Archive for September, 2010

Kurecka v. State Of Fla. (Fla. App., 2010)

Thursday, September 30th, 2010

CHARLES KURECKA, Appellant,
v.
STATE OF FLORIDA, Appellee.
STATE OF FLORIDA, Appellant,
v.
JAMES J. POWER, Appellee.

No. 4D08-2154
No. 4D08-3221

District Court Of Appeal Of The State Of Florida
Fourth District

July Term 2010
September 29, 2010

Carey Haughwout, Public Defender, and Patrick B. Burke, Assistant Public Defender, West Palm Beach, for Appellant Charles Kurecka

Bill McCollum, Attorney General, Tallahassee, and Celia A. Terenzio, Assistant Attorney General, West Palm Beach, for Appellee State of Florida (Case No. 4D08-2154).

Bill McCollum, Attorney General, Tallahassee, and Celia A. Terenzio, Assistant Attorney General, West Palm Beach, for Appellant State of Florida (Case No. 4D08-3221).

Ira D. Karmelin, West Palm Beach, for Appellee James J. Power.

ON MOTION FOR CLARIFICATION, REHEARING, REHEARING EN BANC AND CERTIFICATION

Taylor, J.

We deny appellee’s motion for rehearing, rehearing en banc, and certification, but substitute the following opinion in place of our previously issued opinion, 35 Fla. L. Weekly D666 (Fla. 4th DCA Mar. 24, 2010), to clarify the procedural history contained in the first paragraph of page one of the opinion.

These consolidated appeals present the same issue concerning whether the defendants’ refusal to submit to a breath test, following their arrest for driving under the influence (DUI), should have been suppressed. The defendants, Charles Kurecka and James J. Power, moved to suppress evidence of their refusal, based on their mistaken

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belief that they had a right to counsel before deciding whether to submit to breath testing. A circuit court judge temporarily sitting as a county court judge denied Kurecka’s motion to suppress, and Kurecka subsequently appealed his DUI conviction. A county court judge granted Power’s motion, and the state appealed the suppression order. Because the orders under review contained a question certified to be of great public importance pursuant to Florida Rule of Appellate Procedure 9.030(b)(4), the appeals were transferred to our district court of appeal. After accepting jurisdiction in these cases, we consolidated them for review.

Kurecka v. State

Charles Kurecka was involved in an automobile accident on August 24, 2005. Officer Joseph Rubin of the Greenacres Department of Public Safety responded to the scene of the accident and conducted a DUI investigation. After performing field sobriety exercises, Kurecka was arrested for DUI and transported to the Greenacres Public Safety Department. At the police station, he refused to submit to an alcohol breath test. Kurecka later filed a pre-trial motion to suppress his refusal.

At the hearing on Kurecka’s motion to suppress his refusal to submit to breath testing, the parties stipulated to the facts recited in the order denying the motion to suppress:

On August 24, 2005, after being arrested for DUI, Defendant was requested by law enforcement to submit to breath testing. Upon hearing the request, Defendant requested to speak with an attorney. Prior to requesting Defendant to submit to breath testing, law enforcement had not advised Defendant of his Miranda rights. As such, Defendant’s desire for counsel was not premised upon law enforcement advice, but his own belief that he needed to speak with an attorney. Law enforcement did not inform Defendant that he did not have a right to speak with counsel prior to deciding to take or refuse breath testing. Because he wanted to speak with counsel first, Defendant refused to submit to breath testing.

During argument on the motion to suppress, defense counsel conceded that Kurecka did not have a right to a lawyer before deciding whether to take a breath test. He further acknowledged that Kurecka was not misled by law enforcement regarding his right to speak with an

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attorney and that his confusion stemmed from his own misunderstanding of the law. Nonetheless, he argued that Kurecka’s refusal should not be admitted at trial as evidence because his refusal does not show consciousness of guilt, but mere confusion on his part.

In denying the motion to suppress, the court declined to apply the confusion doctrine to Kurecka’s refusal to submit to breath testing since his confusion about the right to counsel did not derive from any action by law enforcement. Citing State v. Wymer, 4 Fla. Supp. 113a (Fla. Hillsborough Cty. Ct. 1995), the court denied the motion to suppress and certified a question of great public importance. We rephrase the question as follows:

if the confusion doctrine exists in Florida, does it apply when law enforcement fails to eliminate a defendant’s confusion about the right to counsel before submitting to a breath test even though law enforcement did not cause the confusion?

We answer the question in the negative and affirm the order denying Kurecka’s motion to suppress his refusal to submit to the breath test.

At Kurecka’s trial, the state argued during closing that appellant’s refusal to submit to the breath test showed consciousness of guilt, stating:

And, why does he refuse the breath test? Because he knows, he knows he’s over the legal limit, he knows he’s impaired, he knows his normal faculties are impaired and that’s why he refuses to give a sample of his breath for testing.

In his closing argument, Kurecka offered the following explanation for refusing to submit to a breath test:

DEFENSE ATTORNEY: The State wants you to believe and wants you to use the evidence of the refusal to submit to testing as an indication of guilt. I’m sorry, that’s not what the evidence supports. Rubin asked Chuck Kurecka to submit to the breath test. He asked him, something that has a legal ramification. And, Chuck Kurecka made an intelligent, rational, sober, request. I’d like to talk to a lawyer.

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Now, whether he was or wasn’t entitled to talk to a lawyer at that point is not at issue here. What is at issue, is his state of mind. I’d like to talk to a lawyer. Did Rubin say to him, sir you can’t talk to a lawyer. You’re not allowed to talk to a lawyer? Did he say wait, let me go get a phone, you can talk to whoever you want? No, he said nothing about it. And, simply said if you refuse your license is suspended etcetera.

The jury found Kurecka guilty of DUI causing injury to person or property.

State v. Power

James J. Power was arrested for DUI on December 23, 2000 after he was stopped for speeding. He was taken to the Breath Alcohol Testing Center for breath testing and questioning. In response to routine booking questions and a request to submit to breath testing, Power responded that he wanted a lawyer. He moved to suppress the questionand-answer session and his refusal to submit to breath testing.

At the hearing on Power’s motion to suppress, the state played a videotape of the events that took place at the breath testing facility. The video recording showed that Sergeant Gray asked Power, a former police officer, his name, current address, date of birth, and height and weight. To each question Power responded either, “I want a lawyer” or simply “A lawyer.” Then the following exchange took place:

Q: All right. I am now requesting you to submit to a true test of your breath for the purpose of determining your alcohol content? Will you submit to the breath test?

A: Lawyer.

Q: Lawyer? That means no, right?

A: Get a lawyer.

Q: Okay. I’m gonna assume that by not saying yes you’re saying no, you want a lawyer.

A: A lawyer.

Q: Am I correct in what I’m assuming?

A: A lawyer, yes.

The sergeant read the implied consent law to Power and advised him of the consequences of refusing the test, including suspension of his license and admission of his refusal as evidence in any criminal proceeding. Sergeant Gray did not repeat his request for Power to take the breath test; however, he interpreted Power’s actions as a refusal to

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submit to breath testing. The officer then read Power his Miranda rights. After ascertaining that Power understood them, he asked him if he wanted to answer any questions. Power shook his head to indicate a negative response, and when asked if he had anything to add, he stated, “Yea, I want a lawyer.”

At a continuation of the suppression hearing, Sergeant Gray testified that Power was not read Miranda warnings before his arrest or before the request for a breath test. He said that he knew Power was not entitled to counsel prior to submitting to breath testing, but acknowledged that he did not advise Power of this fact when he requested counsel. Sergeant Gray testified that Power was briefly employed as a police officer; however, he did not know the length of Power’s law enforcement service or the extent of his training and experience.

The trial court granted Power’s motion to suppress. First, the court ruled that the question-and-answer session that followed the Miranda warnings had to be suppressed because Power had previously invoked his right to counsel. Then, as to Power’s refusal to submit to breath testing, the court stated the following:

There is no question that Defendant, in the Instant Cause, made his belief that he was entitled to counsel known to Sergeant Gray. However, it is equally without question that Sergeant Gray did not cause Defendant’s incorrect belief. Thus, the Court must determine if a mistaken belief in the right to counsel prior to breath testing, not created by law enforcement but made known to law enforcement, results in the suppression of the refusal to submit to breath testing, if law enforcement does not correct the Defendant’s mistaken belief. The Court believes this question can only be answered in the affirmative.

The trial court, in essence, applied the confusion doctrine and expanded it, reasoning that there was no logical basis for distinguishing between defendants who were confused by law enforcement and those whose internal confusion was left uncorrected by law enforcement. The court then certified the following as a question of great public importance:

does a defendant’s mistaken belief IN the right to counsel prior to breath testing, not created by law enforcement, but made known to law enforcement, require the suppression of the refusal to submit to breath testing if law

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ENFORCEMENT DOES NOT CORRECT THE DEFENDANT’S MISTAKEN BELIEF?

We answer the question in the negative and reverse the order suppressing Power’s refusal to submit to the breath test.

Analysis

“A trial court’s ruling on a motion to suppress is clothed with a presumption of correctness on appeal, and the reviewing court must interpret the evidence and reasonable inferences and deductions derived therefrom in a manner most favorable to sustaining the trial court’s ruling.” State v. Hebert, 8 So. 3d 393, 395 (Fla. 4th DCA 2009) (citing State v. Manuel, 796 So. 2d 602, 604 (Fla. 4th DCA 2001)). In this case, the underlying facts are undisputed. Because there is no issue as to the facts of this case, but rather a question of law, we apply a de novo standard of review to the court’s application of the law to the facts. Id.

It is well-settled in Florida that a person arrested for DUI does not have the right to consult with counsel before deciding whether to submit to a breath test. Nelson v. State, 508 So. 2d 48, 49 (Fla. 4th DCA 1987) (citing State v. Hoch, 500 So. 2d 597, 599-600 (Fla. 3d DCA 1986) (holding that (1) administration of a breath test is not a critical stage of the proceedings to which a Sixth Amendment right to counsel attaches; (2) the results of a breath test are physical evidence—not testimonial— and thus no Fifth Amendment right to counsel attaches; and (3) because an accused has no right to refuse to take the test-—only an option to refuse—there can be no denial of due process)); State v. Burns, 661 So. 2d 842, 848 (Fla. 5th DCA 1995) (holding that a defendant’s refusal to submit to a breath test is admissible because administering a breath test and having a defendant perform a field sobriety task on videotape are “nothing more than the collection and preservation of physical evidence… and do not constitute a crucial confrontation requiring the presence of defense counsel”).

The issue debated here is whether a DUI suspect, who exhibits a mistaken belief that he has a right to consult with counsel before deciding whether to take the breath test, is entitled to have his refusal to take the test excluded as evidence of consciousness of guilt when law enforcement failed to correct his misunderstanding, or confusion, even though the confusion was not created by law enforcement.

Under a judicially created exclusionary rule, known as the “confusion doctrine,” “a licensee’s refusal to submit to [a] breath test will be excused

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if, due to a prior administration of the Miranda warnings, the licensee believes that he or she had the right to consult with counsel prior to taking a breath test.” Ringel v. State, 9 Fla. Supp. 678a (Fla. 18th Cir. Ct. 2002). The doctrine is usually invoked by drivers as a defense to a license suspension or revocation. In most instances, the drivers assert that, because the police officer contemporaneously advised them of their Miranda rights (right to refuse interrogation and to have an attorney present at all stages of an interrogation) and read them the requirements and sanctions of the implied consent law, they believed that they could consult with counsel before deciding whether to submit to breath testing. They contend that they should not be held strictly accountable for refusing to take a breath test and suffer a license suspension or revocation when the officer confused them about their right to counsel. See, e.g., Calvert v. State, 519 P.2d 341 (Colo. 1974).

The confusion doctrine has been adopted by courts in several states and considered by a few courts in Florida. Florida courts that have applied the doctrine have rendered conflicting opinions on its applicability and scope. See Ringel, 9 Fla. Supp. 678a; State v. Alves, 3 Fla. Supp. 553a (Fla. Orange Cty. Ct. 1995); Wymer at 113a. The only Florida district court to consider the concept did so in the context of a license suspension administrative hearing. See Dep’t of Safety & Motor Vehicles v. Marshall, 848 So. 2d 482 (Fla. 5th DCA 2003). In Marshall, the fifth district did not decide whether the confusion doctrine existed in Florida. It determined only that the evidence in that case did not support the licensee’s claim that she was told by police that she could consult with an attorney prior to deciding whether to submit to a breath test. Consequently, the court quashed the circuit court’s decision to reverse an administrative final order of driver’s license suspension.

As the eighteenth circuit noted in Ringel, courts that have addressed the confusion doctrine have done so with mixed results, from outright rejecting it to liberally applying it to excuse a defendant’s refusal to submit to a breath test when law enforcement failed to affirmatively advise the driver that Miranda rights do not apply to the decision to take the test. The defendants in this appeal seek application of the doctrine to exclude evidence of their refusal at trial. According to the defendants, confusion over one’s rights, regardless of the source, negates “consciousness of guilt,” which is the evidentiary basis for admitting the refusal.

In Ringel, the driver sought certiorari review of an order of the Department of Highway Safety and Motor Vehicles upholding the suspension of his license for refusal to submit to a breath test. He

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testified at his formal review hearing that he did not take the breath test because he thought he was entitled to an attorney prior to deciding whether to take the test, due to the previously administered Miranda warnings. The arresting officer had given him Miranda warnings at the scene and then later read the implied consent warning at the police station before he refused to take the test.

The circuit court found persuasive the reasoning of those jurisdictions that excused the refusal to submit to the test when the accused was confused about his rights by the actions of a law enforcement officer and actually conveyed that confusion to the officer. The court observed as follows:

Generally these jurisdictions require the licensee to express confusion about his or her rights when asked to take a breath test, typically by requesting consultation with an attorney first. If the licensee does express confusion, law enforcement must explain to the licensee that Miranda rights do not apply to the decision to take a breath test and that the licensee is not entitled to speak to an attorney prior to deciding whether to take the test. If law enforcement does not provide this explanation and the licensee testifies that he or she refused to take the test because of the mistaken impression that he or she could do so without suffering adverse consequences, due to the prior administration of the Miranda warning, then the refusal will be deemed to be unknowing and involuntary and will not be held against the licensee.

Ringel, 9 Fla. Supp. 678a.

Incorporating this approach into Florida’s implied consent procedures, the circuit court stated:

In Florida, a licensee is given the implied consent warning prior to being requested to submit to a breath test. If, after receiving the implied consent warning, the licensee is still confused about the applicability of Miranda rights to the decision to take a breath test, the licensee should make that confusion known to law enforcement, so that law enforcement is aware that further explanation is necessary.

Id.

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In Ringel, however, because the driver did not testify that he communicated his confusion to law enforcement, the court found that his refusal to take a breath test should not be excused. The court therefore denied his petition.

In Alves, the county court found that the confusion doctrine applied to the facts in that case because the defendant was read his Miranda rights, emphatically requested the opportunity to speak to a lawyer when he was requested to take a breath test, and it was never explained that the Miranda rights previously read were not applicable to the implied consent procedure for the breath test. The circuit court explained that “[i]f a defendant is led to believe by State action that he/she is taking a ‘safe harbor’ by taking a certain course of conduct, the exercise of such action by the defendant is inadmissible at trial.” Id. (citing South Dakota v. Neville, 459 U.S. 553 (1983)). The court further stated that the defendant did not demonstrate consciousness of guilt since he was led to reasonably believe that he was exercising a right that did not actually exist. Id.

In Wymer, the county court distinguished the facts in Alves and held that the confusion doctrine was limited to situations where the defendant is advised of his Miranda rights “and is then given implied consent advice, and when he thereafter asks for counsel, is told that he has no right to counsel with respect to this breath test, after having been told he has a right to counsel before making any statements.”

Other states that have adopted the confusion doctrine, at least as a defense to license suspension or revocation, include Alaska, California, Colorado, Hawaii, Minnesota, Nebraska, New Jersey, North Dakota, and Pennsylvania.1 Because some states recognize that the juxtaposition of the Miranda warnings (right to refuse interrogation and to have an attorney present at all stages of an interrogation) with the implied consent warnings (no right to refuse a test) is likely to induce confusion, they require that law enforcement always advise a defendant that the rights contained in the Miranda warnings do not apply to the

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breathalyzer examination; others require that law enforcement do so only if the defendant actually exhibits confusion.

In the State of Washington, so long as the defendant is advised that his refusal will lead to license suspension, the confusion doctrine does not apply. See State v. Staeheli, 685 P.2d 591 (Wash. 1984). Illinois has likewise chosen not to adopt the confusion doctrine because the wording of the Illinois implied consent statute does not require that a refusal to submit to a breath test be made with full knowledge of the defendant’s rights and the possible consequences. People v. Mucha, 488 N.E.2d 1385 (Ill. App. Ct. 1986). Similarly, Mississippi has decided not to adopt the confusion doctrine because its implied consent statute does not require a knowing refusal; confusion is immaterial as to the defendant’s rights once implied consent is read. Sheppard v. Miss. State Highway Patrol, 693 So. 2d 1326 (Miss. 1997).

Here, the defendants urge us to follow the approach of the Supreme Court of Pennsylvania, which expanded the confusion doctrine to require police officers to inform suspects who request a lawyer that the right to counsel does not apply to their decision to submit to breath testing. Power notes that, as recognized by the United States Supreme Court, Miranda warnings have become part of our national culture. As such, he argues, if a suspect incorrectly requests counsel even though Miranda rights have not been read, law enforcement should be required to advise suspects that Miranda rights do not apply to the taking or refusal of a breath test. The Supreme Court of Pennsylvania in Commonwealth, Department of Transportation v. O’Connell, 555 A.2d 873 (Pa. 1989), held that police officers have a duty to issue a warning that Miranda rights do not apply to the implied consent setting. The court stated:

where an arrestee requests to speak to or call an attorney, or anyone else, when requested to take a breathalyzer test, we insist that in addition to telling an arrestee that his license will be suspended for one year if he refuses to take a breathalyzer test, the police instruct the arrestee that such rights are inapplicable to the breathalyzer test and that the arrestee does not have the right to consult with an attorney or anyone else prior to taking the test.

Id. at 878.

The court explained that its holding was prompted by concern that defendants confused by police conduct might be “misled into making uninformed and unknowing decisions to take the test.” Id. Later, the

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Pennsylvania Supreme Court extended the requirement of the “O’Connell warning” to situations where defendants had not been confused by a previous reading of the Miranda warnings. See Commonwealth, Dep’t of Transp. v. Scott, 684 A.2d 539, 546 (Pa. 1996); Commonwealth, Dep’t of Transp. v. McCann, 626 A.2d 92, 93-94 (Pa. 1993). However, the O’Connell line of cases spawned uncertainty and confusion in Pennsylvania’s implied consent laws and led to a flood of pre-trial litigation and appeals. See State v. Reitter, 595 N.W.2d 646, 654 n.10 (Wis. 1999). The Wisconsin Supreme Court disagreed with Pennsylvania’s expansion of the confusion doctrine, stressing that the confusion doctrine is “premised on a reading of Miranda rights and a showing that the defendant actually was ‘confused.’” Id. at 654. It went on to explain that Wisconsin declined to adopt the confusion doctrine because their implied consent statute does not require that police officers advise suspects that the right to counsel does not attach in the implied consent setting; it said it was unwilling “to impose duties beyond those created by the legislature.” Id. at 655. The Wisconsin court stated:

Requiring officers to address nonexistent rights undercuts the “simple and straightforward” approach and risks confusing a potentially intoxicated defendant. If police move beyond the consistent statutory procedures and attempt to explain the law’s parameters, defendants will ignite the confusion defense. Explanations that exceed the statute’s language would case an “oversupply of information” and encourage “misled” defendants to challenge an officer’s compliance with statutory requirements. This result would frustrate the legislature’s intention to facilitate drunk driving convictions by offering defendants an avenue for litigating which presumed rights merit inclusion in an officer’s explanation.

Id. at 655 (citing Ozaukee v. Quelle, 542 N.W.2d 196 (Wis. Ct. App. 1995) and Oregon v. Village of Bryant, 524 N.W.2d 635 (Wis. 1994)).2

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Similarly, Florida’s implied consent statute does not require police officers to advise persons arrested for DUI that the right to counsel does not attach to their decision to submit to the breath test. The statute requires only that the person be told that his failure to submit to the test will result in a suspension of the privilege to drive for a period of time and that a refusal to submit can be admitted at trial.3 The implied consent statute establishes a presumption that those who have elected to enjoy the privilege of driving will, in turn, be required to submit to chemical testing if they are suspected of driving under the influence. See §§ 316.1932, 316.1933, and 316.1934, Fla. Stat.; State v. Busciglio, 976 So. 2d 15, 19-20 (Fla. 2d DCA 2008) (explaining that by exercising the privilege to drive, all drivers have already consented to taking a breath test pursuant to section 316.1932). The licensed driver in Florida, having already consented to the test, is thus not entitled to secure the advice of an attorney. Accordingly, excluding evidence based on a suspect’s misconception about the right to counsel prior to taking the breath test would be contrary to the legislative intent of Florida’s implied consent law.

