOT FINAL UNTIL TIME EXPIRES TO FILE REHEARING MOTION, AND IF FILED, DETERMINED.

PRIOR HISTORY:    [*1]

Application for Review of the Decision of the District Court of Appeal – Certified Direct Conflict of Decisions. (Dade County). Third District – Case No. 3D03-2819.
Polite v. State, 933 So. 2d 587, 2006 Fla. App. LEXIS 9710 (Fla. Dist. Ct. App. 3d Dist., 2006)

COUNSEL:   Carlos F. Gonzalez of Diaz, Reus, Rolff and Targ, LLP, Miami, Florida, for Petitioner.

Bill McCollum, Attorney General, Tallahassee, Florida, Richard L. Polin, Bureau Chief, and Lucretia A. Pitts, Assistant Attorneys General, Miami, Florida, for Respondent.

JUDGES:   PARIENTE, J. LEWIS, C.J., and ANSTEAD, QUINCE, CANTERO, and BELL, JJ., concur. WELLS, J., concurs in result only with an opinion.

OPINION BY:   PARIENTE

OPINION  

PARIENTE, J.

We have for review Polite v. State, 933 So. 2d 587 (Fla. 3d DCA 2006), in which the Third District Court of Appeal certified conflict with the Fifth District Court of Appeal’s decision in A.F. v. State, 905 So. 2d 1010 (Fla. 5th DCA 2005). n1 The conflict issue is whether knowledge that a victim is a law enforcement officer is an essential element of the offense of resisting an officer with violence under section 843.01, Florida Statutes (2002). The Third District in Polite held that knowledge of an officer’s status is not an essential element of the offense of resisting an officer with violence. The Fifth District in A.F. reached  [*2]  the opposite conclusion. Because we conclude that knowledge is an essential element of the crime of resisting an officer with violence, we quash the Third District’s decision in Polite and approve the Fifth District’s decision in A.F.

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We have jurisdiction. See art. V, § 3(b)(4), Fla. Const.
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FACTS AND PROCEDURAL HISTORY

This case arises from the arrest and conviction of Gary Polite, a 38-year-old homeless man, for resisting an officer with violence under section 843.01. On December 16, 2002, Miami-Dade County Police Officer Marcos Munoz was working undercover in the downtown Miami area, wearing a T-shirt underneath a plaid, button-down shirt. Officer Munoz was patrolling for potential thieves near jewelry stores in downtown Miami when he observed Polite shaking and poking a parking meter in an apparent effort to extract some coins. Tampering with a parking meter is a misdemeanor so Munoz moved in for an arrest.

According to Munoz, he pulled out his badge, grabbed his handcuffs and went to seize Polite’s wrist while simultaneously identifying himself as a police officer. Polite pulled away and Munoz took hold of his shoulders and clothing so he would not get away. Munoz told him not to  [*3]  resist.

The defendant’s upper clothing slipped off and the defendant was able to get out of Officer Munoz’s grasp. The defendant attempted to hit the officer and fled the scene. Officer Munoz sent out a BOLO [(be on the lookout)] for the defendant.

Officer Santiago was also working patrol that evening, not undercover, and received Officer Munoz’s BOLO call. Shortly thereafter, Officer Santiago observed the defendant riding his bike. The defendant got off the bike and started walking toward the police officer. Officer Santiago identified himself as an officer and directed the defendant to stop. The defendant submitted to officer Santiago’s authority without a struggle.Polite, 933 So. 2d at 588 n.2.

The State charged Polite with second-degree misdemeanor tampering with coin-operated vending machines and parking meters under section 877.08(3), Florida Statutes (2002), and third-degree felonious resisting an officer with violence under section 843.01. Only two witnesses testified at trial. Officer Munoz testified for the State concerning his observations and actions in attempting to arrest Polite. Officer Santiago testified for the defense concerning his actions in detaining Polite. Officer  [*4]  Santiago was in full uniform when he received the BOLO from Officer Munoz. n2 Officer Santiago testified that he was clearly identifiable as an officer and Polite submitted with “no struggle.” Additionally, Officer Santiago testified that although Polite did not approach him asking for help or mention that someone was chasing him, Polite told Officer Santiago that “he wasn’t sure that [Officer Munoz] was a policeman.”

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Although Officer Santiago was technically on bicycle patrol, he was in his law enforcement vehicle when he came into contact with Polite.
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At the close of all the evidence, Polite moved for a judgment of acquittal on both counts. n3 As to the count of resisting an officer with violence, Polite argued that the State failed to meet its burden on an essential element of the crime–that Polite knew Munoz was an officer. The State argued that knowledge of the officer’s status was not an essential element of the offense and therefore the State was required to prove only “that the defendant knowingly and willfully resisted or obstructed or opposed the officer by offering to do him violence.” The trial court denied the motions.

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As to the count of tampering with a parking meter,  [*5]  Polite argued that there was no direct evidence that he broke into the machine.
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During closing argument, the State told the jury that it had to prove only three elements for the crime of resisting an officer with violence: (1) defendant knowingly and willfully resisted, obstructed or opposed an officer by offering to do violence; (2) the officer was engaged in the lawful execution of a legal duty; and (3) that the victim was an officer. The State emphasized that it need not prove that the defendant knew the victim was an officer, but explained that it was impossible for Polite not to have known. Polite responded by reasserting that the State failed to meet its burden of proving that Polite knew Munoz was an officer. Further, Polite argued that the evidence indicated that he was struggling to get away from an unknown attacker.

Defense counsel requested a special instruction that the State had to prove the defendant’s knowledge of Officer Munoz’s status, which was denied by the trial court. Defense counsel then filed a motion for a mistrial based on the trial court’s refusal to read the special instruction, which was also denied. Over defense counsel’s objection, the trial court read the  [*6]  standard jury instruction on the count for resisting an officer with violence. n4 Although this instruction explains that the State must prove that the defendant knowingly and willfully resisted, it does not include a specific requirement as to the defendant’s knowledge of the officer’s status. The trial court also instructed the jury on the permissive lesser included offense of resisting an officer without violence under section 843.02, Florida Statutes (2002), n5 and misdemeanor tampering with coin-operated vending machines or parking meters.

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The court read the following standard jury instruction for resisting an officer with violence:

1. GARY LAMAR POLITE knowingly and willfully [resisted] [obstructed] [opposed] OFFICER M. MUNOZ by [offering to do him violence] [doing violence to him].

2. At the time OFFICER M. MUNOZ was engaged in the [execution of a legal process] [lawful execution of a legal duty].

3. At the time OFFICER M. MUNOZ was an officer.5

The court read the following standard jury instruction for resisting an officer without violence:

1. GARY LAMAR POLITE [resisted] [obstructed] [opposed] OFFICER M. MUNOZ.

2. At the time OFFICER M. MUNOZ was engaged in the [execution of a legal  [*7]  process] [lawful execution of a legal duty].

3. At the time OFFICER M. MUNOZ was an officer.
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The jury convicted Polite of both misdemeanor tampering with a parking meter and felonious resisting an officer with violence. Polite filed a motion for a new trial. The State and Polite reasserted their arguments as to whether knowledge of Officer Munoz’s status is an element of resisting an officer with violence. The trial court denied the motion.