As we have explained in the past, the purpose of judicially imposed exclusionary rules is to “deter police misconduct resulting in constitutional violations, or its equivalent.” Rice v. State, 525 So. 2d 509, 511 (Fla. 4th DCA 1988) (holding that a deputy’s decision not to offer the defendant a pre-arrest breath test did not rise to the level of a constitutional violation). If a statute does not expressly list the exclusionary rule as a remedy, the Florida Supreme Court will “not infer that this remedy is available for violations of the statute—regardless of its effectiveness as a deterrent or how desirable or beneficial we believe the exclusion may be.” Jenkins v. State, 978 So. 2d 116, 130 (Fla. 2008). Courts must look at the terms of the statute at issue and the legislative intent rather than to “judge-made exceptions to judge-made rules” when deciding whether to suppress evidence. Id. (citing Davis v. State, 529 So. 2d 732, 733 (Fla. 4th DCA 1988)). See State v. Gunn, 408 So. 2d 647, 649 (Fla. 4th DCA 1981) (explaining that “[w]e find no legislative intent to

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impose a further sanction on the state by excluding as evidence the results of a chemical test administered to a driver (who has not affirmatively revoked the statutory consent) merely because of his not being informed, prior to testing, of the consequences should testing be refused.”); State v. Iaco, 906 So. 2d 1151, 1153 (Fla. 4th DCA 2005) (finding that suppression of physical evidence based on law enforcement’s intentional failure to read all the consequences of refusal to submit to test was prohibited).

Here, the implied consent warnings read to the defendants did not violate any statutory or constitutional provisions, and they were not otherwise deficient so as to justify the extreme sanction of suppression. Moreover, under the implied consent statute, a defendant is not precluded from explaining to the jury his reasons for refusing to take the breath test. The defendant can himself introduce refusal evidence, along with other testimony concerning the circumstances of refusal, which may militate in his favor and counter the state’s consciousness-of-guilt argument. See Commonwealth v. Ruttle, 565 A.2d 477 (Pa. Super. Ct. 1989). A defendant can testify, as did Kurecka, that he refused to take the breath test—not to conceal evidence of his alleged intoxication—but because he believed he was wrongfully denied the right to first consult with an attorney.

Conclusion

Our research has not yielded any clear indication that the confusion doctrine is a recognized exclusionary rule or defense to a license suspension in Florida. And though we might agree that the confusion doctrine could properly be applied in circumstances where law enforcement created a defendant’s confusion about the right to counsel for breath testing, the cases before us do not present those circumstances. Here, the undisputed facts show that the defendants’ confusion was not officer-induced. The arresting officers did not advise the defendants of their Miranda rights before or during their reading of the implied consent law.

As discussed above, our implied consent statute does not obligate a police officer to advise an accused that the right to counsel does not apply to the breath test setting. However, we see no harm in placing a minimal burden on officers to briefly explain this to suspects who request counsel when asked to submit to a breath test. Such an explanation would clear up a suspect’s confusion and ensure that refusals admitted into evidence at trial are, in fact, knowing and voluntary refusals that show “consciousness of guilt.” We believe that

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responsible police practice “should lead professional, courteous officers to advise insistent defendants that the right to counsel does not apply to chemical tests. Where a driver repeatedly asks to speak with an attorney, it would be courteous and simple for the officer to correct the accused’s mistaken assumptions.” Reitter, 595 N.W.2d at 655.

Of course, we cannot impose duties beyond those created by the legislature. The implied consent statute was enacted to assist in the prosecution of drunk drivers. Determining whether informing a suspect that he does not have the right to an attorney for breath testing purposes—as part of the implied consent warning—supports or frustrates the goal of gathering evidence for these cases is a matter for the legislature to decide.

For the reasons discussed above, we affirm the judgment of conviction in Kurecka v. State, 4D08-2154, and reverse the order of suppression in State v. Power, 4D08-3221.

Hazouri, J., and Beach, Marcia, Associate Judge, concur.

* * *

Consolidated appeals from the Circuit Court for the Fifteenth Judicial Circuit, Palm Beach County; Timothy McCarthy, Judge; L.T. Case No. 502005CT024731AXXXMB and James L. Martz, Judge; L.T. Case No. 502007CT038002AXXXSB.

Not final until disposition of timely filed motion for rehearing.

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Notes:

1. See, e.g., Graham v. State, 633 P.2d 211 (Alaska 1981); Calvert v. State, 519 P.2d 341 (Colo. 1974); McDonnell v. Dep’t of Motor Vehicles, 45 Cal. App. 3d 653 (1975); Rust v. Dep’t of Motor Vehicles, 267 Cal. App. 2d 545 (1968); State v. Severino, 537 P.2d 1187 (Haw. 1975); State v. Beckey, 192 N.W.2d 441 (Minn. 1971); Wiseman v. Sullivan, 211 N.W.2d 906 (Neb. 1973); Rawlings v. Police Dep’t of Jersey City, N. J., 627 A.2d 602 (N.J. 1993); Ehrlich v. Backes, 477 N.W.2d 211 (N.D. 1991); Commonwealth, Dep’t of Transp. v. O’Connell, 555 A.2d 873 (Penn. 1989).

2. Other states have rejected the Pennsylvania policy. Sheppard v. Miss. State Highway Patrol, 693 So. 2d 1326, 1330 (Miss. 1997) (finding that implied consent statute only requires that suspect be told of the consequences of his refusal without discussion of his rights); People v. Mucha, 488 N.E.2d 1385, 1389 (Ill. App. Ct. 1989) (same); Schroeder v. Nevada, Dep’t of Motor Vehicles, 772 P.2d 1278, 1279 (Nev. 1989) (same); State v. Stewart, 649 S.E.2d 525 (Ga. Ct. App. 2007) (rejecting claim that suspect’s confusion requires suppression of his refusal to submit, explaining that to allow an intoxicated person to profess an inability to comprehend the implied consent law and thereby escape punishment for avoiding detection would render the law meaningless).

3. See State v. Taylor, 648 So. 2d 701, 704-05 (Fla. 1995) (recognizing the legislature’s authority to enact statute that permits evidence of a driver’s refusal at any subsequent trial); SState v. Bender, 382 So. 2d 697 (Fla. 1980) (recognizing compelling state interest in highway safety justifies suspension of drivers’ licenses for refusing to take breath test); Smith v. State, 681 So. 2d 894 (Fla. 4th DCA 1996) (recognizing that refusal to submit to chemical test after reading of implied consent law is admissible).

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Ault v. State Of Fla. (Fla., 2010)

Thursday, September 30th, 2010

HOWARD STEVEN AULT, Appellant,
v.
STATE OF FLORIDA, Appellee.

No. SC07-2130

Supreme Court of Florida

September 30, 2010

PER CURIAM.

Howard Steven Ault was sentenced to death for the first-degree murders of two sisters, eleven-year-old Deanne Mu’min and seven-year-old Alicia Jones. This is Ault’s second appearance before this Court. On his previous direct appeal, we affirmed Ault’s convictions but vacated his sentences and remanded to the trial court for a new penalty phase before a new jury. Ault v. State, 866 So. 2d 674 (Fla. 2003). A new penalty phase was held, and Ault was again sentenced to death for each of the two counts of first-degree murder. Ault now appeals, raising various issues. We have jurisdiction. See art. V, § 3(b)(1), Fla. Const. For the reasons that follow, we affirm the sentences.

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FACTS AND PROCEDURAL HISTORY

This Court discussed the facts surrounding Ault’s offenses on his previous direct appeal. We recounted that Ault first met the victims at John Easterlin Park in Broward County, where the girls, their mother, and their two-year old sister were living in a trailer attached to the family car.

On Monday, November 4, 1996, the two girls left school at 2:05 p.m. Witnesses saw the girls walking home, but the girls never arrived at the park. Their mother looked for them at school and eventually went to Ault’s house later in the evening. Ault stated that he had not seen the girls and asked the mother not to call the police as he had some problems with the police in the past. The mother went to her cousin’s house and called the police. The police went to Ault’s apartment and asked whether he had seen the girls. Ault stated that he had not seen the girls and allowed the officers to look around his apartment.

Ault and his wife voluntarily agreed to come to the Oakland Park Police Department to give sworn statements the next day. Detective William Rhodes, the lead officer on the case, interviewed Ault and his wife at the police department. Ault stated that he had only met the girls once a few days earlier in Easterlin Park, and that the girls had never been in his truck. Shortly after this interview, Officer Deborah Cox of the Broward County Sheriff’s Department arrested Ault on an unrelated charge of attempted sexual battery of a minor that had occurred eleven months earlier. Ault was taken to the Broward County jail. In the meantime, Rhodes located witnesses who had seen the girls in Ault’s truck, had seen Ault with the girls on several occasions, and had seen Ault and his vehicle at the convenience store at the approximate time that the girls were walking home from school on the day they disappeared, all of which contradicted Ault’s voluntary statement.

The next day, Rhodes visited Ault at the Broward County jail and explained that his investigation of the girls’ disappearance indicated that Ault had lied at the initial interview. When Ault

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indicated his desire to speak to Rhodes, Rhodes read Ault his Miranda1 rights and Ault waived these rights. Ault confessed that he had killed the girls within an hour after he had taken them to his apartment. Ault agreed to show Rhodes where the bodies were. Ault led the police to his apartment, confessed that the girls were in the attic, and explained that the officers who had looked around the night before had not looked in the attic. Ault signed a consent-to-search form and the police found the girls’ bodies in the attic as Ault had stated.

Ault was taken to the Oakland Park Police Department and insisted that he would only speak to Rhodes. Ault then gave a taped confession in which he revealed the following details. Ault planned to sexually assault the girls when he met them in front of the convenience store about 2:30 p.m. on November 4, 1996. He offered the girls a ride, and lured them to his house with the promise of candy. He sexually assaulted eleven-year-old Deanne with his finger and also penetrated her with his penis. When Deanne started to scream and fight, Ault strangled her until she stopped screaming. He then strangled seven-year-old Alicia to keep her from telling anyone about the incident, but he did not sexually assault her. Ault redressed Deanne and put the bodies of both girls in his attic. Ault said that he killed the girls because he was afraid they would tell someone what he had done. Because he was already on community control for sexual assault on a child under twelve years of age, he feared that he would go to jail for at least twenty-five years. He also stated that he thought about the trauma his wife had experienced when he was previously arrested and did not want to put her through that trauma again.

The medical examiner testified that both girls died from manual strangulation, that there was bruising and hemorrhaging of Deanne’s vaginal tissue, that Deanne had been dead for approximately two days when her body was found, and that, based on the decomposition of her body, Alicia had died twelve to eighteen hours after Deanne. Based on the lesser state of decomposition of Alicia’s body and a white foamy substance coming from her mouth, the medical examiner stated

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that Alicia appeared to have been alive, albeit comatose, at the time she was placed in the attic.

Ault, 866 So. 2d at 677-78.

The guilt phase of Ault’s jury trial concluded on August 11, 1999. Ault was convicted of two counts of first-degree murder, two counts of kidnapping, two counts of sexual battery on a person less than twelve years of age (both upon Deanne Mu’min), and two counts of aggravated child abuse. After the penalty phase proceedings were completed, the judge followed the recommendation of the jury and imposed a sentence of death for each murder. Id. at 677-79.

In his first direct appeal to this Court, Ault raised only one guilt phase issue. Ault argued that the trial court had erred in denying his motion to suppress the statements made to Detective Rhodes following his arrest on the unrelated sexual battery charge. We determined that the motion to suppress was properly denied and rejected Ault’s claim. See Ault, 866 So. 2d at 679-83. We also found that the evidence presented at trial was sufficient to support Ault’s convictions. We therefore affirmed Ault’s convictions for first-degree murder, sexual battery, kidnapping, and aggravated child abuse. See id. at 683. As to the sentencing phase, however, we found that the trial court had erred in granting a challenge for cause of a potential juror. We found that, although the potential juror had voiced a general opposition to the death penalty, she had also agreed that she could place her personal feelings aside and be fair and impartial when making her decisions in

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the case. See id. at 685-86. The erroneous exclusion of a potential juror is not subject to harmless error review. Id. at 686 (citing Gray v. Mississippi, 481 U.S. 648, 664-65 (1987)). Accordingly, we vacated Ault’s sentences of death and remanded for a new penalty phase. See id.

The new penalty phase was held from July 30, 2007, through August 21, 2007. The State began its case by presenting evidence of Ault’s criminal history. Three witnesses testified that as young girls they were sexually assaulted by Ault, the first in 1988 when she was twelve years old, the second in 1994 when she was seven years old, and the third in 1995 when she was eleven years old. The last of these three witnesses testified that after the assault Ault told her that what he did was wrong and that she needed to call the police. The jury was also read the testimony of another witness, a police officer, who had testified at the previous trial that Ault and another man attacked him at knifepoint in 1986.

The State also presented evidence relating to the deaths of Deanne Mu’min and Alicia Jones. The original crime scene investigator was called to identify photos of the locations in which the events surrounding the offenses took place. The medical examiner who conducted the victims’ autopsies was also called to testify regarding the causes of death. Finally, the State called William Rhodes, who recounted his role in the investigation and identified the audio recording of his interrogation of Ault, which was played to the jury. The State also called

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witnesses to give victim impact evidence, including the victims’ mother, one of the victims’ teachers, and other individuals who knew their family.

At the close of the State’s case, the defense presented three witnesses to establish mitigation. The first witness, psychiatrist Dr. David Kramer, testified that he had conducted a two-hour psychiatric screening of the defendant and had reviewed mental health reports on Ault written by other doctors. Regarding Ault’s family background, Dr. Kramer testified that Ault’s family moved frequently when he was a child and that Ault’s parents had a dysfunctional marriage. According to Dr. Kramer, Ault reported that his older brother began a pattern of forced sexual abuse when he was seven years old, and that his brother sometimes used a knife or gun. Dr. Kramer testified that such experiences would have a negative effect on a child’s mental health and sexual development, and diagnosed Ault with complex posttraumatic stress disorder. Dr. Kramer also diagnosed Ault with pedophilia, which he defined as an intense persistent arousal to inappropriate stimuli, being prepubescent children in an adult, and found that Ault had a history of alcohol abuse and dependency and some history of other substance use.

The next defense witness, neurologist Dr. David Ross, testified that he conducted various tests on Ault and concluded that Ault suffered from deficiencies in the frontal and temporal lobes of his brain. Dr. Ross testified that someone with these deficiencies may have problems with the execution of complex ideas,

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impaired judgment, difficulties with impulse control and emotional issues, and possible hypersexuality. He also stated that these deficiencies are consistent with individuals diagnosed with pedophilia.

The final witness presented by the defense was Robert Buckley, a private investigator. Buckley testified that he spoke with Ault’s mother, Barbara Madson, who told him that Ault no longer had a relationship with his older brother Charles due to the sexual abuse that occurred when Ault was younger. According to Buckley, Madson stated that she was aware of the molestation but explained that the matter was not talked about in their family. At the end of Buckley’s testimony, the defense rested.

In rebuttal, the State read to the jury the transcript testimony of Dr. Sherry Bourge Carter, a psychologist who had testified at Ault’s previous trial. Dr. Carter testified that, at the time of her initial meeting with Ault, Ault reported that he had heard voices and suffered from hallucinations in the past, but that he was on medications to control these conditions. However, she found that his descriptions of his symptoms were inconsistent with each other and were also not consistent with medical knowledge regarding hallucinations. Based on interviews with Ault and a review of other records, Dr. Carter diagnosed Ault with severe psychopathy. Dr. Carter explained that this was a personality disorder rather than a mental illness. She defined a major mental illness as a condition that causes someone to

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be out of touch with reality or to lose control of his or her thought process. By contrast, individuals with personality disorders have reasonable control over their actions, but are impaired in their ability to relate to others, experience emotion, or behave in a socially appropriate manner. Such individuals, she explained, view others as objects rather than as people and have difficulty experiencing remorse. Overall, Dr. Carter concluded that Ault was faking mental illness in order to avoid responsibility for his actions. Dr. Carter also found that Ault was inconsistent in his reports of the sexual abuse he claimed to have suffered as a child and that, because he had given so many different versions of the events, it was difficult to evaluate whether any of his claims were truthful.

At the end of the proceedings, the jury recommended death by a vote of nine to three for the murder of Deanne Mu’min and recommended death by a vote of ten to two for the murder of Alicia Jones. In his written sentencing order, the trial judge found six aggravating circumstances applicable to both murders: (1) Ault was previously convicted of a felony and placed on community control (significant weight); (2) Ault was previously convicted of another capital felony or of a felony involving the use or threat of violence to another person (great weight); (3) the capital felony was committed while Ault was engaged in the commission of or an attempt to commit the crimes of sexual battery, aggravated child abuse, and kidnapping (great weight); (4) the capital felony was committed for the purpose of

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avoiding or preventing a lawful arrest (significant weight); (5) the victim of the crime was a person less than twelve years of age;2 (6) the capital felony was especially heinous, atrocious, or cruel (HAC) (maximum weight).

The court found no statutory mitigating circumstances and three nonstatutory mitigating circumstances: (1) Ault was raised in a dysfunctional family (little weight);3 (2) Ault was not adequately supervised by the Department of Corrections (little weight); (3) Ault told a victim of a prior sexual assault to call the police and that what he did was wrong (some weight). The court determined that the aggravating circumstances far outweighed the mitigating circumstances,

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noting specifically that the single aggravator of the murders being especially heinous, atrocious, or cruel was of such a magnitude as to overwhelm the mitigators. Following the jury’s recommendation, the trial judge sentenced Ault to death for each count of first-degree murder, and to fifteen years in prison for each of the remaining offenses. Ault appeals, raising numerous claims of error.

ISSUES ON APPEALMitigating Circumstances

In points one through ten of his Initial Brief, Ault challenges the trial court’s decision to reject statutory mental health mitigation, to reject certain nonstatutory mitigating factors, and to consolidate other nonstatutory mitigating factors and to assign them little weight. Trial courts must observe the following standards when evaluating mitigating circumstances during capital sentencing:

A trial court must find as a mitigating circumstance each proposed factor that has been established by the greater weight of the evidence and that is truly mitigating in nature. However, a trial court may reject a proposed mitigator if the mitigator is not proven or if there is competent, substantial evidence to support its rejection. Even expert opinion evidence may be rejected if that evidence cannot be reconciled with other evidence in the case. Finally, even where a mitigating circumstance is found a trial court may give it no weight when that circumstance is not mitigating based on the unique facts of the case.

Coday v. State, 946 So. 2d 988, 1003 (Fla. 2006).

In its written sentencing order, the trial court must expressly evaluate each statutory and nonstatutory mitigating circumstance proposed by the defendant. See

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Ferrell v. State, 653 So. 2d 367, 371 (Fla. 1995). Where it is clear that the trial court has considered all evidence presented in support of a mitigating factor, the court’s decision as to whether that circumstance is established will be reviewed only for abuse of discretion. See Harris v. State, 843 So. 2d 856, 868 (Fla. 2003); Foster v. State, 679 So. 2d 747, 755 (Fla. 1996). The trial court’s findings will be upheld where there is competent, substantial evidence in the record to support each finding. See Lebron v. State, 982 So. 2d 649, 660 (Fla. 2008). The weight assigned to an established mitigating circumstance is also reviewed for abuse of discretion. Id.

When a trial court fails to detail its findings, however, this Court is “deprive[d]… of the opportunity for meaningful review.” Ferrell, 653 So. 2d at 371. In such circumstances, this Court has vacated the defendant’s death sentence and remanded to the trial court with instructions to issue a new sentencing order. See, e.g., id; Woodel v. State, 804 So. 2d 316, 327 (Fla. 2001) (remanding for new sentencing order where trial judge failed to discuss substantial evidence supporting each proposed mitigator). However, a trial court’s findings on mitigation are also subject to review for harmless error, and this Court will not overturn a capital appellant’s sentence if it determines that an error was harmless beyond a reasonable doubt. See Lebron, 982 So. 2d at 661; Singleton v. State, 783 So. 2d 970, 977 (Fla. 2001).

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Statutory Mental Health Mitigation

We first review the trial court’s rejection of two statutory mental health mitigating circumstances. Prior to sentencing, Ault proposed the following statutory mitigation: (1) the capacity of the defendant to appreciate the criminality of his conduct or to conform his conduct to the law was substantially impaired, see § 921.141(6)(f), Fla. Stat. (2007); and (2) the capital felony was committed while the defendant was under the influence of an extreme mental or emotional disturbance, see § 921.141(6)(b), Fla. Stat. (2007). The trial court rejected both mitigators, finding that neither was warranted in Ault’s case.4 We agree with the trial court’s rejection of these two mitigators.

In its sentencing order, the trial court evaluated the two statutory mitigating circumstances together, explaining that both proposed factors relied upon the same sources of information, namely, the testimony of Drs. Kramer, Ross, and Carter. The court first evaluated Dr. Kramer’s testimony, noting that Dr. Kramer had concluded that Ault suffered from posttraumatic stress disorder (PTSD), pedophilia, and polysubstance abuse. However, the court questioned the sufficiency of Dr. Kramer’s preparation. It noted that Dr. Kramer had only

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conducted a single two-hour interview with Ault and that, aside from this meeting, his only sources of information came from the reports of other doctors. Further, the court found that Dr. Kramer had reviewed no documentation of the crime itself.

In direct contrast to Dr. Kramer, Dr. Carter testified that Ault did not suffer from PTSD and that he was a severe psychopath seeking to exaggerate mental illness. The court noted that her testimony was based on established, standardized tests within the field of psychology. In addition to these tests, Dr. Carter conducted interviews with Ault in which she found that he neither manifested nor reported any symptoms of PTSD. Based on Dr. Carter’s testimony, the court determined that the conclusions of Dr. Kramer were less than reliable.