On the misdemeanor tampering with a parking meter charge, Polite was sentenced to 227 days’ imprisonment. On the felony charge, Polite was sentenced to seven and one half years as a prison releasee reoffender and habitual felony offender with a five-year mandatory minimum term of incarceration.

On appeal, Polite again argued that knowledge of the officer’s status is an essential element of the offense of resisting an officer with violence and that the trial court erred in not instructing the jury on this element. See Polite, 933 So. 2d at 589. The Third District ultimately affirmed Polite’s convictions and sentences, concluding that knowledge of an officer’s status is not an element of the crime of resisting an officer with violence under section 843.01.  [*8]  See id. n6 Although the Third District held that knowledge is not an essential element, the court noted that a defendant may assert his or her lack of knowledge as an affirmative defense to the crime. See Polite, 933 So. 2d at 593. However, the court concluded that “the availability of such a defense . . . does not render knowledge an element of the offense itself which must be established by the state.” Id. In reaching this conclusion, the Third District certified conflict with the Fifth District’s decision in A.F. See id. at 594.

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The decision currently under review is actually the third decision issued by the Third District in Polite’s appeal. In its first decision, the Third District per curiam affirmed the convictions and sentences. See Polite v. State, 2004 Fla. App. LEXIS 11728, 29 Fla. L. Weekly D1932 (Fla. 3d DCA Aug. 11, 2004) (citing O’Brien v. State, 771 So. 2d 563 (Fla. 4th DCA 2000)). Polite moved for rehearing and the Third District set aside its previous decision and substituted another for it. See Polite v. State, 934 So. 2d 496, 497 (Fla. 3d DCA 2005) (reversing the conviction and concluding that “[t]here is no doubt [knowledge] is an indispensable element of the crime in question”). After the  [*9]  second decision, the State moved for rehearing and the Third District replaced its second decision with the decision currently pending review in this Court.
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ANALYSIS

I. Principles of Statutory Construction

Because the conflict issue involves the interpretation of a statute, this Court’s review is de novo. See Tillman v. State, 934 So. 2d 1263, 1269 (Fla. 2006). As with all cases of statutory construction, it is the Court’s purpose to effectuate legislative intent. See Bautista v. State, 863 So. 2d 1180, 1185 (Fla. 2003). This is because “legislative intent is the polestar that guides a court’s statutory construction analysis.” State v. J.M., 824 So. 2d 105, 109 (Fla. 2002). In construing a statutory provision, the Court first looks to the actual language used in the statute. See State v. Bodden, 877 So. 2d 680, 685 (Fla. 2004). As this Court has previously stated, “the Legislature generally has broad authority to determine any requirement for intent or knowledge in the definition of a crime. To determine whether the Legislature included a knowledge requirement in any given statute, we first look to the statute’s plain language.” State v. Giorgetti, 868 So. 2d 512, 515 (Fla. 2004) (citation  [*10]  omitted). If the plain meaning of the language is clear and unambiguous, then the Court need not delve into principles of statutory construction unless that meaning leads to a result that is either unreasonable or clearly contrary to legislative intent. See State v. Burris, 875 So. 2d 408, 410 (Fla. 2004). However, if the language is unclear or ambiguous, then the Court applies rules of statutory construction to discern legislative intent. See Bautista, 863 So. 2d at 1185.

With respect to criminal statutes, “[o]ne of the most fundamental principles of Florida law is that penal statutes must be strictly construed according to their letter.” Perkins v. State, 576 So. 2d 1310, 1312 (Fla. 1991). In fact, the Legislature has specifically codified this principle of lenity in section 775.021(1), Florida Statutes (2002). “This principle ultimately rests on the due process requirement that criminal statutes must say with some precision exactly what is prohibited.” Perkins, 576 So. 2d at 1312. Thus, when criminal statutes are subject to competing, albeit reasonable, interpretations, they must be “strictly construed . . . most favorably to the accused.” § 775.021(1), Fla. Stat.; accord State v. Byars, 823 So. 2d 740, 742 (Fla. 2002);  [*11]  Wallace v. State, 724 So. 2d 1176, 1180 (Fla. 1998).

A. Construction of Section 843.01

Section 843.01 provides in pertinent part:

Whoever knowingly and willfully resists, obstructs, or opposes any officer . . . in the execution of legal process or in the lawful execution of any legal duty, by offering or doing violence to the person of such officer or legally authorized person, is guilty of a felony of the third degree, punishable as provided in s. 775.082, s. 775.083, or s. 775.084.§ 843.01, Fla. Stat. Section 843.01 was originally enacted in 1881 and has, remarkably, remained relatively unchanged since that time. In fact, the critical phrase and gravamen of the offense, “knowingly and willfully resists, obstructs, or opposes any [officer],” has been part of the statute since its inception. Ch. 3276, § 1, Laws of Fla. (1881).

The State argues and the Third District held “that the ‘plain language’ of section 843.01 shows that the legislature did not include knowledge of the victim’s status as an element of the offense,” because the adverbs knowingly and willfully only modify the verbs “resists, obstructs, or opposes” rather than the entire phrase. Polite, 933 So. 2d at 589. In other words,  [*12]  the State urges an interpretation, which was adopted by the Third District, that the defendant must only knowingly and willfully engage in the proscribed conduct, i.e., resisting, obstructing, or opposing an individual who just so happens to be an officer. See id. at 590.

Conversely, the Fifth District in A.F. expressly held that knowledge of the officer’s status is an element of the crime of resisting an officer with violence. 905 So. 2d at 1012. Further, both the First and Fourth District Courts of Appeal have assumed, without engaging in statutory interpretation, that the statute requires the jury to find that the defendant knew he or she was resisting an officer. See W.E.P. v. State, 790 So. 2d 1166, 1172 (Fla. 4th DCA 2001) (stating that “a defendant cannot be guilty of resisting an officer, unless the accused has reason to know that his victim was an officer”); O’Brien v. State, 771 So. 2d 563, 564 (Fla. 4th DCA 2000); Cooper v. State, 742 So. 2d 855, 857, 857 n.2 (Fla. 1st DCA 1999) (comparing resisting an officer without violence under section 843.02, which, despite the text’s omission of an express knowledge requirement, has been interpreted as requiring that the person charged  [*13]  have knowledge that the person he or she is resisting is an officer, with resisting an officer with violence under section 843.01, which has a specific knowledge requirement). n7 These courts essentially conclude that without knowledge that the victim is an officer, the defendant cannot be found guilty of the crime of resisting an officer with violence.

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Interestingly, in its second decision on appeal, the Third District relied on Cooper in holding that there is “no doubt” that knowledge is an essential element of the crime and that the prosecutor had “erroneously informed the jury that it was not necessary to establish this fact to convict the defendant.” Polite, 934 So. 2d at 497.
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We conclude that the statute is subject to competing reasonable interpretations as to whether knowledge of the officer’s status is an essential element of resisting an officer with violence. Thus, at the very least, the provision is ambiguous and must be strictly construed most favorably to the accused. See § 775.021(1), Fla. Stat.; Perkins, 576 So. 2d at 1312. However, even beyond this fundamental tenet of Florida law regarding the construction of criminal statutes, which weighs in favor of the defendant,  [*14]  the application of the rules of statutory construction lead us to conclude that “knowingly and willfully” modifies the entire phrase “resisting, obstructing or opposing an officer,” including both the verbs “resist, obstruct, or oppose” and the object “an officer.”