The court also evaluated the testimony of the neurologist, Dr. Ross. Based on EEG and PET scan testing, Dr. Ross testified that Ault had an abnormal brain, with deficits primarily in the right frontal area and temporal lobes. He stated that the former is the analytical portion of the brain, while the latter relate to the integration of memory and emotions. Dr. Ross testified that deficits in these areas are consistent with individuals diagnosed with pedophilia. However, the court found it significant that Dr. Ross had not provided an opinion as to whether Ault qualified for either statutory mental health mitigator. In evaluating the importance of Dr. Ross’s testimony, the court reviewed Ault’s behavior surrounding the offenses. The court determined that none of Ault’s actions in terms of the planning

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or executing of the crimes leading up to the murders of the victims suggested that Ault’s capacity to appreciate the criminality of his conduct or to conform his conduct to the requirements of the law was substantially impaired, or that he was under the influence of an extreme mental or emotional disturbance. Accordingly, the trial court found that neither mitigator was appropriate in Ault’s case.

Based on a review of the trial judge’s sentencing order, the trial court appears to have considered all evidence relating to the proposed statutory mitigating circumstances and properly exercised its discretion in rejecting both. See Provenzano v. State, 497 So. 2d 1177, 1184 (Fla. 1986) (“As long as the court considered all of the evidence, the trial judge’s determination of lack of mitigation will stand absent a palpable abuse of discretion.”). Only three experts testified regarding mental health mitigation. The first, Dr. Kramer, testified that he believed both statutory mental health mitigators applied to Ault. The second, Dr. Ross, did not offer an opinion. The third, Dr. Carter, testified that neither statutory mitigator applied. The court evaluated the evidence relied on by each expert and determined that Dr. Carter’s conclusion was more reliable and credible than that of Dr. Kramer. This review is consistent with our precedent on the evaluation of mitigating factors.

Further, there is competent, substantial evidence in the record to support the trial court’s rejection of both factors. First, the record demonstrates that Ault was

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not substantially impaired in his ability to appreciate the criminality of his conduct or to conform his conduct to the requirements of the law. We have upheld a trial court’s rejection of this mitigating circumstance when a defendant’s actions during and after the crime has indicated that he was aware of the criminality of his conduct. In Nelson v. State, 850 So. 2d 514, 531 (Fla. 2003), for example, we upheld the trial court’s ruling where the defendant removed the victim from her home after sexually assaulting her, drove to two separate orange groves before killing her, and lied to police about the crime. We found that the defendant’s “purposeful actions [were] indicative of someone who knew those acts were wrong and who could conform his conduct to the law if he so desired.” Id. Similarly, in Hoskins v. State, 965 So. 2d 1, 18 (Fla. 2007), we found that the trial court properly rejected the defendant’s inability “to appreciate the criminality of his conduct” as mitigation where, after raping the victim, “Hoskins’s purposeful actions in binding and gagging [the victim] before placing her in the trunk, driving to his parents’ home six hours away, borrowing a shovel, driving to a remote area where he killed [the victim], and then telling his brother he hit a possum when blood was noticed dripping from the rear wheel well [were] indicative of someone who knows his conduct is wrong.”

Here, Ault’s conduct demonstrates that he was aware of the criminality of his actions. Indeed, he stated during his pretrial interrogation that he murdered the

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victims specifically because he was afraid of being sent back to prison. He also redressed Deanne Mu’min, placed the victims in his attic, and lied to both the victims’ mother and the police regarding his knowledge of the girls’ disappearance. As the trial court observed, no part of Ault’s conduct suggests that he was unaware that his actions were criminal or that he was unable to conform his conduct to the requirements of the law had he chosen to do so.

Second, the record supports the trial court’s rejection of Ault’s claim that he was under the influence of an extreme mental or emotional disturbance at the time of the offenses. In Philmore v. State, 820 So. 2d 919, 936 (Fla. 2002), the defendant and his co-conspirator agreed to steal a car and kill the driver in order to carry out their plan to rob a bank. We upheld the trial court’s rejection of the “extreme mental or emotional disturbance” mitigating factor where “[t]he facts and circumstances of the homicide indicate[d] a coherent and well thought out plan which spanned over the course of two days,” and the factor was not supported by the testimony of the defendant’s expert witnesses. Id. (quoting sentencing order). We also upheld the trial court’s rejection of this factor in Hoskins based in part on our observation that the crime involved “an element of planning.” 965 So. 2d at 17. In this case, Ault’s admission that he planned the abduction and assault of the victims in advance, as well as the steps taken to conceal his actions, negates a finding that he was under an extreme mental or emotional disturbance at the time

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of the offense. The trial court’s conclusion is also supported by the testimony of Dr. Carter.

A trial court may properly reject a proposed mitigating circumstance where there is competent, substantial evidence in the record to support its rejection. See Lebron, 982 So. 2d at 660. As we noted in Coday, “[e]ven expert opinion evidence may be rejected if that evidence cannot be reconciled with other evidence in the case.” 946 So. 2d at 1003. In the present case, there was sufficient evidence in the record to support the rejection of both mitigating factors. We therefore affirm the trial court’s decision to reject this mitigation.

Brain Damage

In addition to challenging the trial court’s rejection of the two statutory mental health mitigating circumstances, Ault argues that the trial court erred in rejecting several nonstatutory mitigating circumstances. We next review Ault’s contention that the trial court erred in rejecting brain damage as a nonstatutory mitigating circumstance. In considering Ault’s proposed nonstatutory mitigation, the trial court consolidated two proposed mitigators: (1) the defendant suffers from brain damage; and (2) the defendant’s neurological impairment affects his judgment, impulses, control, and information processing skills. In its sentencing order, the trial court’s analysis on this issue stated only that having already addressed the issue as a statutory mitigator, the court had no basis to consider the

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matter as a nonstatutory mitigating circumstance. We find that this conclusion was error.

As discussed above, the trial court examined the testimony of Dr. Ross when it evaluated whether Ault qualified for either statutory mental health mitigator. It noted that Dr. Ross had testified that Ault suffered from an abnormal brain, with deficits in areas affecting analytical ability and the integration of memory and emotions, and that such deficits were consistent with pedophilia. The court further noted that these conclusions were based on uncontested, objective tests, specifically EEG and PET scan testing. We concluded that the trial court properly rejected these findings as sufficient proof of statutory mental health mitigation where it determined that stronger evidence leaned against the statutory mitigating factors. See Hoskins, 965 So. 2d at 18.

However, the rejection of statutory mental health mitigation did not require the trial court to reject brain damage as an independent nonstatutory mitigating factor. The court’s sentencing order demonstrated that evidence of brain damage was based on uncontroverted objective testing. The court provided no evidence that would support a rejection of these findings. Further, brain damage has been recognized as a mitigating circumstance, although the weight given to such mitigation is within the discretion of the trial judge. See Crook v. State, 813 So. 2d 68, 75-76 (Fla. 2002) (finding trial court’s failure to consider brain damage as

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mitigation to be error); Robinson v. State, 761 So. 2d 269, 277 (Fla. 1999) (upholding trial court’s decision to assign little weight to brain damage as mitigation where no evidence indicated that the impairment affected the defendant’s actions). In this instance, because brain damage was proved by the greater weight of the evidence, there was no competent, substantial evidence to support its rejection, and brain damage is mitigating in nature, we find that the trial court’s rejection of this proposed mitigating circumstance was error.

Good Adjustment to Life in Prison

We next address the trial court’s rejection of the proposed mitigating circumstance that Ault, having successfully completed a prison sentence, could adjust to life in prison. The trial court’s discussion of this factor states only that it did not consider this ability to be a mitigator for murder. We agree with Ault that this ruling was error.

First, the trial court erred in concluding that, as a matter of law, the ability to successfully adjust to a sentence of life in prison is not mitigating in nature. As the United States Supreme Court has observed, while evidence of good conduct in prison does not reduce culpability for a defendant’s crime, it could be mitigating in the sense that it might serve as a basis for a sentence less than death. Skipper v. South Carolina, 476 U.S. 1, 7 (1986); see also Fead v. State, 512 So. 2d 176, 179

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(Fla. 1987) (finding evidence that the defendant was a model prisoner during his previous commitment constituted a valid mitigating factor).

Second, the trial court failed to provide “specific written findings of fact based upon… the records of the trial and the sentencing proceedings.” § 921.141(3), Fla. Stat. (2007). During the penalty phase, evidence was presented demonstrating that Ault had completed a term in prison. At the same time, some evidence was presented that might have supported the rejection of this fact as mitigation. For example, Dr. Carter noted that, in reviewing Ault’s personal history, she had reviewed some jail records containing disciplinary reports. The trial court’s order failed to discuss this evidence or to rule on whether the proposed mitigation was proven. As we have previously stated, the failure to “consider and properly evaluate mitigating evidence” deprives this Court “of the tools to meaningfully review the sentence imposed or to undertake a proportionality review.” Harris, 843 So. 2d at 869. We find that the trial court’s order was deficient in this regard. Accordingly, we hold that the trial court erred in summarily rejecting the possibility of a positive adjustment to life in prison as a mitigating circumstance.

Emotional or Mental Disturbance

Ault argues that even though the trial court determined that he did not qualify for statutory mental health mitigation, the court should have evaluated

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whether the evidence qualified as nonstatutory mental health mitigation. We have previously explained that

Florida’s capital sentencing statute does in fact require that emotional disturbance be “extreme.” However, it clearly would be unconstitutional for the state to restrict the trial court’s consideration solely to “extreme” emotional disturbances. Under the case law, any emotional disturbance relevant to the crime must be considered and weighed by the sentencer, no matter what the statutes say. Any other rule would render Florida’s death penalty statute unconstitutional.

Cheshire v. State, 568 So. 2d 908, 912 (Fla. 1990) (citations omitted).

However, in Davis v. State, 2 So. 3d 952, 962-63 (Fla. 2008), cert. denied, 129 S. Ct. 2872 (2009), we rejected a challenge to a trial court’s failure to consider nonstatutory mental health mitigation where the defendant’s “impaired capacity” had not been proposed as a nonstatutory factor. We held that “a defendant must raise a proposed nonstatutory mitigating circumstance before the trial court in order to challenge on appeal the trial court’s decision about that nonstatutory mitigating factor.” Id. at 962 (citing Lucas v. State, 568 So. 2d 18, 23-24 (Fla. 1990)). Here, Ault did not raise nonstatutory mental health mitigation before the trial court. Accordingly, we find that the court did not err in failing to address this mitigating circumstance.

Low IQ

In evaluating Ault’s low IQ as a proposed nonstatutory mitigating circumstance, the trial court’s sentencing order stated that there was no evidence

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supporting a low IQ. The trial court further stated that the only testimony regarding the defendant’s IQ was that of Dr. Carter, who indicated that Ault’s intellectual functioning was below average.

In the portion of Dr. Carter’s testimony cited in the sentencing order, Dr. Carter stated that, in the testing she conducted, Ault received an overall IQ score of 80, with a range of 78 to 84. She also found that his verbal IQ was 77 with a range of 73 to 83, and his performance IQ was 87 with a range of 81 to 95. Dr. Carter explained that an average score is 100, and that a person is considered to be within normal limits if their score is between 85 and 115. She stated that Ault was not mentally retarded, but that he scored in a low average to borderline range on his IQ test.

Low intelligence has been recognized as valid mitigation in capital sentencing. See Thompson v. State, 648 So. 2d 692, 697 (Fla. 1994). Admittedly, Ault’s low/borderline IQ score appears to have been slightly higher than in other cases where low intelligence has been weighed as mitigation. See, e.g., Crook, 813 So. 2d at 77 (stating that the appellant’s IQ was found to be “as low as 62 or 69 and as high as the low 70s”); Jones v. State, 705 So. 2d 1364, 1366 (Fla. 1998) (stating that an IQ of 76 was weighed as mitigation). However, this fact goes toward the weight of the mitigation, not whether it should have been found as mitigation. Because the trial court failed to cite any evidence contradicting the

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finding of the only expert who testified on the issue, we find that its rejection of this mitigating circumstance was error. See Coday, 946 So. 2d at 1005 (explaining that expert testimony in support of mitigation “could be rejected only if it did not square with other evidence in the case”).

Acceptance of Responsibility

Ault next challenges the trial court’s rejection of the mitigating circumstance that he accepted responsibility for the killing of Deanne and Alicia. In considering this mitigation, the trial court consolidated three proposed mitigators: (1) Ault accepted responsibility for the killing of Deanne and Alicia; (2) Ault confessed to the crimes he committed; and (3) Ault cooperated with the police and signed a consent to search form. The trial court simply rejected each of these proposed mitigators without explanation. Because the sentencing order is deficient under this Court’s precedent, we find that the trial court’s ruling was error.

First, the trial court failed to discuss any of the evidence presented in support of or in opposition to these proposed mitigators. See Harris, 843 So. 2d at 869. It was uncontroverted that Ault confessed to the crime; his videotaped confession was played to the jury during the penalty phase. Further, Detective Rhodes testified that Ault brought him to his apartment and told him where the victims’ bodies were hidden. At that time, Ault also gave his consent to a search of his home. Other evidence might have been weighed against a finding that Ault

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accepted responsibility or cooperated with the police. Donna Jones, the victims’ mother, testified that when she arrived at Ault’s home on the day of her daughters’ disappearance, Ault lied and told her that he had not seen the girls. Detective Rhodes testified that Ault and his wife voluntarily came to the Oakland Park Police Department on November 5, the day after the victims’ disappearance, and that Ault again stated that he did not know where the girls were. Ault did not confess to the murders until after he was arrested on an unrelated charge. Ault, 866 So. 2d at 677-78. Additionally, Dr. Carter testified that she believed Ault was malingering on psychological evaluations and attempting to fake mental illness in an effort to evade responsibility. She also testified that during the interviews she conducted Ault frequently attempted to place responsibility for the murders on other circumstances or individuals.

Second, each of these factors has been considered mitigating in nature. See Zommer v. State, 31 So. 3d 733, 744 (Fla. 2010) (stating that the trial court found and assigned little weight to the nonstatutory mitigator that the defendant accepted responsibility for his actions), petition for cert. filed, No. 09-11400 (U.S. June 9, 2010); Sinclair v. State, 657 So. 2d 1138, 1140 n.2 (Fla. 1995) (noting that trial court weighed the defendant’s cooperation with police as mitigation); DeAngelo v. State, 616 So. 2d 440, 443 (Fla. 1993) (noting that the trial court found as mitigation that the defendant confessed to the crime). Because the trial court’s

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sentencing order fails to evaluate any of the evidence presented at trial relating to this mitigation, and because each proposed circumstance can be mitigating in nature, we find that its ruling on this point was error. See Coday, 946 So. 2d at 1003.

Remorse

As an additional nonstatutory mitigator, Ault proposed that the court consider the fact that he was remorseful about his criminal conduct in this case and the prior criminal acts he committed. The trial court, rejecting this mitigation, stated only that it found no credible evidence to support Ault’s claim. Again, the trial court failed to conduct the proper analysis on this issue. A defendant’s remorse can certainly be mitigating in nature, and remorse has frequently been considered as nonstatutory mitigation. See, e.g., Smith v. State, 28 So. 3d 838, 853 (Fla. 2009), petition for cert. filed, No. 09-10755 (U.S. May 10, 2010); Hernandez v. State, 4 So. 3d 642, 655 n.9 (Fla.), cert. denied, 130 S. Ct. 160 (2009); Hoian v. State, 3 So. 3d 1204, 1218 n.5 (Fla.), cert. denied, 130 S. Ct. 741 (2009); Rodgers v. State, 3 So. 3d 1127, 1131 (Fla. 2009); see also Smalley v. State, 546 So. 2d 720, 723 (Fla. 1989) (reducing death sentence to life in prison where, among other factors, the record indicated that defendant felt genuine remorse). If the trial court had determined that this proposed circumstance was proven by the greater weight of the evidence, it was required to weigh the factor as mitigation unless it could

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cite competent, substantial evidence supporting its rejection. See Coday, 946 So. 2d at 1003.

Here, the trial court did not evaluate evidence in the record that might have supported or weighed against a finding that Ault felt remorse for his crimes. On one hand, Detective Rhodes asked Ault during the videotaped interrogation whether he was remorseful and Ault responded that he was. On the other, Dr. Carter diagnosed Ault with severe psychopathy and explained that such individuals have difficulty in showing any signs of remorse. She later stated that when Ault discussed his offenses during interviews, he would show inappropriate emotions or no emotion at all. Dr. Kramer also testified that at times Ault had clearly shown a lack of remorse. The trial court failed to review any of this evidence in arriving at its conclusion. Accordingly, we find that this portion of the sentencing order was deficient and that the trial court’s summary rejection of this mitigation was error.

Pedophilia

Ault also proposed as a nonstatutory mitigating circumstance that he suffers from pedophilia and was denied treatment by the Mentally Disordered Sex Offender program while incarcerated because of lack of funding. Rejecting this factor in its sentencing order, the trial court stated only that pedophilia, and the treatment or lack of treatment thereof, is not a mitigator for murder. Again, the trial court failed to discuss evidence supporting its ruling. Dr. Kramer and Dr.

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Carter each testified that they diagnosed Ault with pedophilia. Dr. Ross also testified that Ault’s brain impairments were consistent with those found in individuals diagnosed with pedophilia.

While the degree to which pedophilia is mitigating as to murder itself is questionable, it has been listed as nonstatutory mitigation in at least one capital case. See Crain v. State, 894 So. 2d 59, 67 n.9 (Fla. 2004) (stating that where the defendant was sentenced to death for the murder of a seven-year-old girl, the trial court gave “some weight” to the fact that the defendant was an uncured pedophile). Further, the diagnosis appears to meet the definition of a mitigating circumstance. We have explained that “[e]vidence is mitigating if, in fairness or in the totality of the defendant’s life or character, it may be considered as extenuating or reducing the degree of moral culpability for the crime committed.” Merck v. State, 763 So. 2d 295, 298 (Fla. 2000) (citing Wickham v. State, 593 So. 2d 191, 194 (Fla. 1991)); see also Lockett v. Ohio, 438 U.S. 586, 604 (1978) (noting that a mitigating circumstance can be “any aspect of a defendant’s character or record and any of the circumstances of the offense” that reasonably may serve as a basis for imposing a sentence less than death). Here, Dr. Kramer testified that pedophilia was a compulsion, an intense arousal and drive to have sexual activity with age-inappropriate partners. Similarly, Dr. Carter stated that pedophilia is a mental illness. In this case, Ault’s pedophilia arguably reduced the degree of

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moral culpability for his crime because, if not for Ault’s compulsion/mental illness, the actions preceding the murders—Ault’s abduction of the victims—would not have occurred; although, again, the weight assigned to this circumstance would have been within the discretion of the trial judge.5

Based on a review of the record, we find that pedophilia was demonstrated by the greater weight of the evidence, was not refuted by competent, substantial evidence, and was mitigating in nature. See Coday, 946 So. 2d at 1003. Further, the trial court failed to set out any of the evidence supporting its decision. See Harris, 843 So. 2d at 869. Accordingly, we find that the trial court’s summary rejection of pedophilia as a mitigating circumstance was error.

Dysfunctional Family Background

Ault next argues that the trial court erred in consolidating twelve proposed nonstatutory mitigating circumstances into the single category of dysfunctional family background, and also in assigning this mitigation little weight. See supra note 3. The trial court’s analysis of this mitigation is an acknowledgement that Ault suffered hardships in his upbringing and a statement that the twelve factors constitute a single nonstatutory mitigating circumstance.

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This Court has permitted trial courts to group into categories proposed mitigating factors that are related in content. For example, in Kearse v. State, 770 So. 2d 1119, 1133 (Fla. 2000), we found that a trial court had not abused its discretion by grouping thirty-four proposed mitigators into a single category encompassing the defendant’s “difficult childhood and his psychological and emotional condition because of it.” See also Anderson v. State, 863 So. 2d 169, 176 n.6 (Fla. 2003) (observing that the trial court consolidated related mitigating circumstances); Reaves v. State, 639 So. 2d 1, 6 (Fla. 1994) (finding that the trial court reasonably consolidated several proposed mitigating factors into three categories). Here, each of the twelve proposed factors related to abuse and neglect inflicted by Ault’s family during his upbringing. Although it is true that, as Ault argues, these factors could have been grouped into a greater number of categories, we find that the trial court did not err in considering them together. Further, there is no indication that the trial court abused its discretion in assigning little weight to the consolidated mitigator. See Lebron, 982 So. 2d at 660.

Statement to Prior Victim

Ault also objects to the trial court’s finding on the proposed nonstatutory mitigating circumstance based on his statement to a prior victim. In its sentencing order, the trial court evaluated the proposed factor by first recounting that the witness had testified regarding her being the victim of an attempted sexual battery

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by Ault on December 31, 1995. The witness stated that after she stopped Ault from attacking, Ault told her to call the police and that he further stated that what he did was wrong. The trial court found these statements significant in that they represented a spark of humanity. The court noted that some would argue that the statements represented an acknowledgement by Ault of his sexual problems, a reaching out for help. The court found that, while this may have been true, the murders were the result of Ault’s knowing, intentional, and morbidly logical analysis of his predicament, and not the compulsion of pedophilia. The court explained, however, that the spark of humanity must be recognized, and noted that it gave some weight to Ault’s statements in determining the appropriate sentence. Ault argues that this ruling was deficient, contending, first, that the trial court erred in rejecting as mitigation that Ault was reaching out for help with his pedophilia and, second, that the court should have given the issue more weight.

We reject Ault’s challenges to the trial court’s finding. The trial court set out the evidence, determined that the circumstance was both proved by the evidence and mitigating, and assigned weight. This approach complies with the requirements set out by this Court. See Coday, 946 So. 2d at 1003. Further, there is no indication that the trial judge abused his discretion. See Canakaris v. Canakaris, 382 So. 2d 1197, 1203 (Fla. 1980) (defining abuse of discretion as judicial action that is “arbitrary, fanciful, or unreasonable”). Ault objects only to

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the trial court’s determination that this factor was not mitigating as it related to pedophilia. However, pedophilia was proposed as a separate mitigating circumstance, which we discuss above as a separate issue. As to the trial court’s determination that Ault’s statements represented a spark of humanity and deserved some weight as mitigation, we find no error.

Harmless Error

Above, we found that the trial court erred in its rejection of the following proposed nonstatutory mitigating circumstances: (1) brain damage; (2) adjustment to life in prison; (3) low IQ; (4) acceptance of responsibility; (5) remorse; (6) pedophilia. However, such error is subject to the harmless error test. See Thomas v. State, 693 So. 2d 951, 953 (Fla. 1997). In this context, the question is whether there is a reasonable possibility that the error contributed to the sentence. See State v. DiGuilio, 491 So. 2d 1129, 1138 (Fla. 1986). Reversal is permitted only if the excluded mitigating factors reasonably could have resulted in a lesser sentence. If there is no likelihood of a different sentence, then the error must be deemed harmless. See Rogers v. State, 511 So. 2d 526, 535 (Fla. 1987).

In several cases, we have found that a trial court’s error in failing to consider mitigating evidence was harmless in light of the aggravating circumstances. In Rogers, 511 So. 2d at 535, for example, we concluded that there was no reasonable likelihood that the trial court would have concluded that the aggravating

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circumstances of prior violent felony conviction and murder that occurred during flight from an attempted robbery were outweighed by the single mitigating factor of being a good husband, father, and provider. Similarly, in Thomas, 693 So. 2d at 953, we concluded that the trial court’s failure to find a number of mitigating circumstances relating to the defendant’s character and work record was harmless in light of the “massive” aggravation (prior violent felony conviction, murder committed during course of a burglary, pecuniary gain, HAC, and CCP). We concluded that even if the trial court had found each mitigating circumstance proposed by the defendant, there was no reasonable doubt that the trial court “still would have imposed the death penalty.” Id. Finally, in Singleton, 783 So. 2d at 977, we found that the trial judge’s failure to discuss the mitigators of the defendant’s courtroom behavior, his behavior on parole, and his alleged remorse and cooperation with police was harmless error. We concluded that even when this mitigation was combined with other mitigation in the record, it “would not outweigh the two weighty aggravators [of prior violent felony conviction and HAC] found to exist by the trial judge.” Id6

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In the present case, the trial court found five aggravators, each of which was assigned either great weight, significant weight, or, as to HAC, maximum weight. The trial court determined that the aggravating circumstances far outweighed the mitigating circumstances. The court further determined that the single aggravator of the murders being especially heinous, atrocious, or cruel was of such a magnitude as to overwhelm the mitigators. In this context, even if each of the rejected factors had been found by the trial court (and it is not certain that the court would have found some of those factors even if it had conducted the proper analysis), we find no reasonable possibility that Ault would have received a different sentence. See DiGuilio, 491 So. 2d at 1138. In light of the extensive aggravating circumstances in this case, we find that any error was harmless beyond a reasonable doubt.7

Proportionality

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We next address the issue of proportionality. In determining whether death is a proportionate punishment, this Court is required to compare the totality of the circumstances of Ault’s case to the circumstances of similar cases in which the Court has affirmed sentences of death. See Gore v. State, 784 So. 2d 418, 438 (Fla. 2001). We must conduct a two-pronged inquiry, comparing an appellant’s case to other cases to “determine [whether] the crime falls within the category of both (1) the most aggravated, and (2) the least mitigated of murders.” Almeida v. State, 748 So. 2d 922, 933 (Fla. 1999). “This entails ‘a qualitative review by this Court of the underlying basis for each aggravator and mitigator rather than a quantitative analysis.’” Offord v. State, 959 So. 2d 187, 191 (Fla. 2007) (quoting Urbin v. State, 714 So. 2d 411, 416 (Fla. 1998)).

Ault does not argue that the present offenses were not among the most aggravated. Ault does contend, however, that his case is not among the least mitigated and that death is therefore an inappropriate punishment. Here, the trial court found five aggravating circumstances: (1) that Ault was under community control; (2) that he had a prior violent felony conviction; (3) that the capital felony was committed while Ault was engaged in sexual battery, aggravated child abuse, and kidnapping, and the victims were less than 12 years old; (4) that the crimes were committed to avoid arrest; and (5) that the murders were HAC. The trial court found no statutory mitigating circumstances and three nonstatutory

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mitigating circumstances: (1) Ault was raised in a dysfunctional family; (2) Ault was not adequately supervised by the Florida Department of Corrections; and (3) Ault told a previous victim to call the police and that what he did was wrong. We also determined above that the trial court erred in rejecting without evaluation several nonstatutory mitigating circumstances, including brain damage and pedophilia.

This Court has clearly affirmed sentences of death in cases involving similar aggravating circumstances. As we explained in Smith, 28 So. 3d at 875, “We have repeatedly affirmed the death penalty where the defendant has kidnapped, sexually battered, and murdered a child victim.” See also Chavez v. State, 832 So. 2d 730 (Fla. 2002) (affirming death sentence where defendant kidnapped, sexually battered, and strangled to death a nine-year-old victim, where court found as aggravation that defendant was engaged in the crime of kidnapping, that murder was committed to avoid arrest, and that murder was HAC); Schwab v. State, 636 So. 2d 3 (Fla. 1994) (affirming death sentence for the kidnapping, murder, and sexual battery of an eleven-year-old victim, where prior violent felony, felony murder, and HAC were proven as aggravation).

Further, this Court has affirmed death sentences in cases involving comparable or more significant mitigating circumstances. In Davis v. State, 698 So. 2d 1182, 1186-87 (Fla. 1997), for example, we affirmed the defendant’s death

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sentence based on the abduction, molestation, and strangulation of an eleven-yearold girl, despite a finding that the defendant was under the influence of an extreme mental or emotional disturbance, to which the trial court assigned great weight. The trial court also found significant nonstatutory mitigation.8 See also Rodgers, 3 So. 3d at 1131, 1134 (affirming death sentence for first-degree murder where trial court found two aggravators (prior violent felony and CCP), one statutory mitigator (defendant’s age), and numerous nonstatutory mitigators including extensive history of mental illness, sexual abuse by defendant’s mother, physical abuse by defendant’s father, parents’ drug and alcohol addictions, parental abandonment, familial history of suicide, early incarceration and sexual abuse in

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prison, and genuine remorse for crime); Smithers v. State, 826 So. 2d 916, 930 (Fla. 2002) (affirming two death sentences where court found CCP aggravator applicable to one murder and prior violent felony and HAC applicable to both, despite finding both statutory mental health mitigators and seven nonstatutory mitigators, 9 and where the father of one victim requested life in prison as a punishment for the defendant).10

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We find that when viewed within the totality of the circumstances, Ault’s sentences of death are proportionate to his offenses. Ault, while on community control, formed a premeditated plan to abduct Deanne Mu’min and Alicia Jones, ages eleven and seven, for the purpose of sexually assaulting them. He sexually assaulted Deanne Mu’min, and subsequently made the decision to kill her in order to avoid detection and arrest. He then murdered both girls by strangulation, placed the bodies in his attic (although, as forensic evidence later demonstrated, Alicia Jones remained alive, albeit unconscious, for several hours after the assault), and lied to both police and the girls’ mother regarding their whereabouts. Even taking into account the nonstatutory mitigation that we determined was improperly rejected by the trial court, Ault’s case is, as a qualitative matter, far less mitigated than comparable offenses for which we have affirmed sentences of death. See, e.g., Davis, 698 So. 2d at 1186-87. Based on the facts and circumstances of the present case, we conclude that Ault’s sentences are proportionate when compared with the circumstances of other capital cases.

Admission of Photographs

Next, we review the admission into evidence of four photographs depicting the victims’ condition after death. In determining the admissibility of photographs at trial, this Court has explained:

We have consistently held that the initial test for determining the admissibility of photographic evidence is relevance, not necessity.

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See Mansfield v. State, 758 So. 2d 636 (Fla. 2000). Photographs are admissible if “they assist the medical examiner in explaining to the jury the nature and manner in which the wounds were inflicted.” Bush v. State, 461 So. 2d 936, 939 (Fla. 1985). Moreover, photographs are admissible “to show the manner of death, location of wounds, and the identity of the victim.” Larkins v. State, 655 So. 2d 95, 98 (Fla. 1995). On the other hand, trial courts must be cautious in not permitting unduly prejudicial or particularly inflammatory photographs before the jury. However, a trial court’s decision to admit photographic evidence will not be disturbed absent an abuse of discretion. See Mansfield, 758 So. 2d at 648.

Brooks v. State, 787 So. 2d 765, 781 (Fla. 2001).

Further, “[t]he mere fact that photographs may be gruesome does not necessarily mean they are inadmissible. The admission of such photographs is within the trial court’s discretion and will only be reversed when an abuse of discretion has been demonstrated.” Harris, 843 So. 2d at 864 (citing Rose v. State, 787 So. 2d 786 (Fla. 2001); see also Gorby v. State, 630 So. 2d 544, 547 (Fla. 1993) (finding that trial court did not abuse its discretion in admitting numerous photographs and a videotape of the crime scene where “[t]he court conscientiously considered all of the photos the state sought to introduce and rejected those it found to be too prejudicial or cumulative”). To be relevant, however, “a photo of a deceased victim must be probative of an issue that is in dispute.” Almeida, 748 So. 2d at 929.

In this case, the photographs to which Ault objects were offered into evidence during the testimony of Dr. Lance Davis, the medical examiner who

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conducted the victims’ autopsies. These photographs were labeled State’s Exhibits 27, 28, 29, and 30. Exhibits 27 through 29 were taken during the autopsy of Deanne Mu’min. Exhibit 27 depicted a child with a bloated face, and Exhibits 28 and 29 depicted the victim’s vaginal area. When the State sought to introduce these photos, the jury was excused from the room and the judge questioned Dr. Davis regarding the relevance of these photos to his testimony. Regarding the first photo, Dr. Davis explained that the disproportionate bloating in the victim’s head provided evidence of strangulation. Exhibits 28 and 29 provided evidence of vaginal trauma. Defense counsel objected, arguing that the photographs were irrelevant to any material issue and were unduly prejudicial. The judge admitted the photos, finding them relevant to the issues in the case and specifically noting that he believed their probative value outweighed their prejudicial effect.

The State next presented three photos identified as Exhibits D-1, E-1, and F1. Defense counsel again objected based on prejudice. Regarding each photo’s purpose, the State explained that F-1 depicted a white foam coming out of one victim’s mouth, which was evidence that she was alive when placed in the attic, and that there was a difference of twelve to eighteen hours between the times of death of the two girls. E-1 depicted bruise marks on a victim’s neck. D-1 depicted Alicia Jones on her back, showing discoloration in different areas of her body. The court admitted E-1 as State’s Exhibit 30, but excluded the other two photos.

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Subsequently, the photos were admitted during Dr. Davis’s testimony. Dr. Davis described the evidence of manual strangulation, as well as the effects of strangulation on the victims, and discussed evidence of vaginal trauma and hemorrhaging depicted in State’s Exhibit 29. He stated that in State’s Exhibit 27, Deanne Mu’min’s shorts appeared to be buttoned incorrectly. He also noted his conclusion that Alicia Jones survived approximately eighteen hours longer than her sister and that her clothes were undisturbed.

In McWatters v. State, 36 So. 3d 613, 637 (Fla.), petition for cert. filed, No. 10-6029 (U.S. Aug. 20, 2010), we found that the trial court did not abuse its discretion in admitting four autopsy photographs into evidence, explaining, “This Court has upheld the admission of photographs when they are offered to explain a medical examiner’s testimony, the manner of death, the location of the wounds, or to demonstrate the heinous, atrocious, or cruel (HAC) factor.” Although the photographs in McWatters depicted the decomposed heads, necks, and upper torsos of the victims, they were relevant where used by the medical examiner to explain the condition of the bodies and the manner and cause of death. Additionally, we found that “[t]he photographs were also relevant to establishing HAC because [the medical examiner] used these photographs to demonstrate how the victims were strangled.” Id.; see also England v. State, 940 So. 2d 389, 399 (Fla. 2006) (finding that the trial court did not abuse its discretion in admitting

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autopsy photos of the victim’s head, torso, and hands in a moderately decomposed state where relevant to establish the manner and cause of death and HAC).

Here, the trial court evaluated each photo to determine whether it was relevant to prove an aggravating circumstance. The court “conscientiously considered all of the photos the state sought to introduce and rejected those it found to be too prejudicial or cumulative.” Gorby, 630 So. 2d at 547. The photographs were used by the medical examiner to explain his conclusions regarding the circumstances of the victims’ deaths. See McWatters, 36 So. 3d at 637. Accordingly, we find that the trial court did not abuse its discretion in admitting the four photographs.

Weight Given to Jury Verdict

Ault challenges the portion of the trial court’s sentencing order in which it stated that it gave great weight to the sentencing recommendation provided by the jury, pursuant to Tedder v. State, 322 So. 2d 908 (Fla. 1975). We held in Tedder that “[a] jury recommendation under our trifurcated death penalty statute should be given great weight.” Id. at 910. Ault contends that Tedder was overruled by Ross v. State, 386 So. 2d 1191, 1197 (Fla. 1980), in which this Court rejected a trial court’s decision to sentence the defendant to death, holding that the trial court had given undue weight to the jury’s verdict. However, we find that the trial court in this case applied the correct standard:

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In Florida, the sentencing scheme requires that, first, the jury weigh the aggravating and mitigating factors and recommend to the court, by a majority vote, whether life or death is the appropriate sentence. Next, the court must independently consider the aggravating and mitigating circumstances and reach its decision on the appropriate penalty, giving great weight to the jury’s advisory sentence. Tedder v. State, 322 So. 2d 908 (Fla. 1975).

State v. Coney, 845 So. 2d 120, 131 (Fla. 2003) (quoting trial court’s order). This standard applies to recommendations of death as well as to recommendations of life in prison. See, e.g., Blackwood v. State, 946 So. 2d 960, 975 (Fla. 2006). Contrary to Ault’s assertions, we did not overrule the great weight standard in Ross. Instead, we found that the trial court applied Tedder incorrectly by summarily following the jury’s recommendation without reaching its own independent judgment as to the appropriate sentence. See Ross, 386 So. 2d at 1197-98. Because the trial court assigned the correct weight to the jury’s verdict in this case, we reject Ault’s claim of error.

Presentencing Investigation Report

During the Spencer11 hearing, Ault’s counsel requested the preparation of a presentencing investigation report (PSI), which the trial judge denied. Ault argues that he was entitled to a PSI pursuant to Muhammad v. State, 782 So. 2d 343, 363 (Fla. 2001), and Florida Rule of Criminal Procedure 3.710. Under rule 3.710(b), “[s]hould a defendant in a capital case choose not to challenge the death penalty

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and refuse to present mitigation evidence, the court shall refer the case to the Department of Corrections for the preparation of a presentence report.”

In Muhammad, the defendant discharged his penalty phase counsel during jury selection and subsequently refused to present any mitigating evidence during the penalty phase. The jury, after hearing only the State’s evidence, recommended death. The trial judge followed the jury’s recommendation. See Muhammad, 782 So. 2d at 350-51. On direct appeal, we vacated Muhammad’s death sentence and remanded for resentencing. However, concerned that Muhammad might again refuse to present mitigation evidence during the new sentencing proceedings, we considered “what prospective procedures should apply on resentencing.” Id. at 363. We stated as follows:

In the past, we have encouraged trial courts to order the preparation of a PSI to determine the existence of mitigating circumstances “in at least those cases in which the defendant essentially is not challenging the imposition of the death penalty.” Farr v. State, 656 So. 2d 448, 450 (Fla. 1995) (“Farr II”); see Allen v. State, 662 So. 2d 323, 330 (Fla. 1995). Having continued to struggle with how to ensure reliability, fairness, and uniformity in the imposition of the death penalty in these rare cases where the defendant waives mitigation, we have now concluded that the better policy will be to require the preparation of a PSI in every case where the defendant is not challenging the imposition of the death penalty and refuses to present mitigation evidence.

Id. (emphasis added).

A PSI was not required in this case. Unlike Muhammad, Ault was represented by counsel, challenged the imposition of the death penalty, and

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presented mitigating evidence during the penalty phase.12 Accordingly, while the trial court had the option of ordering a PSI under rule 3.710(a) (“In all cases in which the court has discretion as to what sentence may be imposed, the court may refer the case to the Department of Corrections for investigation and recommendation.”), nothing in Muhammad or in rule 3.710(b) required it to do so. Ault’s counsel in fact acknowledged at the Spencer hearing that a PSI was not required. We affirm the trial court’s decision.

Exclusion from Pretrial Conference

Next, we address Ault’s claim that he was improperly excluded from a pretrial conference. Under Florida Rule of Criminal Procedure 3.180(a)(3), a criminal defendant has the right to be present “at any pretrial conference, unless waived by the defendant in writing.” Ault argues that at a pretrial status hearing, defense counsel spoke with the trial judge outside of Ault’s presence and gave the judge negative information about Ault’s case. Neither party asserts that Ault waived his right to be present. However, we need not address the propriety of the

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meeting because we conclude that any error was harmless. See Pomeranz v. State, 703 So. 2d 465, 471 (Fla. 1997).

The conversation to which Ault objects occurred following a status hearing on September 27, 2005. At the previous hearing, held on August 17, 2005, the trial court addressed a motion to dismiss counsel filed by Ault, and a motion to withdraw filed by Ault’s attorney. After discussing the allegations raised in the motion to dismiss, which concerned defense counsel’s failure to deliver certain medical records to the defendant, Ault informed the court that he had filed a ninepage complaint against defense counsel with The Florida Bar. On the court’s inquiry, defense counsel explained that the Bar complaint concerned the same issues that had been raised in Ault’s motion to dismiss counsel. After additional discussion, the court denied both motions.

At the next status hearing, held on September 27, 2005, defense counsel’s delivery of documents to Ault was again discussed. Ault again mentioned the Bar complaint and expressed the opinion that counsel had lied to the Bar in his response. After the hearing, defense counsel met with the judge outside of Ault’s presence. Referring back to his motion to withdraw, counsel stated that he was concerned about the Bar complaint, specifically that certain allegations made therein might force him to divulge privileged information, and that any such information could be obtained by the State. Counsel also stated that Ault had filed

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a federal civil rights lawsuit in which defense counsel and the prosecutor were both named. The judge responded that he would not address the matter until it became an issue in the case, and that whether it was appropriate for counsel to withdraw would depend on the nature of the complaint.

Regardless of whether the discussion qualifies as a pretrial conference under rule 3.180, errors of this kind are subject to reversal only if “fundamental fairness is thwarted.” Kearse, 770 So. 2d at 1124 (quoting Pomeranz, 703 So. 2d at 471). We have rejected claims of error under rule 3.810(a) where a defendant has not suffered any prejudice from his or her absence from a pretrial conference. See, e.g., Pomeranz, 703 So. 2d at 471. We have also held a defendant’s absence to be harmless where no adverse rulings were made outside the defendant’s presence, and where the defendant would not have been able to assist his counsel in opposing adverse rulings. See Roberts v. State, 510 So. 2d 885, 890-91 (Fla. 1987); Garcia v. State, 492 So. 2d 360, 363 (Fla. 1986).

Here, Ault did not suffer prejudice from the discussion outside his presence. See Pomeranz, 703 So. 2d at 471. The information that Ault asserts was damaging was in fact discussed at the previous status hearing in Ault’s presence and was initially introduced by Ault himself. The only new information presented to the court was that Ault had subsequently filed a civil rights lawsuit in addition to the Bar complaint. However, the judge did not discuss with defense counsel any of the

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substantive claims made in either the lawsuit or the Bar complaint, and no rulings were made in Ault’s absence. Accordingly, we hold that any error in excluding Ault from this conversation was harmless.13

Motion to Disqualify/Judicial Bias

We next address Ault’s claim that he was denied a fair hearing due to judicial bias. See Rose v. Clark, 478 U.S. 570, 577-78 (1986). Ault argues that Judge Marc Gold revealed his bias by (1) failing to reappoint the defense attorney from Ault’s first penalty phase; (2) discussing the case with defense counsel outside of Ault’s presence; and (3) refusing to order a PSI. In his Supplemental Initial Brief, Ault also argues that the trial court erred in rejecting his pro se motion to disqualify the judge. In that motion, Ault asserted that Judge Gold (1) made an

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open threat against him; (2) expressed a predisposition against him by stating that Ault would spend the rest of his life locked up; and (3) was forgetful or ill or both.

Addressing the motion to disqualify first, the trial court was correct as a matter of law in rejecting the motion. In Logan v. State, 846 So. 2d 472 (Fla. 2003), a criminal defendant challenged the trial court’s decision to deny both a pro se motion to dismiss the charges and a pro se motion for bond reduction after the defendant’s counsel refused to adopt the motions. We explained that the Sixth Amendment does not “guarantee that the accused can make his own defense personally and have the assistance of counsel.” Id. at 474 (quoting State v. Tait, 387 So. 2d 338, 339-40 (Fla. 1980)). We also cited with approval a statement by the Fifth District Court of Appeal that “[t]he defendant, under appropriate circumstances, has the constitutional right to waive counsel and represent himself. The defendant has no right, however, to partially represent himself and, at the same time, be partially represented by counsel.” Id. at 475 (quoting Sheppard v. State, 391 So. 2d 346, 347 (Fla. 5th DCA 1980)). With the exception of a defendant’s pro se motion to discharge his or her court-appointed attorney, any pro se pleading that is not adopted by the defendant’s counsel is unauthorized and a nullity. See id. at 475-76; but see Knarich v. State 866 So. 2d 165, 167 (Fla. 2d DCA 2004) (noting that where counsel refused to endorse a pro se motion to disqualify the judge, the trial court permitted defendant to act as co-counsel for purposes of the

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motion); Turner v. State, 598 So. 2d 186, 186 (Fla. 1st DCA 1992) (“Although the appellant had appointed counsel, his motion to disqualify the trial judge was filed pro se. In the motion, he requested permission to serve as his own co-counsel for purposes of the motion. By entertaining the motion on the merits, the judge implicitly granted this request.”).14 In this case, the trial court asked defense counsel whether he was adopting Ault’s pro se motion to disqualify. Counsel responded in the negative and the court struck the motion as a nullity. Under

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Logan, this ruling was correct as a matter of law, and we find no abuse of discretion in failing to consider the motion.