As this Court observed in determining whether resisting an officer with violence was a specific or general intent crime, the statute’s plain language reveals that a defendant must have a “general intent to ‘knowingly and willfully’ impede an officer in the performance of his or her duties.Frey v. State, 708 So. 2d 918, 920 (Fla. 1998) (emphasis supplied). “Knowing” has been defined as “having or showing awareness or understanding; well-informed. . . . Deliberate; conscious.” Black’s Law Dictionary 888 (8th ed. 2004). “Willful” conduct has been defined as “Voluntary and intentional, but not necessarily malicious,” id. at 1630, and “Proceeding from a conscious motion of the will; voluntary; knowingly; deliberate. Intending the result which actually comes to pass; designed; intentional; purposeful; not accidental or involuntary.” Jones v. State, 912 So. 2d 686, 688 (Fla. 1st DCA 2005) (quoting Black’s Law Dictionary 1599 (6th  [*15]  ed. 1990)). Based on these common definitions, it would be difficult for one to impede an officer in the performance of his or her duties both “knowingly,” having an awareness or understanding, and “willfully,” intending the result which actually comes to pass, without knowing that the person he or she is impeding is an officer.

On the other hand, a construction like that of the Third District, namely, that the terms “knowingly and willfully” only modify the verbs “resist, obstruct or oppose,” would render the words “knowingly and willfully” superfluous. For instance, the word “resist” has been defined as follows: “to exert force in opposition . . . to exert oneself so as to counteract or defeat.” Merriam Webster’s Collegiate Dictionary 994 (10th ed. 2001). The very nature of “resisting” therefore implies an element of knowledge, i.e., an awareness that another is exerting force and an intent to counter that force in opposition. If this Court were to adopt the Third District’s construction, we would be disregarding the maxim of statutory construction that courts are required to give significance and effect to every word or phrase in a statute. See Gulfstream Park Racing Ass’n, Inc. v. Tampa Bay Downs, Inc., 948 So. 2d 599, 606 (Fla. 2006).

Moreover,  [*16]  without requiring that the defendant know the person he or she is resisting is a police officer, an argument could be made that the statute does not put the defendant on adequate notice of what conduct is prohibited, which is contrary to a basic tenet of due process that criminal statutes must state with some precision exactly what is prohibited. See Perkins, 576 So. 2d at 1312.

B. Construction of Section 843.02

Our statutory construction analysis is further facilitated by an interpretation of the essential elements of the offense of resisting an officer without violence under section 843.02, Florida Statutes (2002), a permissive lesser included offense of resisting an officer with violence under section 843.01. See State v. Espinosa, 686 So. 2d 1345, 1347 (Fla. 1996). Section 843.02 states that “[w]hoever shall resist, obstruct, or oppose any officer . . . in the lawful execution of any legal duty, without offering or doing violence to the person of the officer, shall be guilty of a misdemeanor of the first degree.” Similar to section 843.01, this provision specifies that it is unlawful to “resist, obstruct or oppose any officer.” §§ 843.01, 843.02, Fla. Stat. However, unlike section 843.01,  [*17]  there is no language in section 843.02 requiring the defendant to act “knowingly and willfully.” Yet courts, including the Third District in this case, have interpreted section 843.02 as requiring proof of a defendant’s knowledge of the officer’s status. See Polite, 933 So. 2d at 592-93; Cooper, 742 So. 2d at 857; Harris v. State, 935 So. 2d 1259, 1262 (Fla. 5th DCA 2006).

The Third District in Polite reasoned that knowledge must be read into section 843.02, even though the provision is silent as to such a requirement, because “the forbidden conduct would not otherwise be necessarily improper.” 933 So. 2d at 593. The court explained that, without the element of knowledge, “one would be subject to prosecution for entirely innocent behavior–such as, for example, simply walking away from an unidentified someone who ordered him to remain still.” Id. In other words, if the individual does not know that the person is a police officer, there may be circumstances where it is permissible to refuse to leave the area, resist being handcuffed (without violence) or even flee the scene. As the court in Cooper observed, if the defendant believed he or she was being detained by a drug dealer, he or  [*18]  she would have the right to resist the detention. 742 So. 2d at 857-58. Contrary to the Third District’s analysis, we believe this argument is equally applicable to the crime of resisting an officer with violence. For instance, if a defendant does not know that the person attempting to detain him or her is a police officer, that person has every reason to resist any effort at restraint or detention.

Moreover, such a construction would give rise to the anomalous result that the more serious crime would not require knowledge of the victim’s status even though it contains the words “knowingly and willfully,” but the less serious crime would require such knowledge even absent a knowing requirement written into the statute. Cf. Thompson v. State, 695 So. 2d 691, 693 (Fla. 1997); Chicone v. State, 684 So. 2d 736, 742 (Fla. 1996). In Thompson, the Court concluded that it would be incongruous not to require knowledge of the victim’s status for attempted murder of a law enforcement officer, which was classified as a life felony, where the offense of attempted first-degree murder in general is only punishable by a maximum of thirty years in prison. See 695 So. 2d at 693. The Court further stated  [*19]  that any other result would “ignore the basic tenet of statutory construction that courts are constrained to avoid a construction that would result in unreasonable, harsh, or absurd consequences.” Id.

These principles are equally applicable to the analysis here. Section 843.02 is a permissive lesser included offense of section 843.01–the former a first-degree misdemeanor subjecting a nonhabitual offender to a maximum of one year in prison and the latter a third-degree felony subjecting a nonhabitual offender to a maximum of five years in prison. See § 775.082, Fla. Stat. (2002). n8 Moreover, as previously mentioned, the Legislature requires a defendant to act “knowingly and willfully” in resisting an officer with violence, but clearly omits any such requirement in resisting an officer without violence. According to the principles this Court first stated in Chicone and reiterated in Thompson, it would be incongruous to require knowledge of the officer’s status for resisting an officer without violence, a first-degree misdemeanor, but not require knowledge of the victim’s status for resisting an officer with violence, a third-degree felony. Thompson, 695 So. 2d at 693; Chicone, 684 So. 2d at 742.  [*20]  Concluding otherwise would arguably lead to an unreasonable and harsh result, where a defendant’s required mental state for a felony offense is less than that required for a permissive lesser included misdemeanor offense. Thompson, 695 So. 2d at 693.