Regarding Ault’s general claim of judicial bias, we find that this claim is unpreserved for appellate review. Under Steinhorst v. State, 412 So. 2d 332, 338 (Fla. 1982), “in order for an argument to be cognizable on appeal, it must be the specific contention asserted as legal ground for the objection, exception, or motion below.” In Overton v. State, 976 So. 2d 536, 547 (Fla. 2007), for example, we rejected an appellant’s claim that he was denied a full and fair evidentiary hearing due to improper conduct by the trial judge where there was “no indication in the record that Overton ever objected or attempted to disqualify Judge Jones due to his alleged improper conduct.” In the present case, Ault never filed a valid motion to disqualify the judge. The only motion to disqualify was correctly treated as a nullity. See Logan, 846 So. 2d at 475-76. Further, none of the present grounds for disqualification were asserted in that motion. Accordingly, the specific contentions supporting disqualification were not asserted in the court below. Ault is therefore barred from raising these claims on appeal. See Steinhorst, 412 So. 2d at 338.

Finally, we note that, even if Ault’s claim were not procedurally barred, the grounds asserted here are insufficient to establish a valid claim ofjudicial bias. In order to present a facially sufficient basis for disqualification, a party must

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demonstrate a well-grounded fear that he will not receive a fair trial. See Mansfield v. State, 911 So. 2d 1160, 1170 (Fla. 2005). A mere subjective fear of bias is legally insufficient. “[R]ather, the fear must be objectively reasonable.” Id. at 1171 (quoting Arbelaez v. State, 898 So. 2d 25, 41 (Fla. 2005)). As we explained in Rivera v. State, 717 So. 2d 477 (Fla. 1998):

The fact that the judge has made adverse rulings in the past against the defendant, or that the judge has previously heard the evidence, or “allegations that the trial judge had formed a fixed opinion of the defendant’s guilt, even where it is alleged that the judge discussed his opinion with others,” are generally considered legally insufficient reasons to warrant the judge’s disqualification.

Id. at 481 (quoting Jackson v. State, 599 So. 2d 103, 107 (Fla. 1997)). Here, Ault asserts that judicial bias was demonstrated through two adverse rulings and because the judge had discussed potentially negative information with defense counsel. Ault has not presented factual grounds establishing a reasonable fear of judicial bias.

Motion for Self-Representation

Next, Ault argues that his Sixth Amendment right to self-representation was violated when the trial court improperly denied his motion to proceed pro se without first conducting a hearing to determine whether Ault’s decision was knowing and intelligent and made of Ault’s own free will. See Faretta v. California, 422 U.S. 806 (1975); State v. Bowen, 698 So. 2d 248, 250 (Fla. 1997). “Faretta inquiries are required where a defendant has made an unequivocal request

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for self-representation.” State v. Roberts, 677 So. 2d 264, 265 (Fla. 1996). In this case, however, the record demonstrates that Ault did not make such a request.

Ault initially filed two pro se motions to proceed pro se with appointment of standby counsel, the first on April 19, 2007, and the second on May 16, 2007. On May 24, 2007, Ault filed a pro se motion requesting that the court dismiss his current counsel and appoint a new attorney to represent him. The court reviewed these motions on June 4, 2007. The court first evaluated the claims raised in Ault’s May 24 motion to dismiss counsel. It determined that counsel was not deficient and denied the motion.15 The judge then asked Ault whether he wished to represent himself. Ault equivocated and, after additional discussion, indicated to the judge that he intended to withdraw his motion for self-representation when he filed the later motion to dismiss counsel. The court then asked whether there were any other matters that Ault wished to discuss, and Ault responded in the negative. Because the record demonstrates that Ault did not make an unequivocal request for self-representation, we find that the trial court did not err in failing to conduct a Faretta inquiry.

Constitutionality of Florida’s Capital Sentencing Scheme

Page 54

Finally, we address Ault’s challenges to the constitutionality of Florida’s capital sentencing protocols. Ault raises several claims under Ring v. Arizona, 536 U.S. 584 (2002), and Caldwell v. Mississippi, 472 U.S. 320 (1985). We find each claim to be without merit.

In Ring, 536 U.S. at 609, the United States Supreme Court held that in capital sentencing schemes in which aggravating factors operate as the functional equivalent of elements of a greater offense, the Sixth Amendment requires that each aggravator must be found by a jury. Under Florida law, in order to return an advisory sentence in favor of death a majority of the jury must find beyond a reasonable doubt the existence of at least one aggravating circumstance listed in the capital sentencing statute. See State v. Steele, 921 So. 2d 538, 540 (Fla. 2005) (citing § 921.141(2)(a), Fla. Stat. (2004)). The jury must also find that any aggravating circumstances outweigh any mitigating circumstances. See id. (citing § 921.141(2)(b), Fla. Stat. (2004)). While the jury’s advisory sentence need not be unanimous, a majority vote is necessary for a death recommendation. See id. at 545 (citing Fla. Std. Jury Instr. (Crim.) 7.11, at 132-33). Ault argues that under Ring, Florida’s capital sentencing scheme is unconstitutional for (1) failing to require a unanimous jury verdict in favor of death, (2) failing to require a unanimous jury finding of at least one aggravating circumstance, and (3) failing to

Page 55

require that the jury find beyond a reasonable doubt that the aggravating circumstances outweigh the mitigating circumstances.

As to Ault’s first argument—that Florida’s death penalty is unconstitutional for failing to require a unanimous recommendation in favor of death—this Court has repeatedly and continually rejected such claims. See Coday, 946 So. 2d at 1006 (“This Court has repeatedly held that it is not unconstitutional for a jury to be allowed to recommend death on a simple majority vote.”); Whitfield v. State, 706 So. 2d 1 (Fla. 1997).

Regarding Ault’s second claim, an analysis of this argument is unnecessary where the death sentence is based on aggravating circumstances established by facts that have already been found by a unanimous jury. See Robinson v. State, 865 So. 2d 1259, 1266 (Fla. 2004). In Jones v. State, 845 So. 2d 55, 74 (Fla. 2003), we rejected a Ring claim where two of the aggravating circumstances were, first, that the defendant had been convicted of a prior violent felony and, second, that the murder was convicted while the defendant was engaged in the commission of a robbery and burglary, both of which were charged in the indictment and found unanimously by the jury at the end of the guilt phase of trial. See also Davis v. State, 2 So. 3d at 966 (rejecting Ring claim where “prior violent felony” aggravator was based on contemporaneous convictions for murder, and “murder in the course of a felony” aggravator was based on felony murder conviction); Frances v. State,

Page 56

970 So. 2d 806, 822 (Fla. 2007) (denying relief where “prior violent felony” aggravator was based on contemporaneous convictions for murder and robbery). Here, several of Ault’s aggravating circumstances were established by prior and contemporaneous convictions. Sexual battery, aggravated child abuse, and kidnapping were all found by a unanimous jury following the guilt phase of Ault’s trial. Ault’s contemporaneous convictions for first-degree murder established that Ault was convicted of another capital felony.

Further, we note that we have repeatedly rejected constitutional challenges to Florida’s death penalty under Ring. See, e.g., Jones, 845 So. 2d at 74 (rejecting claim that Florida’s death penalty is unconstitutional under Ring); see also Bottoson v. Moore, 833 So. 2d 693 (Fla. 2002) (noting that the United States Supreme Court did not direct the Florida Supreme Court to reconsider the defendant’s death sentence in light of Ring); King v. Moore, 831 So. 2d 143 (Fla. 2002) (same). We have also directly rejected the claim that Ring requires the jury to find specific aggravating circumstances. See Steele, 921 So. 2d at 544-48.

As to Ault’s third argument—that Florida’s death penalty is unconstitutional for failing to require the jury to find that the aggravating circumstances outweigh the mitigating circumstances beyond a reasonable doubt—we rejected a similar claim in Williams v. State, 967 So. 2d 735 (Fla. 2007). In that case, we determined that a jury did not have to be instructed that it was required to balance aggravating

Page 57

and mitigating circumstances using a “reasonable doubt” standard. Id. at 760-61. Ault points out that at least two states have imposed a reasonable doubt standard on a capital jury’s weighing of aggravating and mitigating circumstances. See State v. Rizzo, 833 A.2d 363, 407 (Conn. 2003); State v. Wood, 648 P.2d 71, 83-84 (Utah), cert. denied, 459 U.S. 988 (1982). However, while the cited cases provide reasons why such a rule might be desirable, Ault has not cited any case which stands for the proposition that a reasonable doubt standard is constitutionally required. Accordingly, we decline to overrule our previous holding in Williams.

Ault argues that he was sentenced in violation of Caldwell v. Mississippi, 472 U.S. at 320, because the trial court informed the jury that its sentence was advisory and that the court would be making the ultimate sentencing decision. This Court “has consistently rejected Caldwell challenges to the standard penaltyphase jury instructions.” McKenzie v. State, 29 So. 3d 272, 288 (Fla. 2010), petition for cert. filed, No. 09-10878 (U.S. May 14, 2010). As we have explained, “Florida’s standard jury instructions fully advise the jury of the importance of its role and do not violate Caldwell.” Sochor v. State, 619 So. 2d 285, 291 (Fla. 1993) (citing Combs v. State, 525 So. 2d 853 (Fla. 1988)).

CONCLUSION

For the reasons expressed above, we reject each claim of error as either meritless, harmless, or procedurally barred and affirm Ault’s sentences of death.

Page 58

It is so ordered.

LEWIS, LABARGA, and PERRY, JJ., concur.

CANADY, C.J., and POLSTON, J., concur in result.

QUINCE, J., dissents with an opinion, in which PARIENTE, J., concurs.

NOT FINAL UNTIL TIME EXPIRES TO FILE REHEARING MOTION, AND IF FILED, DETERMINED.

QUINCE, J., dissenting.

I dissent from the Court’s decision because I conclude that the proper remedy in this case is to remand for resentencing. In prior cases, this Court has stressed the importance of thoroughness in capital sentencing orders. In order for this Court to engage in meaningful appellate review, pursuant to our mandatory jurisdiction under the Florida Constitution, it is necessary that trial courts set out all of the evidence in the record that may support or weigh against the aggravating and mitigating circumstances proposed by the parties in each case. As we explained in Ferrell v. State, 653 So. 2d 367 (Fla. 1995):

The sentencing judge must expressly evaluate in his or her written sentencing order each statutory and non-statutory mitigating circumstance proposed by the defendant. This evaluation must determine if the statutory mitigating circumstance is supported by the evidence and if the non-statutory mitigating circumstance is truly of a mitigating nature. A mitigator is supported by evidence if it is mitigating in nature and reasonably established by the greater weight of the evidence. Once established, the mitigator is weighed against any aggravating circumstances…. The result of this weighing process must be detailed in the written sentencing order and supported by sufficient competent evidence in the record. The absence of any of

Page 59

 

the enumerated requirements deprives this Court of the opportunity for meaningful review.

Id. at 371 (emphasis added); see also Jackson v. State, 704 So. 2d 500, 507 (Fla. 1997) (requiring that trial courts provide a “thoughtful and comprehensive analysis of the mitigating evidence in the record”). I conclude that the trial court failed to meet these requirements in the present case.

Reviewing the trial court’s sentencing order, it is clear that the trial court gave short shrift to many of the defendant’s proposed mitigating circumstances and failed to evaluate or discuss others. Many of these circumstances were rejected without any discussion of the evidence. For example, as to Ault’s argument that he suffers from pedophilia, the trial court stated only that it did not consider pedophilia to be a mitigator for murder. The court did not discuss any of the evidence, well-documented in the record, that Ault suffered from this condition as a mental deficiency, or explain how the condition may have impacted his culpability for the offenses. The trial court gave similar treatment to several of the other proposed mitigating circumstances, including Ault’s arguments that he suffered from a low IQ, that he suffered from brain damage, that he could adjust well to life in prison, that he had accepted responsibility for the murders, and that he felt remorse for his crimes.

That some of these circumstances may not ultimately have been found to be particularly mitigating does not diminish the trial court’s responsibility to set out

Page 60

all of the relevant evidence in reaching its decisions. Although a trial court’s rulings on aggravating and mitigating circumstances are normally reviewed for abuse of discretion, we defer to the trial court’s decisions because we believe that it is generally in a better position to evaluate all of the evidence presented on each proposed mitigator. See Provenzano v. State, 497 So. 2d 1177, 1184 (Fla. 1986) (“As long as the court considered all of the evidence, the trial judge’s determination of lack of mitigation will stand absent a palpable abuse of discretion.”) (emphasis added). However, a trial court may not dispose of proposed mitigating circumstances in summary fashion. See Woodel v. State, 804 So. 2d 316, 327 (Fla. 2001). When a sentencing order leaves it unclear whether the trial court’s decision was in fact based on all of the evidence presented, the proper remedy is to remand for the issuance of a new sentencing order. See, e.g., Ferrell, 653 So. 2d at 371.

“A sentencing order that comprehensively addresses all mitigation and which weighs the mitigation against the aggravation is absolutely essential to ensure meaningful appellate review in capital cases.” Woodel, 804 So. 2d at 326. In this case, the order does not demonstrate whether the trial court considered all of the evidence presented in support of the rejected mitigating circumstances. Further, due to the number of improperly rejected mitigators, I do not believe we can say that there would have been “no likelihood of a different sentence” if the

Page 61

trial court had conducted the proper analysis. Rogers v. State, 511 So. 2d 526, 535 (Fla. 1987). For these reasons, I would vacate the sentences of death and remand to the trial court with instructions to issue a new sentencing order.

PARIENTE, J., concurs.

An Appeal from the Circuit Court in and for Broward County, Marc H. Gold, Judge-Case No. 96-21248CF10A

Carey Haughwout, Public Defender, and Jeffrey L. Anderson, Assistant Public Defender, Fifteenth Judicial Circuit, West Palm Beach, Florida,

for Appellant

Bill McCollum, Attorney General, and Leslie T. Campbell, Assistant Attorney General, West Palm Beach, Florida,

for Appellee

——–

Notes:

1.. Miranda v. Arizona, 384 U.S. 436 (1966).

2.. The trial court weighed this circumstance and the aggravated child abuse circumstance as a single aggravator, in accordance with our decision in Lukehart v. State, 776 So. 2d 906, 925 (Fla. 2000) (holding that to weigh “aggravated child abuse” as a separate aggravator from a minor victim’s age would constitute improper doubling).

3.. In considering this claim, the court consolidated twelve of the twentyseven nonstatutory mitigators presented by Ault. The proposed mitigating circumstances considered together under the dysfunctional family factor were: (1) Ault was raised in a dysfunctional family; (2) Ault has an eighth grade education; (3) Ault attempted suicide when he was fourteen years old; (4) as a child, Ault was sexually abused, molested, and raped by his older brother, Charles; (5) Ault’s parents, though aware of the sexual abuse, did nothing to prevent further abuse; (6) Ault’s older brother, Charles, put a gun to Ault’s head to force sexual relations; (7) throughout childhood, Ault suffered a number of head injuries that were not properly treated because of the lack of health insurance; (8) Ault was raised in an unstable environment, having to constantly move and start at new schools; (9) Ault’s primary school report cards demonstrate poor academic performance, learning disabilities, and behavioral problems; (10) Ault was not nurtured as a child; (11) Ault was raised without strong family bonds; (12) Ault did not receive counseling as a child for his behavior, traumatic events, or academic development.

4.. The trial court also rejected Ault’s age as a statutory mitigating circumstance. The court concluded that since Ault was 30 years old at the time of his offenses, married, working, and a father, his age was not mitigating in relation to his offenses. Ault has not challenged this ruling on appeal.

5.. Notably, pedophilia was given “some weight” as a nonstatutory mitigator in the trial court’s previous sentencing order, which was vacated by this Court on other grounds. See Ault, 866 So. 2d at 678-79.

6.. In that case the trial court found as statutory mitigation that the defendant had acted under the influence of an extreme mental or emotional disturbance, that his ability to appreciate the criminality of his conduct or to conform his conduct to the requirements of the law was substantially impaired, and that he was 69 years old at the time of the offense; and as nonstatutory mitigation that the defendant’s prior crime had been committed 18 years before, his intent to kill was formed during a disagreement with the victim, his only arrest since his parole release in 1987 was for petit theft, he was under the influence of alcohol and medication at the time of his offense, he suffered from alcoholism and mild dementia, he had attempted suicide, he had served honorably in the military, and he had been a model prisoner during his previous incarceration in California. See Singleton, 783 So. 2d at 972-73.

7.. We however must reiterate to trial judges that we expect an analysis and evaluation of every mitigating factor offered by the defendant. The analysis should also include a determination of the weight to be given if the factor is found to be mitigating.

8.. As nonstatutory mitigation, the trial court found that

Davis was capable of accepting responsibility for his actions and had shown remorse for his conduct and offered to plead guilty; that he had exhibited good behavior while in jail and prison; that he had demonstrated positive courtroom behavior; that he was capable of forming positive relationships with family members and others; that he had no history of violence in any of his past criminal activity; that he did not plan to kill or sexually assault the victim when he began his criminal conduct; that he cooperated with police, confessed his involvement in the crime, did not resist arrest, and did not try to flee or escape; that he had always confessed to crimes for which he had been arrested in the past, accepted responsibility, and pled guilty; that he had suffered from the effects of being placed in institutional settings at an early age and spending a significant portion of his life in such settings; and that Davis obtained his GED while in prison and participated in other self-improvement programs.

Davis, 698 So. 2d at 1187.

9.. The nonstatutory mitigators were:

(1) Smithers was a good husband and father, (2) Smithers enjoyed a close relationship with his siblings, (3) Smithers was physically and emotionally abused by his mother as a child, (4) Smithers regularly attended church and was devoted religiously, (5) since being arrested, Smithers has been a model inmate and he would conduct himself appropriately in a prison setting, (6) Smithers has made several contributions to the community, and (7) Smithers confessed to the crime, but his trial testimony is in conflict with his statements to the detectives.

Smithers, 826 So. 2d at 930.

10.. Ault bases his argument that his case is not among the least mitigated in part on our decision in Huckaby v. State, 343 So. 2d 29 (Fla. 1977). In Huckaby, the defendant was sentenced to death for capital sexual battery of a minor. Id. at 30. This Court reversed the death sentence after finding that the trial court had disregarded the defendant’s substantial history of mental illness in failing to find any mitigation. We independently concluded that Huckaby qualified for both statutory mental health mitigators. Id. at 33-34. However, Huckaby was decided long before the decision of the United States Supreme Court in Kennedy v. Louisiana, 128 S. Ct. 2641, modified 129 S. Ct. 1 (2008), and is distinguishable from the present case insofar as Huckaby had not committed and was not sentenced to death for murder. The present case is further distinguished from Huckaby due to our conclusion above that the trial court did not err in rejecting statutory mental health mitigation.

11.. Spencer v. State, 615 So. 2d 688 (Fla. 1993).

12.. At the end of the penalty phase, after the jury was instructed and sent to deliberate, Ault did write a letter to the judge requesting a waiver of the sentencing hearing and waiving his challenge to the death penalty. However, after some discussion between the court, counsel, and Ault himself as to whether Ault was receiving his medication, the court denied the request. Ault has not challenged this ruling on appeal.

13.. Ault asserts that in addition to violating rule 3.810(a), his absence from the September 27 conversation violated his due process right to be present at all “critical stages” of trial. See Muhammad, 782 So. 2d at 351 (finding jury selection to be a critical stage of trial for which a defendant has a due process right to be present). Ault argues that in Rodgers v. State, 934 So. 2d 1207, 1216 (Fla. 2006), this Court found a due process right to be present during an in-chambers discussion between the two defense attorneys and the trial judge concerning counsels’ internal disagreement over the cross-examination of defense witnesses. However, Rodgers held only that the defendant’s claim was meritless where he had specifically agreed to wait outside the judge’s chambers, waiving any right to be present; we did not address whether that meeting in fact qualified as a critical stage of trial. See id. In this case, we find that the conversation between the judge and the defense attorney was not a “critical stage of the proceedings requiring the defendant’s presence” for the purposes of due process. See Muhammad, 782 So. 2d at 351.

14.. Ault does not disagree with this point of law, but instead argues that an additional exception should be created for pro se motions to disqualify the judge. Ault asserts that there is no reason to treat a motion to disqualify a judge differently from a motion to dismiss counsel. However, in Logan, this Court cited with approval the reasoning of the Fourth District Court of Appeal in Graves v. State, 642 So. 2d 142, 143-44 (Fla. 4th DCA 1994), which found that an exception to the nullity rule was necessary to effectuate the requirement of Nelson v. State, 274 So. 2d 256 (Fla. 4th DCA 1973), that the trial court conduct an immediate inquiry into any motion to discharge court-appointed counsel. See Logan, 846 So. 2d at 476. Additionally, the Fourth District explained:

[I]f the claim is that the appointed lawyer is not doing the lawyer’s assigned job, one might wonder how that failure would ever come to light and be appropriately remedied if the person who is suffering from this inadequacy is not permitted to do so. Simply ignoring a pretrial assertion of ineffectiveness of counsel means that the claim is left to be taken up in post conviction relief proceedings.