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Although section 775.082 was amended in 2005, see ch. 2005-28, § 4, Laws of Fla., the revision does not affect the specific text or principles for which this provision is cited.
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C. Related Statutory Provisions

A review of related statutory provisions involving crimes against law enforcement officers further supports the construction that knowledge of an officer’s status is an essential element of the offense of resisting an officer with violence. See T.R. v. State, 677 So. 2d 270, 271 (Fla. 1996) (reiterating that courts must construe related statutory provisions in harmony with one another). Section 843.01 is part of a statutory scheme that is designed to protect law enforcement officers and ensure that they are able to perform their duties. For example, section 784.07(2), Florida Statutes (2002), states that “[w]henever any person is charged with knowingly committing an assault or battery upon a law enforcement officer . . . while the  [*21]  officer . . . is engaged in the lawful performance of his or her duties, the offense for which the person is charged shall be reclassified.” n9 For purposes of our analysis, it is significant that we have previously held that knowledge of the officer’s status is an essential element of this offense even though section 784.07(2) lacks specific language to that effect. See Thompson, 695 So. 2d at 692; Street v. State, 383 So. 2d 900, 900 (Fla. 1980). n10

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Although section 784.07(2) was amended in 2002, see ch. 2002-209, §§ 1-2, Laws of Fla., in 2006, see ch. 2006-127, § 1, Laws of Fla., and again in 2007, see ch. 2007-112, § 1, Laws of Fla., the revisions did not amend the text mentioned above or the principles for which the provision was cited.10

Additionally, this Court previously held that knowledge of an officer’s status was also an essential element of attempted murder of a law enforcement officer under the 1993 version of section 784.07(3). See State v. Barnum, 921 So. 2d 513, 517 (Fla. 2005), cert. denied, 127 S. Ct. 493, 166 L. Ed. 2d 365 (2006); Thompson, 695 So. 2d at 692. Although the 1993 version of section 784.07(3) did not include specific language regarding knowledge of the officer’s status,  [*22]  we nevertheless concluded that if the underlying crime of battery required the defendant to know of the officer’s status then the greater offense of attempted murder of an officer should also require such knowledge. See Thompson, 695 So. 2d at 692. We note that section 784.07(3) has been amended since 1993 and no longer includes the offense of attempted murder of a law enforcement officer. See § 784.07(3), Fla. Stat. (2006).
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The language of section 784.07 is almost identical to that of section 843.01–both statutes include the word “knowingly,” followed by a proscribed act upon an officer. Compare § 784.07(2), Fla. Stat. (“Whenever any person is charged with knowingly committing an assault or battery upon a law enforcement officer . . . .”) with § 843.01, Fla. Stat. (“Whoever knowingly and willfully resists, obstructs, or opposes any officer . . . .”). Although the actus reus or proscribed acts are distinct, i.e., “assault and battery” versus “resists, obstructs, or opposes,” the requisite mens rea or mental state is comparable. Therefore, because the Court has previously held that “knowingly” in section 784.07 includes knowledge of the officer’s status, it would be unreasonable for  [*23]  the Court not to similarly conclude that “knowingly and willfully” in section 843.01 includes knowledge of the officer’s status.

We acknowledge the Third District’s observation “that when the legislature determines that knowledge of an officer’s status is an element of an offense, it has expressly included such a condition.” Polite, 933 So. 2d at 591. The Third District referred to section 784.081(2), Florida Statutes (2000), which reclassifies the offense of assault or battery upon any employee of the state system of education “when the person committing the offense knows or has reason to know the identity or position or employment of the victim,” n11 and section 316.1935(1), Florida Statutes (2005), which states that “[i]t is unlawful for the operator of any vehicle, having knowledge that he or she has been ordered to stop such vehicle by a duly authorized law enforcement officer, willfully to refuse or fail to stop the vehicle in compliance with such order.”

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Although section 784.081 has been subsequently amended, see ch. 2001-68, § 11, ch. 2002-387, § 1037, ch. 2004-41, § 19, ch. 2004-276, § 1, ch. 2004-350, § 48, Laws of Fla., these amendments did not revise the language cited  [*24]  above or the principles for which this statute is cited.
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The Third District is correct that the Legislature clearly intended to make knowledge of the school board official’s or the officer’s status an element of these offenses and failed to include similar language in section 843.01. Certainly, we have applied the principle that the Legislature “‘knows how to’ accomplish what it has omitted” in a provision, in construing related statutes. Cason v. Fla. Dep’t of Mgmt. Servs., 944 So. 2d 306, 315 (Fla. 2006) (quoting Rollins v. Pizzarelli, 761 So. 2d 294, 298 (Fla. 2000)). However, the relevance of this discrete statutory construction principle is tempered by the fact that courts have interpreted several other provisions directly relating to crimes against law enforcement officers as requiring knowledge of an officer’s status despite a lack of specific language to that effect. See Thompson, 695 So. 2d at 692 (concluding that battery on a law enforcement officer under section 784.07(2) and attempted murder of a law enforcement officer under section 784.07(3) include knowledge of the officer’s status as an essential element); Cooper, 742 So. 2d at 858 (concluding that resisting an officer  [*25]  without violence under section 843.02 requires proof of defendant’s knowledge of officer’s status). Thus, the Legislature’s failure to expressly include knowledge of the officer’s status as an essential element in section 843.01 is not dispositive in this case, particularly where the statute was enacted over 120 years ago and has always, since its adoption, included the requirement that the defendant act “knowingly and willfully.” n12

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We reject the Third District’s reliance on the United States Supreme Court’s decision in United States v. Feola, 420 U.S. 671, 95 S. Ct. 1255, 43 L. Ed. 2d 541 (1975). In Feola, the Court construed 18 U.S.C. § 111 (2000), not to require knowledge of an officer’s status. See id. at 684. However, the federal statute is distinguishable from section 843.01 because it does not include the requirement that the defendant act “knowingly and willfully.” See 18 U.S.C. § 111(a)(1) (“Whoever . . . forcibly assaults, resists, opposes, impedes, intimidates, or interferes with any person designated in section . . . .”). Moreover, the counterpart to this federal statute is not only section 843.01 but also 787.07(2), the provision addressing assault and battery on a law enforcement officer, which we  [*26]  have already held under Florida law requires proof that the defendant knew of the officer’s status. See Thompson, 695 So. 2d at 692.

We similarly reject the Third District’s reliance on a number of distinguishable out-of-state cases. Several of these decisions are distinguishable because the courts construed statutes that excluded the terms “knowingly and willfully.” See Jackson v. State, 1999 Del. LEXIS 171, 1999 WL 591502, *1 (Del. 1999) (“A person is guilty of resisting arrest when the person intentionally prevents or attempts to prevent a peace officer from effecting an arrest . . . .”); Powell v. State, 806 So. 2d 1069, 1075 n.2 (Miss. 2001) (“It shall be unlawful for any person to obstruct or resist by force, or violence, or threats, or in any other manner, his lawful arrest or the lawful arrest of another person by any state, local or federal law enforcement officer . . . .”). Additionally, the Third District noted several states that have statutes that expressly stated knowledge was an affirmative defense. See State v. Daniels, 220 Neb. 480, 370 N.W.2d 179, 181-82 (Neb. 1985) (“It is an affirmative defense to prosecution under this section if the peace officer involved was out of uniform and did not identify  [*27]  himself or herself as a peace officer by showing his or her credentials to the person whose arrest is attempted.”); Me. Rev. Stat. Ann. 17-A, § 751-A(2) (2006) (“It is a defense to prosecution under this section that the person reasonably believed that the person attempting to effect the arrest or detention was not a law enforcement officer.”). Importantly, as the Third District acknowledged, the several out-of-state cases that involved provisions nearly identical to section 843.01 construed the provisions in line with our decision today. See Phillips v. State, 267 Ga. App. 733, 601 S.E.2d 147, 150 (Ga. Ct. App. 2004) (rejecting defendant’s argument that State failed to prove that he knew the victim was a police officer, where defendant admitted at trial that he ran when he realized the officers recognized him because of outstanding warrants for his arrest); Stack v. State, 534 N.E.2d 253, 255 (Ind. Ct. App. 1989) (concluding that defendant had to know or have reason to know of officer’s status, where statute required the defendant to act “knowingly and intentionally”).
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D. Knowledge of an Officer’s Status as an Affirmative Defense

Importantly, this is not a case where the State is arguing that knowledge  [*28]  of the officer’s status is unrelated to the crime. The State’s position is that although knowledge of the victim’s status as a law enforcement officer is not an essential element of the offense, it can be raised as an affirmative defense.