Graves, 642 So. 2d at 144.

We do not believe this reasoning extends to a motion to disqualify. Unlike a motion to dismiss counsel, the effectiveness of the defendant’s court-appointed attorney is not at issue, and the attorney has no incentive to refrain from adopting his client’s motion if that claim has any merit. If counsel chooses not to adopt the pro se motion, the defendant may opt to represent himself and file the motion to disqualify at that time. See Logan, 846 So. 2d at 475.

15.. See Nelson, 274 So. 2d at 258-59 (holding that when a defendant raises a claim of ineffective assistance of counsel, the trial judge must conduct an inquiry into the claim), approved of in Hardwick v. State, 521 So. 2d 1071, 1074-75 (Fla. 1988).

——–

K. J. F v. State Of Fla. (Fla. App., 2010)

Thursday, September 30th, 2010

K. J. F., a child, Appellant,
v.
STATE OF FLORIDA, Appellee.

CASE NO. 1D10-1539

DISTRICT COURT OF APPEAL
FIRST DISTRICT, STATE OF FLORIDA

Opinion filed September 30, 2010.

NOT FINAL UNTIL TIME EXPIRES TO FILE MOTION FOR REHEARING AND DISPOSITION THEREOF IF FILED

An appeal from the Circuit Court for Duval County. Jefferson Morrow, Judge.

LEWIS, J.

K.J.F., a child, appeals a final disposition entered after he pled guilty to the following offenses: sexual battery, in violation of section 794.011(2)(b), Florida Statutes (2008); lewd or lascivious molestation, in violation of section 800.04(5)(c)1, Florida Statutes (2008); lewd or lascivious exhibition, in violation of section 800.04(7)(c), Florida Statutes (2008); and false imprisonment, in

Page 2

violation of section 787.02(1)(b), Florida Statutes (2008). The trial court withheld adjudication of delinquency, placed K.J.F. on probation, and ordered K.J.F. to register as a sexual offender. K.J.F. raises two issues for our consideration, only one of which merits discussion. Specifically, K.J.F. argues that the trial court erred in requiring him to register as a sexual offender because he does not meet the statutory criteria for qualification as a sexual offender. We agree. Accordingly, we reverse and remand with instructions for the trial court to eliminate the requirement for K.J.F. to register as a sexual offender. This disposition renders Appellant’s second issue on appeal moot.

K.J.F. was fifteen years old when he committed the offenses at issue, and the victim was six years old. Nevertheless, for a variety of reasons, including a psychologist’s opinion that K.J.F. was at a low risk for reoffending, the Department of Juvenile Justice (“the Department”) recommended that K.J.F. be placed on probation. The trial court followed the Department’s recommendation of probation and decided to withhold adjudication of delinquency, agreeing with K.J.F.’s attorney that the system could “fix this child.” Although the court expressed some reservations about the proper interpretation of the statute requiring certain juveniles to register as sexual offenders, it ultimately ordered K.J.F. to register.

The dispositive issue on appeal is whether the trial court erred in concluding

Page 3

that sections 985.4815 and 943.0435, Florida Statutes (2008), require a juvenile to register as a sexual offender where the juvenile has committed a qualifying offense but adjudication of delinquency has been withheld. Because this issue is one of statutory interpretation, the standard of review is de novo. E.A.R. v. State, 4 So. 3d 614, 629 (Fla. 2009).

Legislative intent is the polestar of statutory interpretation. Id at 629. To discern legislative intent, courts look primarily to the plain language of the statute at issue. Id. If the language is unambiguous, courts ordinarily need to look no further. Id However, the Florida Supreme Court has issued the following caveat concerning the plain language doctrine:

[I]f a part of a statute appears to have a clear meaning if considered alone but when given that meaning is inconsistent with other parts of the same statute or others in pari materia, the Court will examine the entire act and those in pari materia in order to ascertain the overall legislative intent.

Id. (citations omitted).

Based on these principles, we will first consider the plain language of the statute requiring juvenile sexual offender registration to determine whether it is ambiguous. After determining that the relevant statute unambiguously does not require juveniles to register as sex offenders when adjudication of delinquency is withheld, we will consider whether this interpretation is consistent with the other relevant statutes. Although the State argues that it is not, we disagree.

Page 4

The Plain Language of Sections 985.4815 and 943.0435

Section 985.4815(4) requires “[a] sexual offender… who is under the supervision of the department but who is not committed” to “register with the department within 3 business days after adjudication and disposition for a registrable offense and otherwise provide information as required by this subsection.” Under section 985.4815(1)(d), “[s]exual offender” is defined in relevant part as “a person who is in the care or custody or under the jurisdiction or supervision of the department or is in the custody of a private correctional facility and who… [h]as been adjudicated delinquent as provided in s. 943.0435(1)(a)1.d.” Thus, for the purposes of the reporting requirements, a juvenile is considered a “sexual offender” when the juvenile meets the following criteria:

On or after July 1, 2007, [he or she] has been adjudicated delinquent for committing, or attempting, soliciting, or conspiring to commit, any of the criminal offenses proscribed in the following statutes in this state or similar offenses in another jurisdiction when the juvenile was 14 years of age or older at the time of the offense:

(I) Section 794.011, excluding s. 794.011(10);

(II) Section 800.04(4)(b) where the victim is under 12 years of age or where the court finds sexual activity by the use of force or coercion;

(III) Section 800.04(5)(c)1. where the court finds molestation involving unclothed genitals; or

(IV) Section 800.04(5)(d) where the court finds the use of force or coercion and unclothed genitals.

Page 5

§ 943.0435(1)(a)1.d.

Section 985.4815 also defines the term “conviction” by reference to section 943.0435, which addresses reporting requirements for both adults and juveniles. § 985.4815(1)(b). Although the term “conviction” is not used in section 985.4815 other than in the provision setting forth the definition, the term “convicted” is used. Section 943.0435(1)(b) provides that definition as follows:

“Convicted” means that there has been a determination of guilt as a result of a trial or the entry of a plea of guilty or nolo contendere, regardless of whether adjudication is withheld, and includes an adjudication of delinquency of a juvenile as specified in this section.

The term “convicted” is used in section 985.4815 only to provide certain instructions to “[t]he clerk of the court that adjudicated and entered a disposition regarding the sexual offender for the offense or offenses for which he or she was convicted.” § 985.4815(2) (emphasis added).

The Florida Supreme Court’s opinion in State v. J.M., 824 So. 2d 105 (Fla. 2002), provides guidance for how to interpret the plain language of these provisions. In J.M., the court considered whether The Florida Sexual Predator Act, section 775.21, Florida Statutes (2000), permitted classification of juveniles as sexual predators. 824 So. 2d at 108. The juvenile J.M. had been adjudicated delinquent for violating a provision of law that would indisputably require him to register as a sexual predator if he were an adult. Id. at 108 n.4. The Florida Sexual

Page 6

Predator Act (“the Predator Act”) provided that “upon conviction, an offender shall be designated as a ‘sexual predator’… if… [t]he felony is [a] capital, life, or first-degree felony violating of… chapter 794.” Id (quoting § 775.21(4)(a), Fla. Stat. (2000)) (emphasis added in J.M.). The Predator Act defined “conviction” as “a determination of guilt which is the result of a trial or the entry of a plea of guilty or nolo contendere, regardless of whether adjudication is withheld.” J.M., 824 So. 2d at 108 (quoting § 775.21(2)(c)). The J.M court noted that “[a]djudications of delinquency are simply not included within this statutory provision.” 824 So. 2d at 110. As a result, the court concluded that a “plain reading” of the statute indicated that “an adjudication of delinquency does not trigger the sexual predator status provisions of the Predator Act.” Id

Here, as in J.M., the key language is simply not included in the relevant provisions. Neither section 985.4815 nor section 943.0435 refers specifically to a withhold of adjudication of delinquency. The specific definition of “sexual offender” applicable to juveniles under both provisions contains no mention of a withhold of adjudication in any context. It states only that a sexual offender is a person who has been “adjudicated delinquent” for certain enumerated acts. See § 943.0435(1)(a)1.d. Thus, the Legislature did not envision a withhold of adjudication as a conviction or as a basis for designating a juvenile a sexual offender.

Page 7

The State nevertheless argues that the definition of “convicted” shows the Legislature’s intent to require juveniles to register as sexual offenders when adjudication has been withheld for qualifying offenses. This argument is misguided because the term “convicted” is not used in the relevant definition of “sexual offender.” As the term relates to juveniles, it is only used in the provision giving instructions to the clerk for providing notification to the Department and the Florida Department of Law Enforcement concerning sexual offenders, and even in that context, the language refers to adjudication. See § 985.4815(2) (giving instructions to the clerk of the court that “adjudicated and entered a disposition regarding the sexual offender for the offense or offenses for which he or she was convicted”). Furthermore, the structure of the definition of “convicted” itself indicates the Legislature’s intent not to require juveniles to register as sexual offenders when adjudication of delinquency has been withheld. To illustrate this point, the definition of “convicted” bears repeating:

“Convicted” means that there has been a determination of guilt as a result of a trial or the entry of a plea of guilty or nolo contendere, regardless of whether adjudication is withheld, and includes an adjudication of delinquency of a juvenile as specified in this section.

§ 943.0435(1)(b). This definition sets forth two categories of convictions: (1) “a determination of guilt as a result of a trial or the entry of a plea of guilty or nolo contendere, regardless of whether adjudication is withheld”; and (2) “an adjudication of delinquency of a juvenile as specified in this section.” If the

Page 8

Legislature had intended for a withheld adjudication of delinquency to be considered a conviction for the purposes of sexual offender registration, it would have either placed the phrase beginning “and includes an adjudication of delinquency” before stating “regardless of whether adjudication is withheld” or simply placed the phrase “regardless of whether adjudication is withheld” at the end of the entire definition. Instead, the Legislature separated the language concerning “adjudication of delinquency” from the remainder of the definition.

Because neither the definition of “convicted” nor the remainder of sections 985.4815 and 943.0435 state that an offense for which an adjudication of delinquency has been withheld may qualify a juvenile as a sexual offender, we hold that registration is not required under such circumstances.

In Pari Materia

Because the State has suggested that this plain-language interpretation is inconsistent with other relevant statutes, we have also considered section 985.4815 in pari materia with the remainder of chapter 985 and section 943.0435. As the Florida Supreme Court explained in E.A.R. v. State, “[t]he doctrine of in pari materia… requires that statutes relating to the same subject or object be construed together to harmonize the statutes and to give effect to the Legislature’s intent.” 4 So. 3d at 629 (quoting Fla. Dep’t of State v. Martin, 916 So. 2d 763, 768 (Fla. 2005)). This inquiry requires courts to consider the relevant legislation “as a

Page 9

whole, including the evil to be corrected, the language, title, and history of its enactment, and the state of law already in existence.” Id. (citations omitted).

The State’s position is that the language “regardless of whether adjudication is withheld” in section 943.0435(1)(b) indicates that a withhold of adjudication, whether in juvenile or adult court, must always be a conviction under the sexual offender registration statutes. This interpretation is not required by the language. Additionally, a comparison of the 2006 version of section 943.0435(1)(b) with the current language, which was added in 2007, further illustrates our point that the language concerning withheld adjudications does not apply to adjudications of delinquency. In 2006, section 943.0435(1)(b) provided that “[c]onvicted” meant that “there has been a determination of guilt as a result of a trial or the entry of a plea of guilty or nolo contendere, regardless of whether adjudication is withheld.” The statute also did not include juveniles in the definition of sexual offenders. See § 943.0435, Fla. Stat. (2006). Clearly, when the phrase “regardless of whether adjudication is withheld” was originally inserted, it applied only to determinations of guilt in adult proceedings.

In 2007, the Legislature expanded the definitions of both “sexual offender” and “convicted” in section 943.0435 so that certain juvenile offenders would be required to register as sexual offenders. Ch. 2007-209, Laws of Fla. In expanding the definition of “convicted,” the Legislature simply added adjudications of

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delinquency as a category additional to the pre-existing language pertaining to determinations of guilt in adult trials. Therefore, the existence of the phrase “regardless of whether adjudication is withheld” in connection with the portion of the definition pertaining to adults does not mean that the Legislature intended for this same language to apply to juveniles.

The State’s position that such language was clearly intended to apply to juveniles also ignores the principle noted in E.A.R. that “Florida’s treatment of juvenile delinquency is largely sui generis.’” See 4 So. 3d at 617. Based on this concept, the J.M. court opined that “a juvenile delinquency will not give rise to the same consequences as an adult conviction unless the Legislature has expressly stated otherwise.” 824 So. 2d at 114. This same principle applies in the context of a withhold of adjudication so that a withhold of adjudication of delinquency does not necessarily give rise to the same consequences as a withhold of adjudication of guilt in an adult case. Regardless of whether an adjudication or a withhold of adjudication is at issue, the purposes and procedures of the juvenile justice system are still different from those of the adult criminal justice system.

In section 985.481(2), the Legislature expressed its intent with regard to juveniles who commit sexual offenses as follows:

The Legislature finds that certain juvenile sexual offenders pose a high risk of engaging in sexual offenses even after being released from commitment and that protection of the public from sexual offenders is a paramount governmental interest. Sexual offenders have

Page 11

 

a reduced expectation of privacy because of the public’s interest in public safety and in the effective operation of government. Releasing sexual offender information to law enforcement agencies, to persons who request such information, and to the public by a law enforcement agency or public agency will further the governmental interests of public safety.

Section 985.481 goes on to set forth notification requirements for sexual offenders, as that term is defined in section 943.0435(1)(a)1.d., thus indicating that the offenders who meet this definition are the types of offenders who “pose a high risk of engaging in sexual offenses even after being released from commitment” such that measures must be taken to protect the public from them.

The Legislature has generally recognized that not all juveniles who commit delinquent acts pose a high risk of reoffending and that whether a particular juvenile poses such a risk should generally be made on a case-by-case basis and should affect that juvenile’s treatment in the juvenile justice system. See E.A.R., 4 So. 3d at 631-32 (noting the Legislature’s intent “for the [Department] and the juvenile courts to work in concert to provide juvenile offenders with dispositions that adequately and individually address their particular needs and risk levels”). This recognition is evident in section 985.433(6), which provides that the first determination to be made at a disposition hearing is “the suitability or nonsuitability for adjudication and commitment of the child to the department” and then sets forth criteria to be considered in connection with the Department’s recommendation on this issue. One of the criteria is “[w]hether the protection of

Page 12

the community requires adjudication and commitment.” § 985.433(6)(b), Fla. Stat. (2008). Thus, a trial court’s decision concerning whether to adjudicate a child delinquent results, in part, from an assessment of the child’s risk of reoffending. Our plain-language interpretation of the definition of “sexual offender” as excluding juveniles for whom adjudication is withheld is, therefore, consistent with the Legislature’s intent to include only those juveniles who pose a high risk of reoffending in the category of children labeled as “sexual offenders.” See § 985.475(2).

Other provisions of chapter 985 provide further support for the plainlanguage interpretation by illustrating that the Legislature expressly indicates its intent to treat adjudications of delinquency and withholds of adjudication equivalently when it has such an intent. In many provisions, the Legislature lists “adjudication or adjudication withheld” or similar language to show equivalent treatment of the two outcomes. See, e.g., § 985.039(12)(a), Fla. Stat. (2008) (providing that a parent shall not be liable for certain fees unless “the child is adjudicated delinquent, or has adjudication of delinquency withheld, for the offense that gave rise to the supervision or care”); § 985.047(2)(b) (“The department shall notify the sheriffs of both the prior county of residence and the new county of residence immediately upon learning of the move or other relocation of a juvenile offender who has been adjudicated or had adjudication

Page 13

withheld for a violent misdemeanor or violent felony.”); § 985.11(1)(c) (“The court shall be responsible for the fingerprinting or any child at the disposition hearing if the child has been adjudicated or had adjudication withheld for any felony in the case currently before the court.”); § 985.16(2)(c) (“A child who has been the subject of at least one prior adjudication or adjudication withheld for any first or second degree felony offense, any third degree felony offense involving personal violence, grand theft auto, or the use of a weapon, or any other offense not eligible for arbitration, shall not be eligible for resolution of any current offense through community arbitration.”); § 985.494 (providing specific commitment programs for “a child who is adjudicated delinquent, or for whom adjudication is withheld, for an act that would be a felony if committed by an adult”); § 985.513(2) (authorizing courts to require parents to participate in counseling “[n]otwithstanding whether adjudication is imposed or withheld”). Based on these provisions, it is clear that the Legislature knows how to state explicitly when it intends for a withhold of adjudication of delinquency to be treated equivalently with an adjudication.

Most notably, in section 985.475, the Legislature provided for a treatment plan for “juvenile sexual offenders,” which encompass a broader set of offenders. Under this section, a “juvenile sexual offender” is defined as follows:

(a) A juvenile who has been found by the court under s. 985.35 to have committed a violation of chapter 794, chapter 796, chapter 800, s. 827.071, or s. 847.0133;

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(b) A juvenile found to have committed any felony violation of law or delinquent act involving juvenile sexual abuse. “Juvenile sexual abuse” means any sexual behavior that occurs without consent, without equality, or as a result of coercion….

§ 985.475(1). Unlike section 943.0435(1)(a)1.d., this provision does not require an adjudication of delinquency for a juvenile to be considered a “juvenile sexual offender,” as opposed to a “sexual offender.” The only requirement is for the juvenile to be “found to have committed” certain acts. See § 985.475(1). Such a finding occurs regardless of whether adjudication is imposed or withheld. See § 985.35(4)-(5) (indicating that a court may either withhold adjudication or impose adjudication after finding that the child has committed a delinquent act).

Based on our review of section 943.0435 and chapter 985, we conclude that our plain-language interpretation of the definitions of “sexual offender” and “convicted” as those terms are used in section 943.0435 is supported by a reading of those definitions in pari materia with all relevant statutes. Because the statute requiring juveniles to register as sexual offenders does not apply to juveniles for whom adjudication of delinquency is withheld, the trial court should not have required K.J.F. to register as such. For this reason, we reverse and remand for elimination of that requirement.

REVERSED and REMANDED with instructions.

KAHN and CLARK, JJ., CONCUR.

Howell v. State Of Fla. (Fla. App., 2010)

Thursday, September 30th, 2010

TIMOTHY LAMONT HOWELL, Appellant,
v.
STATE OF FLORIDA, Appellee.

CASE NO. 1D09-5059

DISTRICT COURT OF APPEAL
FIRST DISTRICT, STATE OF FLORIDA

Opinion filed September 30, 2010.

NOT FINAL UNTIL TIME EXPIRES TO FILE MOTION FOR REHEARING AND DISPOSITION THEREOF IF FILED

An appeal from the Circuit Court for Escambia County. W. Joel Boles, Judge.

Nancy A. Daniels, Public Defender, and Kathleen Stover, Assistant Public Defender, Tallahassee, for Appellant.

Bill McCollum, Attorney General, Tallahassee, for Appellee.

PER CURIAM.

This appeal is filed pursuant to Anders v. California, 386 U.S. 738 (1967). Finding no error by the trial court, we affirm Appellant’s judgment and sentence for escape from a county work release program.

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Appellant was charged with escape when he failed to return to the Escambia County work release center at the appointed time. He moved to dismiss the charge arguing he did not have sufficient notice that he risked a 15-year prison term for not timely returning to the center. The trial court correctly denied the motion because Appellant had signed paperwork prior to starting work release notifying him he faced a penalty of up to 15 years in prison for escape. Even if the paperwork did not specifically reference section 944.40, Florida Statutes, which sets forth the punishment for escape, Appellant was sufficiently on notice he could go to prison for escaping while on work release.

Following the court’s denial of Appellant’s motion to dismiss, the state moved in limine to preclude Appellant from arguing to the jury that he could not be guilty of escape because he was not confined while on work release. In granting the state’s motion, the trial court again ruled correctly. Section 951.24, Florida Statutes, which authorizes county work release programs, states that “[a]ny prisoner who willfully fails to remain within the extended limits of his or her confinement or to return within the time prescribed to the place of confinement shall be deemed an escapee from custody and shall be subject to punishment as prescribed by law.” § 951.24(4), Fla. Stat. (2008) (emphasis added). Appellant’s purported defense is flatly contradicted by the plain language of the statute, and thus, contrary to law. See Early v. State, 678 So. 2d 901 (Fla. 5th DCA 1996)

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(appellant’s failure to timely return to work release facility constituted escape under section 951.24(4), Florida Statutes).

AFFIRMED.

HAWKES, C.J., PADOVANO and MARSTILLER, JJ., CONCUR.

Kwapil v. State Of Fla. (Fla. App., 2010)

Wednesday, September 29th, 2010

MATTHEW KWAPIL, Petitioner,
v.
STATE OF FLORIDA, Respondent.

Case No. 2D10-437

District Court Of Appeal
Of Florida
Second District

Opinion filed September 29, 2010.

Matthew Kwapil, pro se.

Bill McCollum, Attorney General, Tallahassee, and Katherine Coombs Cline, Assistant Attorney General, Tampa, for Respondent.

NOT FINAL UNTIL TIME EXPIRES TO FILE REHEARING MOTION AND, IF FILED, DETERMINED

Petition for Writ of Certiorari to the Sixth Judicial Circuit Court for Pasco County; Michael F. Andrews, Judge.

MORRIS, Judge.

Matthew Kwapil seeks certiorari review of a circuit court order dismissing as untimely his motion to mitigate sentence filed pursuant to Florida Rule of Criminal Procedure 3.800(c). We conclude that the circuit court should have considered the merits of Kwapil’s motion because it was timely filed under the mailbox rule.