The State’s argument rests on section 776.051(1), Florida Statutes (2002), a provision in the chapter concerning the justifiable use of force. Section 776.051(1), entitled “Use of force in resisting or making an arrest; prohibition,” provides that

[a] person is not justified in the use of force to resist an arrest by a law enforcement officer who is known, or reasonably appears, to be a law enforcement officer.Although this Court previously determined that section 776.051(1) is to be read in pari materia with section 843.01, Tillman, 934 So. 2d at 1270 n.4, we also explained that this section “abrogates the common-law right to resist an illegal arrest with force.” Id. at 1269. Essentially, the provision is a limitation on the use of an affirmative defense, in that it “forecloses the defense of justifiable use of force by a defendant who resists an arrest by a law enforcement officer.” Id. Furthermore, we stated that this provision “is limited by its  [*29]  plain terms to situations involving an actual arrest.Id. at 1270 (emphasis supplied). Therefore, section 776.051(1) cannot provide for an affirmative defense to resisting an officer with violence under section 843.01, a provision which criminalizes violent resistance in both arrest and non-arrest encounters with law enforcement officers.

By arguing that knowledge can be an affirmative defense to the crime, even absent direct statutory authority, the State essentially concedes that knowledge is relevant to the offense of resisting an officer with violence. We agree that it is relevant and reject the State’s attempt to shift the burden to the defense to establish that the defendant did not know that the victim was a police officer. Rather, for all the aforementioned reasons, knowledge of the officer’s status is an essential element that is part of the State’s burden of proof.

F. Countervailing Public Policy Considerations

Lastly, Polite and the State extensively argue about the public policy concerns at issue in this case. Polite asserts that the Third District’s decision favors the protection of law enforcement officers at the expense of the citizenry who are “placed in the untenable  [*30]  position of submitting to anyone who claims to be a police officer or face the possibility of extended incarceration for violating section 843.01.” And such a concern is logical given the “all too sad fact that persons have been victimized as a result of their trusting criminals who were impersonating police officers to facilitate crimes.” W.E.P., 790 So. 2d at 1172; see also A.F., 905 So. 2d at 1012. Conversely, the State asserts that the protection of law enforcement officers, especially those who are undercover or enforcing an unpopular law, supersedes the rights of the citizenry and that, rather than resort to violence or self-defense on the street, the proper forum for such grievances is in the courts.

There is validity to both of these public policy considerations. However, we have repeatedly explained that in matters of statutory construction “it is not this Court’s function to substitute its judgment for that of the Legislature as to the wisdom or policy of a particular statute.” Tillman, 934 So. 2d at 1270 (quoting State v. Rife, 789 So. 2d 288, 292 (Fla. 2001)). Nevertheless, a construction of the statute that requires the State to establish the defendant’s knowledge of the  [*31]  victim’s status as a law enforcement officer appears to favor another important public policy consideration–to ensure that officers, especially those in undercover situations, take steps to properly identify themselves and make certain that an individual who is about to be stopped, frisked, detained, restrained, searched, seized, arrested, or otherwise approached in an official capacity knows the officer’s status.

II. This Case

In this case, there are certainly facts to suggest that Officer Munoz took steps to identify himself as a police officer before attempting to arrest the defendant. However, there are also facts to suggest that a jury, if properly instructed and not affirmatively misled by the prosecution, could have determined that the State failed to meet its burden on the element of whether Polite knew that the person who attempted to detain him was a police officer. Indeed, when a uniformed officer ultimately arrested Polite and identified himself, Polite not only submitted to that authority without a struggle but told the officer that “he wasn’t sure that [Officer Munoz] was a policeman.”

Furthermore, the standard jury instructions in this case insufficiently instructed the  [*32]  jury on the State’s burden of proof. We cannot agree with the Fourth District in O’Brien, which held that the standard jury instructions, simply by mirroring the statutory language, adequately advised the jury that knowledge of the status of the victim was an essential element of the crime. See 771 So. 2d at 565. In fact, the State relied on the standard jury instructions in this case to argue to the jury that it was not required to prove knowledge. The ambiguity in the current standard jury instructions, which are nothing more than a verbatim restatement of the statute, required the trial court to give the special instruction requested by the defendant, which would have prevented the State from misleading the jury as to its burden of proof. Thus, we cannot conclude that this error in failing to properly instruct the jury is harmless beyond a reasonable doubt. n13

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We also refer this issue to the Supreme Court Committee on Standard Jury Instructions in Criminal Cases to propose a revision to the standard jury instructions to make clear that knowledge of the officer’s status is an essential element of the offense of resisting an officer with violence under section 843.01.
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CONCLUSION

Based  [*33]  on the foregoing analysis, including a review of the text and related statutory provisions involving crimes against law enforcement officers, and applying additional statutory construction principles, we conclude that knowledge of the officer’s status is an essential element of the crime of resisting an officer with violence under section 843.01. Therefore, we quash the decision of the Third District in Polite and approve the decision of the Fifth District in A.F. We remand with instructions to vacate Polite’s conviction for resisting an officer with violence under section 843.01 and to grant a new trial consistent with this opinion.

It is so ordered.

LEWIS, C.J., and ANSTEAD, QUINCE, CANTERO, and BELL, JJ., concur. WELLS, J., concurs in result only with an opinion.

CONCUR BY:   WELLS

CONCUR  

WELLS, J., concurring in result only.

I concur in result only in this case. I concur in the result because I believe the result is required by the majority decision in Thompson v. State, 695 So. 2d 691 (Fla. 1997).

Weiss v. State

Wednesday, September 26th, 2007

RUTH WEISS, Petitioner, v. STATE OF FLORIDA, Respondent.

No. 4D07-2054

COURT OF APPEAL OF FLORIDA, FOURTH DISTRICT

September 26, 2007, Decided

NOTICE:  

NOT FINAL UNTIL DISPOSITION OF TIMELY FILED MOTION FOR REHEARING.

PRIOR HISTORY:    [*1]

Petition for writ of certiorari to the Circuit Court for the Seventeenth Judicial Circuit, Broward County; Stanton S. Kaplan, Judge; L.T. Case No. 04-113AC10A.

COUNSEL:   Donna P. Levine of the Law Office of Donna P. Levine, for petitioner.

Bill McCollum, Attorney General, Tallahassee, and Thomas A. Palmer, Assistant Attorney General, West Palm Beach, for respondent.

JUDGES:   KLEIN, J., WARNER and MAY, JJ., concur.

OPINION BY:   KLEIN

OPINION  

KLEIN, J.

Weiss seeks a writ of certiorari to review a circuit court appellate decision. The circuit court reversed a county court order which granted Weiss’s motion to suppress. We grant the petition because the circuit court applied the wrong standard of appellate review by reweighing the evidence presented at the suppression hearing.

Weiss was observed by an officer, around 3:00 a.m., weaving from one lane to another, while traveling northbound on University Drive in Sunrise, Florida. The record does not show the crime with which Weiss was charged, but the officer stopped her because she was concerned that the driving pattern indicated the driver “could possibly be under the influence of — she could possibly be sick. You know, there were numerous other things that could be going on.”

Weiss  [*2]  moved to suppress on the ground that the officer had no reasonable suspicion to stop her, and the trial court granted the motion, stating that the officer did not specifically suspect DUI and noting that there was no one else on the road. The state then appealed to circuit court, which reversed, but applied the incorrect standard of review.

In its opinion, the circuit court recognized that the trial court’s ruling on a motion to suppress is presumed correct, and that reversal is authorized only if the findings are not supported by competent substantial evidence, citing State v. Johns, 920 So. 2d 1156 (Fla. 2d DCA 2006). In reversing, however, the court stated that it was doing so because the traffic stop was supported by substantial competent evidence. The standard of review which should have been applied by the circuit court sitting in its appellate capacity was whether there was competent substantial evidence to support the county court’s ruling, Sunby v. State, 845 So. 2d 1006 (Fla. 5th DCA 2003).

In Sunby, just as in the present case, the officer stopped the defendant for weaving or failure to maintain a single lane. The county court granted the defendant’s motion to suppress on  [*3]  the ground that the weaving was not sufficiently erratic to give rise to a reasonable suspicion of impairment. The circuit court reversed, and the fifth district granted certiorari because the circuit court misapplied the law in reweighing the evidence.

Weaving, or failure to maintain a single lane, may or may not establish reasonable suspicion for a traffic stop, and accordingly a trial court ruling on a motion to suppress may be subject to reversal on the ground that no competent substantial evidence supported the ruling. Sunby; Hurd v. State, 958 So. 2d 600 (Fla. 4th DCA 2007); and Roberts v. State, 732 So. 2d 1127 (Fla. 4th DCA 1999).

In this case it cannot be said that the finding of no reasonable suspicion was not supported by substantial competent evidence. When the circuit court found substantial competent evidence to support the stop, it applied the incorrect standard of review, and that is a departure from the essential requirements of law. Sarasota Cty. v. Kemper, 746 So. 2d 539 (Fla. 2d DCA 1999); Dep’t of Highway Safety & Motor Vehicles v. Favino, 667 So. 2d 305 (Fla. 1st DCA 1995). We therefore grant the petition, vacate the opinion, and remand with directions to reinstate  [*4]  the order of suppression.

WARNER and MAY, JJ., concur.

Joseph v. State

Wednesday, September 26th, 2007

LOU JOSEPH, Appellant, v. STATE OF FLORIDA, Appellee.

No. 4D07-991

COURT OF APPEAL OF FLORIDA, FOURTH DISTRICT

September 26, 2007, Decided

NOTICE:  

NOT FINAL UNTIL DISPOSITION OF TIMELY FILED MOTION FOR REHEARING

PRIOR HISTORY:    [*1]

Appeal of order denying rule 3.850 motion from the Circuit Court for the Seventeenth Judicial Circuit, Broward County; Ana I. Gardiner, Judge; L.T. Case No. 00-7683 CF10C.

COUNSEL:   David S. Molansky, Miami, for appellant.

No appearance required for appellee.

JUDGES:   WARNER, POLEN and HAZOURI, JJ., concur.

OPINION  

PER CURIAM.

Lou Joseph (Defendant) appeals an order summarily denying his rule 3.850 motion for postconviction relief, and the order denying his motion for rehearing. We affirm, but write to address his first two grounds for relief.

Defendant was charged with (I) burglary of a dwelling while armed; and (II) shooting into a dwelling house. Following a jury trial, he was found guilty of the lesser-included offense of burglary of a dwelling as to count I and acquitted of count II.

Defendant alleged in his postconviction motion that his trial counsel was ineffective for failing to (1) file a motion, after the jury acquitted him of count II, to challenge his conviction of count I, such as a motion in arrest of judgment, based on the contention that the state had failed to prove the intent element necessary to convict him of burglary of a dwelling; and (2) object to a jury instruction which omitted to charge the  [*2]  jury that the underlying felony that formed the intent element was discharging a firearm into a dwelling.

Defendant’s first two grounds are based on his contention that count I of the charging information alleged that shooting into the dwelling–the offense charged in count II–was the specific offense which he had the intention of committing when he entered. On the contrary, while the information in count I alleged that he discharged a firearm while committing the burglary, it did not charge that he entered with the intention of committing that specific offense. n1

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It charged that he:

did unlawfully, enter or remain in a dwelling, or the curtilage thereof, . . . property of Charmaine Dawkins, with intent to commit an offense therein, and in the course thereof they were armed within such dwelling with a dangerous weapon, to-wit: a handgun/firearm, and in fact, Lou Joseph [Defendant] did discharge said firearm during the course of committing said Burglary and as a result of said discharge, great bodily harm was inflicted upon Luc Patrick ALEXANDRE, contrary to F.S. 810.02(1), F.S. 810.02(2) and F.S. 775.087(2)[.](Emphasis added).
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There is no requirement that the state allege and prove  [*3]  that entry was made with the intent to commit a specific offense; however, even when it does so allege, so long as it also charges and proves “the essential element of intent to commit an offense,” the specific allegation is considered surplusage. See Toole v. State, 472 So. 2d 1174, 1175 (Fla. 1985). Thus, the fact that Defendant’s jury acquitted him of count II, committing the shooting offense, did not mean the state failed to prove the intent element of count I, so long as it proved he entered with the intention of committing some offense. See Duncan v. State, 606 So. 2d 1227 (Fla. 4th DCA 1992) (affirming conviction for attempted burglary of dwelling; prosecution need not specify in the charging document the specific offense intended by the perpetrator, and “proof of the entering of such structure or conveyance at any time stealthily and without consent of the owner or occupant thereof shall be prima facie evidence of entering with intent to commit an offense”) (quoting § 810.07(1), Fla. Stat.), n2 rev. denied, 618 So. 2d 1367 (Fla. 1993).

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As for Defendant’s contention that his alleged entry was anything but stealthy, we point out that gaining entry by deceit also supports a burglary  [*4]  conviction. Schrack v. State, 793 So. 2d 1102 (Fla. 4th DCA 2001).
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Nor must the judge instruct the jury on the underlying offense which the defendant intended to commit, Giangrasso v. State, 793 So. 2d 71, 73 (Fla. 4th DCA 2001), though the standard jury instruction is phrased to provide for doing so. “In many instances, the state does not know the exact offense intended by the defendant. In that case, absent section 810.07, the state could not take the case to a jury in the face of the Standard Jury Instruction.” Duncan, 606 So. 2d at 1229.

Affirmed.

WARNER, POLEN and HAZOURI, JJ., concur.

Ruan v. State

Wednesday, September 26th, 2007

ANTONIO RUAN, Appellant, v. STATE OF FLORIDA, Appellee.

No. 4D07-902

COURT OF APPEAL OF FLORIDA, FOURTH DISTRICT

September 26, 2007, Decided

NOTICE:  

NOT FINAL UNTIL DISPOSITION OF TIMELY FILED MOTION FOR REHEARING.

PRIOR HISTORY:    [*1]

Appeal of order denying rule 3.850 motion from the Circuit Court for the Nineteenth Judicial Circuit, Indian River County; Dan L. Vaughn, Judge; L.T. Case No. 312004CF001331A.

COUNSEL:   Thomas A. Kennedy of Thomas A. Kennedy, P.A., Vero Beach, for appellant.