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Rule 3.800(c) provides that where no direct appeal has been filed, a court “may reduce or modify… a legal sentence imposed by it within [sixty] days after the imposition.” Kwapil was sentenced on October 29, 2009, and no direct appeal was filed. The sixty-day time period under rule 3.800(c) expired on December 28, 2009. Kwapil provided his rule 3.800(c) motion to prison officials on December 24, 2009, but the circuit court did not receive the motion until December 31, 2009. The circuit court dismissed the motion as untimely, citing Brantley v. Holloway, 685 So. 2d 31 (Fla. 2d DCA 1996), and stating that the sixty-day time period under rule 3.800(c) is jurisdictional; jurisdiction had been lost by the time the motion was received by the court, and no motion for extension had been made.

A circuit court order dismissing a rule 3.800(c) motion as untimely may be reviewed by petition for writ of certiorari in the district court. Velazquez v. State, 917 So. 2d 306, 306 (Fla. 2d DCA 2005). A circuit court departs from the essential requirements of the law when it dismisses a timely rule 3.800(c) motion without considering the merits of the motion. See, e.g., Lancaster v. State, 821 So. 2d 416, 417 (Fla. 2d DCA 2002); Atkins v. State, 851 So. 2d 829, 829 (Fla. 1st DCA 2003).

This court has applied the mailbox rule to rule 3.800(c) motions and has considered those motions filed when provided to prison officials. See Childers v. State, 972 So. 2d 307, 308 (Fla. 2d DCA 2008); McCormick v. State, 961 So. 2d 1099, 1101 (Fla. 2d DCA 2007); Cunniff v. State, 950 So. 2d 1255, 1256 (Fla. 2d DCA 2007). The First District has also applied the mailbox rule to a rule 3.800(c) motion. See Atkins, 851 So. 2d at 829.

Page 3

We recognize that in Brantley, 685 So. 2d at 32, this court declined to decide whether the mailbox rule applied to the filing of a motion to reduce sentence. However, since Brantley, this court has applied the mailbox rule to the filing of such motions. See Childers, 972 So. 2d at 308; McCormick, 961 So. 2d at 1101; Cunniff, 950 So. 2d at 1256. And the supreme court has rejected the argument that rule 3.800(c) is jurisdictional. See Schlabach v. State, 37 So. 3d 230, 237 (Fla. 2010) (“The position that the sixty-day time limit is jurisdictional is… contrary to this Court’s decision in Abreu[ v. State, 660 So. 2d 703 (Fla. 1995)].”). “[A] trial court does not lose jurisdiction to modify a sentence when the motion is filed within the sixty-day time period as long as the trial court rules on the motion within a reasonable time.” Id. at 239.

Because Kwapil provided his rule 3.800(c) motion to prison officials before the sixty days expired, it was timely filed under the mailbox rule. See Haag v. State, 591 So. 2d 614, 617 (Fla. 1992). The circuit court departed from the essential requirements of the law in failing to consider the timely filed motion on its merits. Accordingly, we grant Kwapil’s petition, quash the order of dismissal, and remand for the circuit court to consider the merits of Kwapil’s rule 3.800(c) motion.

Petition granted; order quashed; remanded.

DAVIS and CRENSHAW, JJ., Concur.

Emory v. State Of Fla. (Fla. App., 2010)

Wednesday, September 29th, 2010

CORY EUGENE EMORY, Appellant,
v.
STATE OF FLORIDA, Appellee.

No. 4D08-4815
No. 562006CF002993A.

District Court Of Appeal Of The State Of Florida
Fourth District

July Term 2010
September 29, 2010

Carey Haughwout, Public Defender, and Ian Seldin, Assistant Public Defender, West Palm Beach, for appellant.

Bill McCollum, Attorney General, Tallahassee, and James J. Carney, Senior Assistant Attorney General, West Palm Beach, for appellee.

May, J.

The defendant appeals his conviction and sentence for possession of a firearm by a convicted felon. He argues the trial court erred when it sustained the State’s objection to defense counsel’s closing argument concerning a lack of proof that the defendant possessed a firearm. We find no error and affirm.

The State charged the defendant with armed robbery with a firearm, resisting arrest without violence, and possession of a firearm by a convicted felon. The scenario giving rise to these charges involved the theft of the victim’s necklace and bracelet by a man, who appeared to have a gun. The victim reported the crime and gave a description of the assailant to law enforcement.

A deputy saw a man matching the description given by the victim. As the deputy approached, the defendant looked back in his direction and continued walking. As the deputy accelerated toward the defendant, he ran away, failing to respond to the deputy’s order to stop. As he ran, the defendant was seen reaching into the front of his pants.

Back-up deputies arrived and stopped the defendant. At that point, the defendant was wearing only one shoe. One deputy retraced the defendant’s path, and found a shoe, a black shirt, and a loaded pistol ammunition magazine. A canine officer subsequently found a gun matching the ammunition magazine. No jewelry was found.

The victim was brought to the scene of the arrest, where he identified

Page 2

the defendant as the person who had taken his necklace and bracelet. The victim was also able to identify the defendant at trial. He indicated that the gun retrieved by the deputy appeared to be the same one he saw at the time of the robbery.

The trial court denied the defendant’s motion to sever the charges, and instead bifurcated the trial, allowing the possession of a firearm by a convicted felon charge to be tried after the jury had the opportunity to consider the robbery and resisting arrest without violence charges. The jury found the defendant guilty of resisting arrest without violence, but not guilty of the robbery charge. In an answer to a special interrogatory, the jury found the defendant possessed a gun.

In the second phase of the trial before the same jury, the State presented evidence of the defendant’s two prior felony convictions. Defense counsel was permitted to cross-examine the latent fingerprint examiner about fingerprints and whether any latent prints had been found on the gun. In closing, defense counsel attempted to argue the State had failed to prove the defendant’s fingerprints were on the gun. The State made a relevancy objection because the jury had already found the defendant was in actual possession of a firearm during the first phase of the trial. The trial court sustained the objection.

During the jury charge, the court instructed the jury that, to find the defendant guilty, the State must prove that the defendant either actually or constructively possessed a firearm and that the defendant was a convicted felon. The same jury found the defendant guilty of possession of a firearm by a convicted felon.

On appeal, the defendant argues that his due process rights were denied when the trial court sustained the State’s objection to defense counsel’s argument that the State had not proven the defendant’s fingerprints were on the gun because a jury must not let its verdict on one crime affect its verdict on other crimes charged. More specifically, the defendant argues the jury’s factual finding on the special interrogatory that the defendant possessed a firearm in the first phase of the trial should have no effect on the State’s burden of proof in the second phase of the bifurcated trial.

The State responds that the issue was unpreserved. Alternatively, the State argues there was no error in the bifurcation of the trial or the court’s limiting of defense counsel’s closing argument. We agree with the State.

Page 3

Two Third District Court of Appeal decisions are helpful. In Jackson v. State, 881 So. 2d 711 (Fla. 3d DCA 2004), the Third District approved the bifurcation process in a very similar case where the defendant was charged with armed robbery and possession of a firearm by a convicted felon. Jackson, 881 So. 2d at 715. The trial court denied the defendant’s motion to sever the charges. Id. Instead, the court bifurcated the proceeding just as the trial court did in this case. Id. The Third District compared the case to the bifurcated proceeding approved by the Florida Supreme Court for felony DUI charges in State v. Harbaugh, 754 So. 2d 691 (Fla. 2000). Id. at 716.

In Walters v. State, 933 So. 2d 1229 (Fla. 3d DCA 2006), the Third District more fully explained the State’s ability to rely on factual findings by the same jury in the first phase of a bifurcated trial to establish the charge of possession of a firearm by a convicted felon in the second phase of the trial.

The appropriate procedure in a bifurcated trial is to have the jury reconvene in the second phase for the trial of the charge of possession of a firearm by a convicted felon. In the second phase, the jury would be instructed that the fact that the defendant possessed a firearm had already been established by the verdict in the first phase. The State must then introduce evidence that the defendant is a convicted felon.

Id. at 1231. The bifurcation process is employed to prevent the jury from hearing irrelevant and damaging evidence of the defendant’s prior convictions while considering whether the defendant possessed a firearm. That is precisely what the trial court did here.

We find no error in this bifurcated trial. The trial court adequately protected the defendant’s due process rights and his right to a fair trial.

Affirmed.

Hazouri, J., concurs.

Farmer, J., dissents with opinion.

Farmer, J. dissenting.

I cannot agree with the majority opinion. In my mind there is a significant difference between a verdict finding guilt on the principal charge said to have included a firearm and a verdict that acquits on that

Page 4

charge. If he is acquitted on the charge of armed robbery, how can the jury’s answer to the possession part be dispositive of anything? When the jury acquitted on the armed robbery charge, the special interrogatory became immaterial. Moreover, the rule requires separate trials on the two charges, so it does not much matter whether the order is denominated a severance, a bifurcation or some other locution indicating different proceedings. I explain my thinking in the following.

Defendant was charged with armed robbery, nonviolent resisting arrest, and possession of a firearm by a convicted felon. At trial the charge for possession of a firearm by a convicted felon was severed from the first two charges and set to begin after the verdict on the first two charges. In its verdict on the first two charges, the jury acquitted defendant of the armed robbery charge but convicted him of resisting without violence. That verdict form also contained the standard special interrogatory as to whether, in committing the armed robbery, defendant possessed a firearm at any time. Although acquitting him of the armed robbery, the jury nevertheless answered the special interrogatory in the affirmative.

The case then proceeded to trial on the third charge regarding possession. The State’s only witness was its fingerprint expert who testified that the prints on two prior conviction records were those of defendant, thus proving that he was a convicted felon. At that point defense counsel cross examined the witness as to latent fingerprints on firearms. The witness testified that such prints are not always found on firearms, that the ability to make a comparison depends on the quality of the latent print. Asked about a firearm found near the scene in this case, the witness did not know whether the firearm was examined for latent prints and whether any were found.

In closing argument on the possession charge, defense counsel sought to argue that the State failed to provide any evidence that defendant possessed any firearm or that defendant’s fingerprints were revealed on the weapon found nearby. He also contended that because there was no evidence of any latent fingerprint investigation, he was deprived of the opportunity to clear his name. The State objected to defendant’s argument about possession of a firearm and the lack of fingerprints, saying that the jury had already found defendant in actual possession of the firearm in its verdict on the first two charges. The court sustained the State’s objection, saying “[t]hey’ve already heard that part of the testimony.” Defendant was convicted of the possession charge and argues prejudicial error in the exclusion of evidence and argument as to his possession of a firearm during the trial on that charge.

Page 5

The State supports its trial objection with Walters v. State, 933 So.2d 1229 (Fla. 3d DCA 2006), and Jackson v. State, 881 So.2d 711 (Fla. 3d DCA 2004). Neither is apt for this case because the defendant in both of those cases was first found guilty of the armed robbery charge with an attendant explicit interrogatory finding possession. See Jackson, 881 So.2d at 716 (“The jury’s verdict established that the defendant possessed a firearm. On the charge of possession of a firearm by a convicted felon, the only remaining issue was whether the defendant was a convicted felon.” [e.s.]). Walters, 933 So.2d at 1231 (“It was error for the trial court to make the factual determination, over the defendant’s objection, that the defendant was guilty of the offense of possession of a firearm by a convicted felon. The fact that the defendant possessed a firearm was established by the verdict in phase one. However, the jury did not make a finding that the defendant was a convicted felon.” [e.s.]). Here the jury acquitted defendant of the armed robbery charge. The issue thus turns on the role and effect of the special interrogatory verdict in the first trial.

Defendant argues that the special interrogatory finding possession of a firearm is inconsistent with its acquittal on the charge of armed robbery. In Redondo v. State, 403 So.2d 954 (Fla. 1981), the court vacated as legally inconsistent a conviction for possession of a firearm during the commission of a felony coupled with the jury’s acquittal of the felony, aggravated battery and attempted aggravated battery charges. In Gonzalez v. State, 440 So.2d 514 (Fla. 4th DCA 1983), we held that possession of a firearm is not a necessary element of robbery with a firearm; therefore the jury’s acquittal of the possession charge did not create an inconsistency with the same jury’s conviction of the armed robbery charge.

In State v. Powell, 674 So.2d 731, 733 (Fla. 1996), where the court held that inconsistent verdicts against a single defendant on interlocking charges are not permitted, the court explained that the possibility of a wrongful conviction in such cases outweighs any rationale for allowing such verdicts to stand. Again in Brown v. State, 959 So.2d 218 (Fla. 2007), the court said:

“An exception to the general rule [allowing inconsistent verdicts favoring the defendant] is warranted when the verdicts against a single defendant are truly inconsistent because the possibility of a wrongful conviction in such cases outweighs the rationale for allowing verdicts to stand.”

959 So.2d at 221. Here the jury’s finding of possession of a firearm in

Page 6

connection with its acquittal on the armed robbery charge may appear to be inconsistent but the charges are not interlocking.

One can be found not guilty of armed robbery but nevertheless guilty of possessing a firearm as a convicted felon. The severed charge involved elements found in neither of the first two charges, which themselves involved elements not found in the possession charge. The possession charge was entirely unrelated and independent of them.

But evidence of one critical element of possession by a felon, the fact of prior convictions, is unfairly prejudicial to defendant in trying the charge of armed robbery. State v. Vazquez, 419 So.2d 1088, 1090-91 (Fla. 1982). Rule 3.152(a)(2)(A) provides for a separate trial of the prejudicial charge because it promotes “a fair determination of the defendant’s guilt or innocence of each offense.” Once separated under the severance rule, each charge must be considered entirely separately from the other. See Fla. Std. Jury Instr. (Crim.) 3.12(a) (“each crime and the evidence applicable to it must be considered separately and a separate verdict returned as to each. A finding of guilty or not guilty as to one crime must not affect your verdict as to the other crime(s) charged”).

The State has the burden of proving all necessary elements in the severed charge, just as it must do in the principal charges. In this case, possession of the firearm was a “substantive element of the crime of possession of a firearm by a convicted felon” as much as was the prior conviction. See Vazquez, 419 So.2d at 1090. The jury’s answer to the special interrogatory in the first trial was without effect because they were instructed that it “must not affect your verdict as to the other” charge of possession of a firearm by a convicted felon. It therefore could not be used as proof of one of the two critical elements on severed possession charge. His severed trial on the possession charge should have been treated by the trial judge as truly separate trial as to all elements.

The State’s objection to defendant’s proposed argument was that the fingerprint issue was irrelevant because the jury had already found in the first trial that defendant possessed a firearm at some time. Manifestly the argument was relevant, because it was one of the very issues to be tried in the severed trial. The trial court’s decision to sustain the objection prevented defense counsel from arguing about the elements of the crime being tried. This was clear error.

The State’s argument that the error was harmless is risible. The error barred defendant entirely from adducing evidence and arguing anything

Page 7

about the foremost element of the possession charge: namely whether there was a firearm associated in some way with him and whether he had possession of it. The possibility that the same jury would likely convict him of the severed charge is not deemed so legally certain that defendant could be denied the opportunity to raise reasonable doubts in the minds of the jury during the trial on the possession charge. The trial court’s ruling created the possibility of a wrongful conviction simply because the jury understood the absence of evidence and argument by defense counsel on the issue as a concession that its previous finding could be substituted for any separate consideration of the unconnected possession issue.

In short I cannot say beyond a reasonable doubt that the error had no effect on the jury. See Goodwin v. State, 751 So.2d 537, 544 (Fla. 1999); see also Cooper v. State,— So.3d—, 2010 WL 3339170 (Fla. August 26, 2010) (“As we have explained, the applicable test ‘is not a sufficiency-ofthe-evidence, a correct result, a not clearly wrong, a substantial evidence, a more probable than not, a clear and convincing, or even an overwhelming evidence test.’ Likewise, it is not a strong evidence test. Rather, the test is ‘whether there is a reasonable possibility that the error affected the verdict.’ ” [c.o.]). It is simply impossible to hold the error here had no possible affect on the verdict.

* * *

Appeal from the Circuit Court for the Nineteenth Judicial Circuit, St. Lucie County; Cynthia L. Cox, Judge

Not final until disposition of timely filed motion for rehearing.

Ibarra v. State Of Fla. (Fla. App., 2010)

Wednesday, September 29th, 2010

MICHAEL A. IBARRA, Appellant,
v.
STATE OF FLORIDA, Appellee.

No. 4D09-3691
No. 562002CF003666A.

District Court Of Appeal Of The State Of Florida
Fourth District

July Term 2010
September 29, 2010

Michael Anthony Ibarra, Jasper, pro se.

Bill McCollum, Attorney General, Tallahassee, and Don M. Rogers, Assistant Attorney General, West Palm Beach, for appellee.

Per Curiam.

Michael A. Ibarra appeals the denial of his Florida Rule of Criminal Procedure 3.800(a) motion to correct illegal sentence. We affirm.

In April 2005, appellant entered an open no contest plea to robbery with a deadly weapon. The information charged that during the offense appellant “carried a firearm or other deadly weapon.” Although appellant maintained that he used a BB gun during the offense, and not a firearm, the victim had alleged otherwise. The weapon used during the robbery was never recovered. The plea form that appellant signed advised him that his plea would subject him to a ten-year mandatory minimum sentence. The trial court advised appellant during the plea colloquy that he would receive a ten-year mandatory minimum if the court declined to sentence him as a youthful offender. Appellant did not object to the factual basis recited by the State which alleged that appellant wielded a “firearm” during the offense. The trial court declined to impose youthful offender sanctions and sentenced appellant to thirty years in prison with the ten-year mandatory minimum under the 10-20-LIFE law based on his possession of a firearm.

In this rule 3.800(a) motion, appellant argued that the ten-year mandatory minimum term imposed under section 775.087(2)(a), Florida Statutes, was unlawful because this statute was not cited in the information and because the information alleged use of a deadly weapon or firearm. He argued that there was no evidence that a firearm was used and that he was not convicted of using a firearm because he pleaded to robbery with a deadly weapon.

Page 2

The trial court denied the motion explaining that appellant had raised the same meritless arguments in a rule 3.800(b)(2) motion filed during the pendency of his direct appeal. The trial court admonished appellant that his repeated filing of the same issues was frivolous and abusive, citing sections 944.279(1) and 944.28(2)(a), Florida Statutes (2009), which provide that gain-time earned by a prisoner is subject to forfeiture if he “is found by a court to have brought a frivolous or malicious suit, action, claim, proceeding, or appeal….”

The trial court correctly explained to appellant that the issues he raised had been argued and rejected in the rule 3.800(b)(2) motion which was denied and affirmed without opinion on direct appeal. Ibarra v. State, 981 So. 2d 1217 (Fla. 4th DCA 2008). Appellant admitted possession of a firearm when he stipulated to the factual basis and entered his plea aware that the ten-year mandatory minimum for possession of a firearm would apply. He was clearly advised that, pursuant to his plea, he would receive the ten-year mandatory minimum if the court did not impose a youthful offender sentence.

The question of whether the 10-20-LIFE statute had to be cited in the information was addressed at the hearing on the rule 3.800(b)(2) motion. While it was not argued in the direct appeal, this argument is without merit. Bundrage v. State, 814 So. 2d 1133, 1135 n.1 (Fla. 2d DCA 2002) (“An information does not have to refer to section 775.087 for the enhancement to apply, see Bryant v. State, 386 So. 2d 237 (Fla. 1980), as long as it alleges the use of a firearm, see Staton v. State, 636 So. 2d 844 (Fla. 5th DCA 1994).”).

Appellant’s attorney acknowledged at the rule 3.800(b)(2) hearing that appellant was aware when he entered his plea that the ten-year mandatory minimum could be imposed based on his possession of a firearm. The trial court correctly determined that appellant was barred by collateral estoppel from rearguing these issues in his rule 3.800(a) motion. See State v. McBride, 848 So. 2d 287, 290 (Fla. 2003).

Following the denial of his rule 3.800(a) motion, appellant filed a motion for rehearing which again argued that the mandatory minimum term was illegal because the 10-20-LIFE statute was not cited in the information. He contended that he was convicted of a crime not charged in the information which denies him due process of law. He also asserted that the trial court’s admonishment was an improper “attempt to scare him” into not filing future postconviction motions.

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The trial court denied the motion for rehearing. The court found in its order that the rule 3.800(a) motion and the motion for rehearing were frivolous and, pursuant to section 944.279(1), Florida Statutes, directed that a certified copy be delivered to prison officials for consideration of disciplinary procedures. The court recommended forfeiture of gain-time.

Appellant, relying upon State v. Spencer, 751 So. 2d 47 (Fla. 1999), argues that the trial court erred because he was not given notice and an opportunity to respond to the court’s intent to restrict future pro se filings and to refer him to the Department of Corrections. We reject appellant’s argument because the trial court only referred him to the Department of Corrections under section 944.279, and did not prohibit pro se filings.

Section 944.279(1), Florida Statutes, provides:

At any time, and upon its own motion or on motion of a party, a court may conduct an inquiry into whether any action or appeal brought by a prisoner was brought in good faith. A prisoner who is found by a court to have brought a frivolous or malicious suit, action, claim, proceeding, or appeal in any court of this state or in any federal court, which is filed after June 30, 1996, or to have brought a frivolous or malicious collateral criminal proceeding, which is filed after September 30, 2004, or who knowingly or with reckless disregard for the truth brought false information or evidence before the court, is subject to disciplinary procedures pursuant to the rules of the Department of Corrections. The court shall issue a written finding and direct that a certified copy be forwarded to the appropriate institution or facility for disciplinary procedures pursuant to the rules of the department as provided in s. 944.09.

Id. (emphasis supplied). An order to show cause is not required by this statute. The “may conduct an inquiry” language, by its plain meaning, is permissive, not mandatory. A court’s determination of whether a collateral criminal proceeding is frivolous is a legal determination to be made from review of the filing, the circumstances of the case, and the applicable law. A court’s “inquiry” into whether an action was filed in good faith does not necessarily require an order to show cause.

A prisoner referred under this provision is entitled to a due process hearing pursuant to the Department of Corrections’ disciplinary procedures. Spencer v. Fla. Dep’t of Corr., 823 So. 2d 752, 754 (Fla.

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2002); Fla. Admin. Code R. 33-601.307. The department alone determines whether any disciplinary measures should ultimately be imposed. The prisoner must be given notice and an opportunity to be heard in the proceedings before the department.

In Spencer v. Florida Department of Corrections, the Florida Supreme Court held that the department’s procedures in conducting the disciplinary proceeding did not violate the prisoner’s due process rights and that sections 944.279 and 944.28(2)(a) are not unconstitutional because of any “chilling effect” they may have on a prisoner’s rights. The Court approved the federal court’s finding that the appeal was frivolous and the federal court’s referral of the prisoner under 944.279. From the opinion in Spencer, the federal circuit court does not appear to have issued an order to show cause before determining that the appeal was frivolous. Id. at 753.

In this case, we conclude that the trial court did not err in failing to issue an order to show cause before finding that appellant had brought a frivolous action and in referring appellant to the DOC under section 944.279(1).

The trial court’s order clearly prohibits appellant from rearguing these same matters. It does not prohibit appellant from any pro se filings. Contrary to appellant’s argument, the trial court’s warning and referral to DOC do not have the same effect as barring an abusive litigant from ever filing again. In Spencer v. Florida Department of Corrections, the Florida Supreme Court expressly rejected this precise argument. Id. at 755. The Court held: “Any effect these statutes [sections 944.279 and 944.28(2)(a)] have to cause an inmate to ‘stop and think’ before filing a frivolous lawsuit is not unconstitutional.” Id. at 756.

Appellant is not prohibited from filing a non-frivolous collateral criminal proceeding in his case. Appellant, however, should pause and consider the merits of any proceedings he initiates because the filing of frivolous postconviction motions interferes with the court’s ability to consider legitimate claims and can result in sanctions.

Affirmed.

Polen, Hazouri and Gerber, JJ., concur.

* * *

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Appeal of order denying rule 3.800(a) motion from the Circuit Court for the Nineteenth Judicial Circuit, St. Lucie County; Robert E. Belanger, Judge

Not final until disposition of timely filed motion for rehearing.

Marc v. State Of Fla. (Fla. App., 2010)

Wednesday, September 29th, 2010

RONY MARC, Appellant,
v.
STATE OF FLORIDA, Appellee.

No. 4D09-2964
No. 562004CF003770A.

District Court Of Appeal Of The State Of Florida
Fourth District

July Term 2010
September 29, 2010

Rony Marc, Perry, pro se.

Bill McCollum, Attorney General, Tallahassee, and Helene C. Hvizd, Assistant Attorney General, West Palm Beach, for appellee.

Per Curiam.

We affirm the circuit court’s denial of the appellant’s motion for postconviction relief filed pursuant to Florida Rule of Criminal Procedure 3.850. We further direct that a certified copy of this opinion be forwarded to the appropriate institution or facility for disciplinary procedures against the appellant. We write to address the abusiveness of the appellant’s motion.

The appellant’s fifty-two page motion purported to raise four grounds for relief. The appellant, however, divided two of the grounds into subparts and then into more subparts. In some subparts, every sentence raised another claim. We conservatively estimate that the appellant raised at least thirty-five separate claims.

At the evidentiary hearing on the motion, the attorney appointed to represent the appellant could not address all of the claims. The appellant testified that a fellow inmate prepared the motion for him. Ultimately, the appellant did not carry his burden of proof at the hearing. See Pennington v. State, 34 So. 3d 151, 154 (Fla. 1st DCA 2010) (the defendant has the burden of proof at an evidentiary hearing on a rule 3.850 motion). The circuit court denied the motion in a twenty-two page order. The appellant challenges the denial of each of his claims.

We have considered each of the appellant’s claims and find that none of the claims, alone or together, has merit. The motion raised so many frivolous claims that addressing them in this opinion would be an

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unworthy use of our resources. In short, the motion was a clear abuse of the postconviction relief process.

This is not the first time we have seen such a motion or have written of this problem. See, e.g., Hedrick v. State, 6 So. 3d 688 (Fla. 4th DCA 2009). Postconviction abuse damages the justice system and impedes remedies for those whose cases merit relief. As we stated in Hedrick, “[a] legitimate claim that may merit relief is more likely to be overlooked if buried within a forest of frivolous claims.” Id. at 691; see also Jones v. State, 449 So. 2d 2 53, 258-59 (Fla. 1984) (“The right of selfrepresentation is not a license to abuse the dignity of the courtroom. Neither is it a license not to comply with relevant rules of procedural and substantive law.”) (citation omitted).

We remind circuit courts that, when faced with an excessive motion, they may dismiss the motion with leave to amend or issue an order to show cause why the motion should not be dismissed without prejudice. Schwenn v. State, 958 So. 2d 531, 533 (Fla. 4th DCA 2007). Courts also may avail themselves of the remedy provided in section 944.279(1), Florida Statutes:

At any time, and upon its own motion or on motion of a party, a court may conduct an inquiry into whether any action or appeal brought by a prisoner was brought in good faith. A prisoner who is found by a court… to have brought a frivolous or malicious collateral criminal proceeding, which is filed after September 30, 2004,… is subject to disciplinary procedures pursuant to the rules of the Department of Corrections. The court shall issue a written finding and direct that a certified copy be forwarded to the appropriate institution or facility for disciplinary procedures pursuant to the rules of the department as provided in s. 944.09.

§ 944.279(1), Fla. Stat. (2009). Possible sanctions include the forfeiture of gain-time. See § 944.28(2)(a), Fla. Stat. (2009) (“All or any part of the gain-time earned by a prisoner… is subject to forfeiture if such prisoner… is found by a court to have brought a frivolous suit, action, claim, proceeding, or appeal in any court….”). Sanctions also may be levied upon inmate law clerks who prepare frivolous pleadings. See generally Fla. Admin. Code R. 33-501.301(7) (2009).

In short, given the possibility of sanctions, prisoners should “stop and think” before filing frivolous collateral criminal challenges or appeals. See Spencer v. Fla. Dep’t of Corr., 823 So. 2d 752, 756 (Fla. 2002) (“Any

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effect these statutes have to cause an inmate to ‘stop and think’ before filing a frivolous lawsuit is not unconstitutional.”).

Here, because we find that the appellant’s motion and this appeal were frivolous, we direct that a certified copy of this opinion be forwarded to the appropriate institution or facility for disciplinary procedures.

We also suggest that the Florida Bar’s criminal rules committee and our supreme court consider amending Florida Rule of Criminal Procedure 3.850, and that the Department of Corrections consider amending Florida Administrative Code Rule 33-501.301(7)(i)(2), to require a postconviction movant to identify the person who prepared the motion on the movant’s behalf so that the Department may discern and sanction any other person responsible for filing frivolous motions.

Affirmed.

Taylor, Hazouri and Gerber, JJ., concur.

* * *

Appeal from the Circuit Court for the Nineteenth Judicial Circuit, St. Lucie County; Robert E. Belanger, Judge

Not final until disposition of timely filed motion for rehearing.

State Of Fla. v. Coleman (Fla. App., 2010)

Wednesday, September 29th, 2010

STATE OF FLORIDA, Appellant,
v.
SHANNON COLEMAN, Appellee.

No. 4D08-4066
No. 1999CF001881AXX.

District Court Of Appeal Of The State Of Florida
Fourth District

July Term 2010
September 29, 2010

Bill McCollum, Attorney General, Tallahassee, and Jeanine M. Germanowicz, Assistant Attorney General, West Palm Beach, for appellant.

Steven Cripps of the Law Offices of Orsley & Cripps, P.A., West Palm Beach, for appellee.

Per Curiam.

In this case, the State challenges an order modifying the defendant’s sex offender probation so as to eliminate the reporting requirement. As we conclude that the relevant statutes do not authorize nonreporting sex offender probation, we reverse the order appealed.

In January of 2000, the defendant pled guilty to multiple counts of lewd assault on a child under sixteen and lewd conduct in the presence of a child under sixteen and to a single count of using a computer service to solicit or entice a child. The defendant’s scoresheet reflected a lowest permissible sentence of twenty-one years and maximum sentence of life. The judge imposed a downward-departure sentence, sentencing the defendant to community control to be followed by sex offender probation. As part of his sentence, the defendant was required to receive medical castration, to receive treatment, to register as a sex offender, to receive polygraph testing, to not take steroids or any drug that increases testosterone, and to not frequent any place where children receive instruction, among other things.

In 2003, the defendant’s sex offender probation was transferred to Virginia. In 2008, the defendant filed a motion, in the Florida circuit court, seeking to terminate or modify his probation. The defendant asserted that he had been a model probationer; that, since the commission of his crimes in late 1998/early 1999, he had married and had a child and desired to have his probation terminated or modified to permit him to attend functions with his child and to travel for work and family purposes. The defendant filed letters from his Virginia probation

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officer and his doctor in support of his motion. The trial court ultimately granted the defendant’s motion, eliminating from the defendant’s sex offender probation the requirement that he report, in person, to his probation officer each month, but expressly stated that “[a]ll other conditions of probation remain in full force and effect.” It is this ruling that the State challenges.

“Probation is a creature of statute”; thus, in imposing a probationary sentence, courts are limited to the authority given them by the relevant statutes. Gearhart v. State, 885 So. 2d 415, 417 (Fla. 5th DCA 2004). Chapter 948 of the Florida Statutes governs probation. The State argues that not only is there no provision in chapter 948 authorizing or permitting the elimination of the reporting requirement from sex offender probation imposed upon a defendant convicted of a violation of section 800.04, criminalizing lewd and lascivious conduct involving children under sixteen, but the elimination of the reporting requirement is contrary to the very definition of sex offender probation. We agree.

“Probation” is defined as “a form of community supervision requiring specified contacts with parole and probation officers[1] and other terms and conditions as provided in s. 948.03.” § 948.001(8), Fla. Stat. (2010).2 Chapter 948 provides that, in imposing probation, a trial court “may” impose a condition requiring the probationer to report to the probation supervisors and permits a trial court to “rescind or modify at any time the terms and conditions” imposed. § 948.03(1)(a), (2), Fla. Stat. (2010).

In contrast to ordinary probation, “sex offender probation,” the probation involved here, is defined as “a form of intensive supervision, with or without electronic monitoring, which emphasizes treatment and supervision of a sex offender in accordance with an individualized

Page 3

treatment plan administered by an officer who has a restricted caseload and specialized training.” § 948.001(13), Fla. Stat. (2010) (emphasis added). Sex offender probation has the concurrent goals of treatment of the offender and the protection of society. See Woodson v. State, 864 So. 2d 512, 516 (Fla. 5th DCA 2004). To that end, in addition to defining sex offender probation as involving “intensive supervision,” chapter 948 provides that a trial court sentencing a defendant to sex offender probation must impose an extensive list of conditions for those, like the defendant, convicted of certain enumerated sex crimes. See § 948.30(1)-(3), Fla. Stat. (2010). These mandatory conditions include a curfew; that the defendant not reside within 1, 000 feet of where children regularly congregate; no contact with children except under specified circumstances; participation in, and successful completion of, a sex offender treatment program; internet safety rules; submission of DNA; restitution to the victim, including payment for any psychiatric services required by the victim; at least annual polygraph tests; and maintenance of a driving log or prohibition against driving a vehicle alone in the absence of prior approval from the supervising officer. See § 948.30(1)-(2), Fla. Stat. (2010).

Elimination of the reporting requirement from a defendant’s sex offender probation is contrary to, and undermines, the “intensive supervision” expressly contemplated for sex offender probationers. Further, in the absence of a reporting requirement, there is no mechanism in place to monitor and ensure a defendant’s compliance with the considerable list of mandatory conditions required in the imposition of sex offender probation. For these reasons, we do not believe that chapter 948 contemplates or permits the elimination of the reporting requirement for a defendant placed on sex offender probation. We thus reverse the order appealed.

Reversed and Remanded.

Stevenson, Taylor and Damoorgian, JJ., concur.

* * *

Appeal from the Circuit Court for the Fifteenth Judicial Circuit, Palm Beach County; Roger B. Colton, Judge

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Not final until disposition of timely filed motion for rehearing.

——–

Notes:

1. Chapter 948 provides for “administrative probation,” which does contemplate “nonreporting” status for a probationer. § 948.001(1), Fla. Stat. (2010). The order eliminating the reporting requirement from this defendant’s sex offender probation, though, cannot be justified as administrative probation. The Department of Corrections, not the trial court, is charged with transferring a defendant to “administrative probation” and administrative probation is not available for those convicted of a violation of section 800.04. See § 948.013(2), Fla. Stat. (2010).

2. The language of the relevant provisions of chapter 948 addressed in this opinion were identical at the time of the commission of the defendant’s crimes in late 1998/early 1999. See §§ 948.001(1), (5), (10), Fla. Stat. (1997 & 1999); 948.01(15), Fla. Stat. (Supp. 1998 & 1999); 948.03(1)(a), (2), (5), Fla. Stat. (Supp. 1998 & 1999).

——–

Bent v. State Of Fla. (Fla. App., 2010)

Wednesday, September 29th, 2010

MATTHEW BENT, Petitioner,
v.
STATE OF FLORIDA, and AL LAMBERTI, as Sheriff of Broward County,
and the SUN-SENTINEL, as intervenor, Respondents.
JESUS MENDEZ, Petitioner,
v.
STATE OF FLORIDA, and AL LAMBERTI, as Sheriff of Broward County, and
the SUN-SENTINEL, as intervenor, Respondents.

No. 4D10-2726
No. 4D10-2727
Case No. 09-21239 CF10A
Case No. 09-20695 CF10A.

District Court Of Appeal Of The State Of Florida
Fourth District

Filed: September 29, 2010

Howard Finkelstein, Public Defender and Diane M. Cuddihy, Assistant Public Defender, Fort Lauderdale, for Petitioner-Matthew Bent (4D09-2726)

Philip J. Massa, Regional Counsel, and Melanie L. Casper, Assistant Regional Counsel, Office of Criminal Conflict and Civil Regional Counsel, West Palm Beach, for Petitioner-Jesus Mendez (4D09-2727).

Deanna K. Shullman, James B. Lake, and Rachel E. Fugate of Thomas & Locicero PL, Lake Worth, and David S. Bralow, New York, for respondent, Sun-Sentinel Publishing Company.

Frank R. Brady of Brady & Brady, P.A., Boca Raton, for interested party Valerie J. Brewer.

Per Curiam.

Mathew Bent and Jesus Mendez are minors charged as adults with attempted second degree murder in a highly publicized case in Broward County. They have each petitioned this court for a writ of certiorari seeking review of an order allowing a local newspaper, the Sun-Sentinel, access to recordings of phone conversations from the jail between the defendants and their family members and other third parties, excluding counsel. We have consolidated the cases for review and grant the petitions.

The newspaper sent a public records request to the Broward Sheriff’s

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Office (BSO), asking for recordings of all the defendants’ phone conversations since their arrests, with the exception of calls made to their attorneys. In response, defendants moved the trial court for a protective order, arguing that the recorded calls are not subject to a public records request. They also argued that releasing the calls would prejudice their defense by increasing public scrutiny on issues collateral to the case and would violate their rights to due process and a fair trial.

After hearing argument from defense counsel, the newspaper, and BSO, and after allowing the attorneys to file memoranda of law, the trial court granted the motion for a protective order in part. Citing the definition of a public record in section 119.011(12), Florida Statutes, the court concluded that although BSO is not required to record the phone calls, it does so for legitimate security reasons and doing so makes the recordings a public record. The court concluded an exemption to the records request may apply if recordings include any confessions. § 119.071(2)(e), Fla. Stat. (2009). The court directed BSO to listen to the tapes, and if any admissions were made on them, not to release them; BSO was ordered to release any other recordings to the newspaper.

We agree with petitioners that the audio recordings of the defendants’ phone calls are not public records subject to release.

Article I, section 24 of the Florida Constitution gives every person “the right to inspect or copy any public record made or received in connection with the official business of any public body, officer, or employee of the state, or persons acting on their behalf, except with respect to records exempted pursuant to this section or specifically made confidential by this Constitution.” Section 119.011(12), Florida Statutes defines public records as “all documents, papers, letters, maps, books, tapes, photographs, films, sound recordings, data processing software, or other material, regardless of the physical form, characteristics, or means of transmission, made or received pursuant to law or ordinance or in connection with the transaction of official business by any agency.” (emphasis added).

The determination of whether something is a public record is a question of law subject to de novo review and is determined on a case-bycase basis. State v. City of Clearwater, 863 So. 2d 149, 151 (Fla. 2003); Shevin v. Byron, Harless, Schaffer, Reid & Assocs., Inc., 379 So. 2d 633, 640 (Fla. 1980); Rogers v. Hood, 906 So. 2d 1220 (Fla. 1st DCA 2005).

The Florida Supreme Court has repeatedly rejected the notion that “almost everything generated or received by a public agency” is a public

Page 3

record. City of Clearwater, 863 So. 2d at 154 (quoting Shevin, 379 So. 2d at 640 and holding that personal e-mails transmitted or received by public employees on government-owned computer systems were not public records). Although the Legislature has broadened the definition, “public records” still refers to “records-that is, materials that have been prepared with the intent of perpetuating or formalizing knowledge” in connection with the transaction of official agency business. City of Clearwater, 863 So. 2d at 154 (quoting Shevin). “The determining factor is the nature of the record, not its physical location.” 863 So. 2d at 154. See also Kight v. Dugger, 574 So. 2d 1066, 1068-69 (Fla. 1990) (holding that defense counsel’s files in possession of the Office of the Capital Collateral Representative were not subject to public disclosure even though the records were received in connection with the transaction of official business because these are the private records of the defendant); Media General Operations, Inc. v. Feeney, 849 So. 2d 3 (Fla. 1st DCA 2003) (agreeing that cellular phone records of private calls of staff employees did not constitute official business of the Florida House of Representatives).

As we have previously recognized, the purpose of the Public Records Act “is to open public records to allow Florida’s citizens to discover the actions of their government.” Christy v. Palm Beach Cnty. Sheriff’s Office, 698 So. 2d 1365, 1366 (Fla. 4th DCA 1997).

The newspaper argues the Public Records Act should be liberally construed in favor of access. Lightbourne v. McCollum, 969 So. 2d 326, 332-33 (Fla. 2007); Dade Aviation Consultants v. Knight Ridder, Inc., 800 So. 2d 302, 304 (Fla. 3d DCA 2001). However, none of the cases cited by the newspaper involve any situation similar to the instant cases where criminal defendants are seeking a protective order in response to a public records request in order to ensure a fair trial and minimize prejudicial pretrial publicity. The “records” in these cases are recordings of phone calls minors made to family members and other third parties while the minors were in jail awaiting prosecution. General presumptions in favor of openness, which were intended to allow public oversight of government business, do not apply in this context.

Here, the phone calls themselves are clearly not public records. The issue before us is whether BSO’s recording of the calls converts them to public records. Although monitoring of inmate calls for security purposes is related to official business of the jail, maintaining recordings of purely personal calls is not. The recordings at issue are personal phone calls, as opposed to records generated by BSO, such as mail logs or logs of phone numbers called. See City of Clearwater, 863 So. 2d at

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155. Unless the contents of the call involve a crime or security risk, “perpetuating” or maintaining these sound recordings has no connection to any official business of BSO. BSO is not using the content of petitioners’ calls to friends and family in the transaction of public business.

In addition to housing convicted defendants who are serving sentences, the jail houses persons like petitioners, who are simply accused of crimes. Although inmates may have little expectation of privacy since they are informed the calls are subject to monitoring and recording, a lack of expectation of privacy does not affect whether the recordings are subject to disclosure under the Public Records Act. City of Clearwater, 863 So. 2d at 154. Inmates receive no notice that calls may be disclosed to the general public. The expectation that a deputy or state attorney may listen to a call is very different from an expectation that anyone and everyone could listen to the calls. Sensitive or embarrassing information, or information that would otherwise be confidential, like financial information of the inmate or the person called, could be disclosed to the public. Treating the recordings as public records allows anyone to request the recorded calls. Moreover, an accused child should be able to consult with a parent without the communication becoming a public record.

The sound recordings of inmate phone calls which are not investigative material do not perpetuate or formalize knowledge in connection with official action. If the contents of the phone calls do not actually involve criminal activity or a security breach, the recordings maintained by the sheriff’s office are not “material prepared in connection with official agency business which is intended to perpetuate, communicate, or formalize knowledge.” Shevin, 379 So. 2d at 640. The recordings of petitioners’ personal phone calls do not give the public access to information about the operations of a government agency. An inmate’s personal phone calls do not in any way reflect the actions of government and releasing the calls would not further the purpose of the Public Records Act.

Because the newspaper is not entitled to production of the recorded phone calls pursuant to the Public Records Act, we grant the petitions, quash the trial court’s order, and remand these cases for further proceedings consistent with this opinion.

Polen, Taylor and May, JJ., concur.

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Petitions for writ of certiorari to the Circuit Court for the Seventeenth Judicial Circuit, Broward County; Carlos S. Rebollo, Judge; L.T.

Not final until disposition of timely filed motion for rehearing.