Bill McCollum, Attorney General, Tallahassee, and Melynda L. Melear, Assistant Attorney General, West Palm Beach, for appellee.

JUDGES:   WARNER, STEVENSON and TAYLOR, JJ., concur.

OPINION  

PER CURIAM.

Antonio Ruan appeals the summary denial of his rule 3.850 motion for postconviction relief. In his motion, he raised two grounds for relief. Appellant’s second claim contained five sub-claims. We reverse on ground two, sub-claim four, and remand for an evidentiary hearing or for attachment of records which conclusively refute appellant’s allegations.

Appellant was arrested and charged with burglary of a dwelling and battery. Upon the advice of his attorney, appellant entered a plea of no contest to both charges and was subsequently sentenced to seventy-two months in prison.

In the claim at issue, appellant asserts that his trial attorney failed to share with him the victim’s description of the perpetrator. The victim allegedly described the perpetrator as a “tall black  [*2]  man.” Appellant states that this information was not shared with him before he pleaded no contest. Appellant also alleges that this information was exculpatory and that had he known of this alleged exculpatory information, he would have forgone pleading no contest and elected to go to trial. However, appellant did not give a description of his own accidental characteristics in his postconviction motion. The lower court summarily denied appellant’s claim as legally insufficient for failing to demonstrate deficient performance of counsel. Specifically, the lower court faulted appellant’s failure to provide his own physical description and his failure to explain how the perpetrator’s description is exculpatory.

To demonstrate ineffective assistance of counsel, an appellant must show that his counsel’s performance was deficient and that there is a reasonable probability that counsel’s deficient performance affected the outcome of the proceeding. Strickland v. Washington, 466 U.S. 668, 687, 104 S. Ct. 2052, 80 L. Ed. 2d 674 (1984). In order to show deficiency, a “‘claimant must identify particular acts or omissions of the lawyer that are shown to be outside the broad range of reasonably competent performance under prevailing  [*3]  professional standards.’” Hannon v. State, 941 So. 2d 1109, 1118 (Fla. 2006) (quoting Maxwell v. Wainwright, 490 So. 2d 927, 932 (Fla. 1986)). An attorney’s obligation to advise a client of information crucial to making an informed decision concerning a plea is just as vital as not providing a client with misinformation concerning a plea. See Brazeail v. State, 821 So. 2d 364, 366 (Fla. 1st DCA 2002) (stating that “[t]he law of Florida has long recognized that a plea of guilty or nolo contendere may be vacated when the defendant has entered his plea as a result of mistaken advice by defense counsel as to the consequences of a plea”). Failure to disclose an exculpatory statement from the victim, if true, would undoubtedly demonstrate that counsel was “outside the broad range of reasonably competent performance under prevailing professional standards” as explained in Hannon. 941 So. 2d at 1118 (quoting Maxwell).

A trial court, when it has not conducted an evidentiary hearing, must accept a movant’s factual allegations as true to the extent they are not refuted by the record. Mullins v. State, 850 So. 2d 676, 677 (Fla. 4th DCA 2003). Here, appellant’s unrefuted factual allegations are  [*4]  that the victim described the perpetrator as a “tall black man” and that the victim’s description was an exculpatory n1 piece of evidence not communicated to him by his trial attorney prior to entering a plea. n2 Because the lower court was required to accept these allegations as true, it was also required to accept, by reasonable inference, that appellant did not fit the victim’s description of the perpetrator. Thus, in this case, appellant’s mere failure to include his own description in his motion was not fatal to his claim.

- – - – - – - – - – - – - – Footnotes – - – - – - – - – - – - – - -1

Of course, conclusory arguments are insufficient to state an issue. See McDonald v. State, 952 So. 2d 484, 489 (Fla. 2006). However, we are not saying that the lower court must accept the legal conclusion that the victim’s identification is actually exculpatory. What is important here is that the information withheld was reasonably and potentially exculpatory in the eyes of appellant.2

We emphasize that in his motion, appellant did not merely state that his attorney failed to communicate to him exculpatory information. A simple claim that one’s attorney failed to provide exculpatory information, without more, would not have been enough to state a sufficient claim.  [*5]  See Szymanowski v. State, 771 So. 2d 10, 11 (Fla. 4th DCA 2000) (stating that appellant’s ineffective assistance of counsel claim failed because appellant did not indicate what erroneous information he received from counsel which affected his decision to accept a plea). Here, appellant alleged not only that his attorney failed to share with him exculpatory evidence, but also stated the specific character of the exculpatory evidence.
- – - – - – - – - – - – End Footnotes- – - – - – - – - – - – - -

The other issues raised on appeal are without merit and we affirm the summary denial of appellant’s 3.850 motion on those issues. As for the issue discussed above, we reverse and remand for an evidentiary hearing or for attachment of portions of the record conclusively showing appellant is not entitled to relief.

WARNER, STEVENSON and TAYLOR, JJ., concur.

Spaulding v. State

Wednesday, September 26th, 2007

LOREN SPAULDING, Appellant, v. STATE OF FLORIDA, Appellee. ANN MARIE ROTTINGHAUS, Appellant v. STATE OF FLORIDA

No. 4D07-2076, No. 4D07-2313

COURT OF APPEAL OF FLORIDA, FOURTH DISTRICT

September 26, 2007, Decided

NOTICE:  

NOT FINAL UNTIL DISPOSITION OF TIMELY FILED MOTION FOR REHEARING

PRIOR HISTORY:    [*1]

Appeals from the Circuit Court for the Nineteenth Judicial Circuit, St. Lucie County; Burton C. Conner, Judge; L.T. Case Nos. 562001CF001155A & 562001CF001155B.

COUNSEL:   Loren Spaulding, Jasper, Pro se.

J. Peyton Quarles of Zimmet & Quarles, P.L., Daytona Beach, for Appellant-Ann Marie Rottinghaus.

No appearance required for appellee.

JUDGES:   GUNTHER, STONE and Farmer, JJ., concur.

OPINION  

PER CURIAM.

Loren Robert Spaulding and co-defendant below, Ann Rottinghaus, filed nearly identical petitions for writ of habeas corpus in the trial court. For purposes of this opinion, we have consolidated their appeals from the trial court’s orders denying their petitions.

Although we recognize that the trial court should have addressed the merits of the petitions, which alleged a lack of trial court jurisdiction, we affirm because jurisdiction appears on the face of the record. See Gunn v. State, 947 So. 2d 551 (Fla. 4th DCA 2006) (agreeing with Brown v. State, 917 So. 2d 272 (Fla. 5th DCA 2005), that “a trial court should review the merits of a postconviction motion, even if untimely, which raises a jurisdictional issue that was not previously considered on the merits”).

Rottinghaus and Spaulding were convicted of violating Florida’s  [*2]  RICO statute and prosecuted in St. Lucie County, Florida. Rottinghaus and Spaulding, along with several others, engaged in a criminal enterprise involving the fabrication and cashing of fraudulent checks at stores in multiple counties in Florida.

The petitions at issue argued that the St. Lucie County circuit court lacked jurisdiction over the RICO offense because the information was filed by the assistant state attorney for that judicial circuit. The petitions allege that only the statewide prosecutor had authority to file the charges because the acts constituting the pattern of racketeering activity were alleged to have been committed in multiple counties (in addition to St. Lucie County) and involved multiple judicial circuits.

Spaulding has unsuccessfully raised this exact same claim in three prior proceedings, in a rule 3.800 motion, a rule 3.850 motion, and an ineffective assistance of appellate counsel petition.

We write to reject these claims once and for all and to caution the appellants that continued filing of repetitive claims will result in this court no longer accepting their pro se filings and other sanctions. State v. Spencer, 751 So. 2d 47 (Fla. 1999); § 944.279, Fla. Stat.  [*3]  (2006). See Svoboda v. State, 932 So. 2d 545 (Fla. 5th DCA 2006).

The appellants allege that the statewide prosecutor has exclusive jurisdiction to prosecute offenses that are committed in more than one county. Here, because the fraudulent checks were cashed in numerous counties, in addition to St. Lucie County, the pair argues that only the statewide prosecutor could file charges against them. They allege that, because the statute of limitations on the offense has run, they must be forever discharged for their crimes.

Appellants cite cases that do not stand for what they allege and rely on the Florida Constitution’s provision creating the position of the statewide prosecutor. That provision, however, expressly states that the statewide prosecutor “shall have concurrent jurisdiction with the state attorneys to prosecute violations of criminal laws . . .” Art. IV, § 4(c), Fla. Const. (emphasis added); see also § 16.56(1)(a)3, Fla. Stat. (2000) (setting out the authority of the Office of the Statewide Prosecutor (OSP) and providing that the OSP “may” prosecute RICO violations).

While the statewide prosecutor can file charges only if the criminal violation occurred in two or more judicial  [*4]  circuits as part of a related transaction, this does not give the statewide prosecutor exclusive jurisdiction to prosecute continuing offenses that span multiple counties. See Winter v. State, 781 So. 2d 1111 (Fla. 1st DCA 2001) (holding that OSP has authority to prosecute crimes only if they involve two or more judicial circuits and are either part of a related transaction or part of an organized conspiracy) see also Snyder v. State, 715 So.2d 367 (Fla. 5th DCA 1998).

Here, the statewide prosecutor had jurisdiction to file the RICO charges against the appellants, but the State Attorney for the Nineteenth Judicial Circuit had concurrent jurisdiction to file the charges as well. The appellants were alleged to have committed numerous acts in St. Lucie County which constituted a pattern of racketeering activity. The trial court clearly had jurisdiction. In addition, the pair lived, and Rottinghaus was arrested, in St. Lucie County. When Rottinghaus was arrested, police found fraudulent checks, as well as a computer used for fabricating the checks and various forms of fraudulent identification, in her St. Lucie County residence.

In addition to this claim, Rottinghaus’ petition raised a second  [*5]  claim that the information insufficiently charged the crime because it lacked the “pattern element.” Rottinghaus previously raised this claim in a prior habeas corpus petition in this court, 4D05-2023, that was denied on the merits. This successive claim is without merit and was properly denied.

GUNTHER, STONE and Farmer, JJ., concur.

Tavorris v. State

Wednesday, September 26th, 2007

TAVORRIS TUMBLIN, Appellant, v. STATE OF FLORIDA, Appellee.

No. 4D07-2314

COURT OF APPEAL OF FLORIDA, FOURTH DISTRICT

September 26, 2007, Decided

NOTICE:  

NOT FINAL UNTIL DISPOSITION OF TIMELY FILED MOTION FOR REHEARING.

PRIOR HISTORY:    [*1]

Appeal of order denying rule from the Circuit Court for the Nineteenth Judicial Circuit, St. Lucie County; Burton C. Conner, Judge; L.T. Case No. 562000CF001986A.

COUNSEL:   Tavorris Tumblin, Indiantown, Pro se.

Bill McCollum, Attorney General, Tallahassee, and Joseph A. Tringali, Assistant Attorney General, West Palm Beach, for appellee.

JUDGES:   GUNTHER, WARNER and MAY, JJ., concur.

OPINION  

PER CURIAM.

Tavorris Tumblin appeals the denial of his rule 3.800(a) motion to correct an illegal sentence. We reverse, holding that these convictions do not qualify him for sentencing under the prison releasee reoffender statute.

Following a jury trial, Tumblin was found guilty of burglary of a dwelling with an assault or battery, and he was sentenced to life in prison as a Prison Releasee Reoffender. In his 3.800(a) motion, he argued that his PRR sentence is illegal based on Apprendi v. New Jersey, 530 U.S. 466, 120 S. Ct. 2348, 147 L. Ed. 2d 435 (2000), and State v. Overfelt, 457 So. 2d 1385 (Fla. 1984), because the facts required to support the enhanced sentence were not submitted to the jury. The jury did not make a specific finding that the dwelling was occupied. Tumblin’s offense was committed before the PRR statute was amended in response to State v. Huggins, 802 So. 2d 276 (Fla. 2001),  [*2]  to include burglary of an unoccupied dwelling.

The trial court denied the motion concluding that the jury did not need to find that the place burglarized was an occupied dwelling because the PRR statute applies to “any defendant who commits, or attempts to commit . . . [a]ny felony that involves the use or threat of physical force or violence against an individual.” See § 775.082(9)(a)1.o., Fla. Stat. (2000).

Contrary to the trial court’s reasoning, burglary with an assault or battery does not constitute a “forcible felony” that would qualify Tumblin for a PRR sentence. See State v. Hearns, 961 So. 2d 211 (Fla. 2007); Paul v. State, 958 So. 2d 1135 (Fla. 4th DCA 2007). In determining whether an offense is a forcible felony under the Violent Career Criminal and PRR statutes, the statutory elements of the offense must include the threat or use of physical force or violence. Hearns, 961 So. 2d at 213-17. The particular circumstances of the case are irrelevant.

The issue in Hearns was whether battery on a law enforcement officer is a forcible felony under the VCC statute. The supreme court concluded that it was not a forcible felony because the statutory elements do not necessarily include  [*3]  a threat of physical force or violence. The offense could be committed by an unlawful touching, “nominal contact.” Id. at 219.

In this case, the jury found Tumblin guilty of burglary with an assault or battery as charged in the information. Like battery on a law enforcement officer in Hearns, the offense could be committed by an unlawful touching during a burglary and does not necessarily include the threat or use of physical force or violence. Based on Hearns, Tumblin could not be sentenced as a PRR under section 775.082(9)(a)1.o, Florida Statutes (2000).

On appeal, the state agrees that Tumblin does not qualify for PRR sentencing. However, the state suggests that a new sentencing hearing is not required and that the case should simply be remanded for the trial court to vacate the PRR portion of the sentence.

We agree with Tumblin that he is entitled to a full resentencing hearing. See Hearns, 961 So. 2d at 219 (approving the Third District’s reversal of Hearns’s VCC sentence in Hearns v. State, 912 So. 2d 377 (Fla. 3d DCA 2005)). After concluding that Hearns did not qualify as a violent career criminal, the Third District held that he was entitled to a full resentencing hearing); see  [*4]  also Ross v. State, 901 So. 2d 252 (Fla. 4th DCA 2005) (granting a petition for writ of habeas corpus and remanding for resentencing because the defendant did not qualify for PRR sentencing). By finding that he qualified as a PRR at the original sentencing hearing, the trial court had no discretion and was required to sentence him to a mandatory term of life in prison. Although Tumblin still qualifies for a life sentence, on remand, the trial court may exercise its discretion in sentencing him.

GUNTHER, WARNER and MAY, JJ., concur.